0001172661-15-001059.txt : 20150514
0001172661-15-001059.hdr.sgml : 20150514
20150514111203
ACCESSION NUMBER: 0001172661-15-001059
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150514
DATE AS OF CHANGE: 20150514
EFFECTIVENESS DATE: 20150514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MD SASS INVESTORS SERVICES INC
CENTRAL INDEX KEY: 0000922940
IRS NUMBER: 132703405
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0228
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04057
FILM NUMBER: 15861172
BUSINESS ADDRESS:
STREET 1: 1185 AVERNUE OF THE AMERICAS
STREET 2: 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 2127302000
MAIL ADDRESS:
STREET 1: 1185 AVENUE OF THE AMERICAS
STREET 2: 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
13F-HR
1
primary_doc.xml
13F-HR
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false
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0000922940
XXXXXXXX
03-31-2015
03-31-2015
false
MD SASS INVESTORS SERVICES INC
1185 Avenue Of The Americas
18th Floor
New York
NY
10036
13F HOLDINGS REPORT
028-04057
N
Rosemary Mooney
Senior Vice President & Head of Operations
212-843-8956
/s/ Rosemary Mooney
New York
NY
05-14-2015
2
139
1968386
1
0001373130
028-12005
MD Sass Associates, Inc.
2
0001633447
028-16534
M.D. Sass, LLC
INFORMATION TABLE
2
infotable.xml
ACTAVIS PLC
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2315
ACTAVIS PLC
SHS
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207161
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1
183401
0
23760
AERCAP HOLDINGS NV
SHS
N00985106
61220
1402530
SH
DFND
1
1242955
0
159575
AERCAP HOLDINGS NV
SHS
N00985106
27618
632721
SH
SOLE
617071
0
15650
AMC ENTMT HLDGS INC
CL A COM
00165C104
618
17400
SH
DFND
1
17400
0
0
AMC ENTMT HLDGS INC
CL A COM
00165C104
4369
123100
SH
DFND
2
123100
0
0
AMC ENTMT HLDGS INC
CL A COM
00165C104
228
6437
SH
SOLE
6437
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
62087
1176330
SH
DFND
1
1041185
0
135145
AMERICAN AIRLS GROUP INC
COM
02376R102
24076
456155
SH
SOLE
443030
0
13125
APOLLO GLOBAL MGMT LLC
CL A SHS
037612306
3756
173900
SH
DFND
2
173900
0
0
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CL A SHS
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207
9586
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9586
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0
APOLLO GLOBAL MGMT LLC
CL A SHS
037612306
551
25500
SH
DFND
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25500
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0
APPLE INC
COM
037833100
485
3900
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3900
0
0
APPLE INC
COM
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36280
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DFND
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36280
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APPLE INC
COM
037833100
212
1701
SH
SOLE
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0
0
ARAMARK
COM
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551275
SH
SOLE
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ARAMARK
COM
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138100
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0
0
ARAMARK
COM
03852U106
55922
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SH
DFND
1
1567175
0
200825
ARRIS GROUP INC NEW
COM
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209150
SH
SOLE
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0
11850
ARRIS GROUP INC NEW
COM
04270V106
30670
1061415
SH
DFND
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121850
ASPEN TECHNOLOGY INC
COM
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640
16625
SH
SOLE
0
0
16625
CAPITAL ONE FINL CORP
COM
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615
7800
SH
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0
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CAPITAL ONE FINL CORP
COM
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50600
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50600
0
0
CAPITAL ONE FINL CORP
COM
14040H105
222
2814
SH
SOLE
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0
0
CHICAGO BRIDGE & IRON CO N V
COM
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140417
SH
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7875
CHICAGO BRIDGE & IRON CO N V
COM
167250109
35236
715298
SH
DFND
1
633048
0
82250
CITIZENS FINL GROUP INC
COM
174610105
5268
218303
SH
SOLE
203328
0
14975
CITIZENS FINL GROUP INC
COM
174610105
26105
1081845
SH
DFND
1
964639
0
117206
CITIZENS FINL GROUP INC
COM
174610105
4686
194200
SH
DFND
2
194200
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
526
6375
SH
DFND
1
6375
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
3797
46000
SH
DFND
2
46000
0
0
CVS HEALTH CORP
COM
126650100
227
2200
SH
SOLE
2200
0
0
CVS HEALTH CORP
COM
126650100
630
6101
SH
DFND
1
6100
0
1
CVS HEALTH CORP
COM
126650100
4211
40800
SH
DFND
2
40800
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
12271
272936
SH
SOLE
258286
0
14650
DELTA AIR LINES INC DEL
COM NEW
247361702
61692
1372160
SH
DFND
1
1215810
0
156350
DELTA AIR LINES INC DEL
COM NEW
247361702
4492
99900
SH
DFND
2
99900
0
0
DISCOVER FINL SVCS
COM
254709108
49332
875455
SH
DFND
1
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0
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DISCOVER FINL SVCS
COM
254709108
3860
68500
SH
DFND
2
68500
0
0
DISCOVER FINL SVCS
COM
254709108
15742
279360
SH
SOLE
269685
0
9675
DOLLAR TREE INC
COM
256746108
33664
414865
SH
DFND
1
368505
0
46360
DOLLAR TREE INC
COM
256746108
6614
81510
SH
SOLE
76935
0
4575
EAGLE MATERIALS INC
COM
26969P108
7523
90033
SH
SOLE
85308
0
4725
EAGLE MATERIALS INC
COM
26969P108
38335
458767
SH
DFND
1
406108
0
52659
EXTERRAN HLDGS INC
COM
30225X103
336
10000
SH
DFND
1
10000
0
0
EXTERRAN HLDGS INC
COM
30225X103
2561
76300
SH
DFND
2
76300
0
0
GAMING & LEISURE PPTYS INC
COM
36467J108
39642
1075178
SH
DFND
1
953973
0
121205
GAMING & LEISURE PPTYS INC
COM
36467J108
4904
133012
SH
DFND
2
133012
0
0
GAMING & LEISURE PPTYS INC
COM
36467J108
10306
279527
SH
SOLE
268777
0
10750
GILEAD SCIENCES INC
COM
375558103
226
2300
SH
SOLE
2300
0
0
GILEAD SCIENCES INC
COM
375558103
589
6000
SH
DFND
1
6000
0
0
GILEAD SCIENCES INC
COM
375558103
4524
46100
SH
DFND
2
46100
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
230
5500
SH
SOLE
5500
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
3994
95500
SH
DFND
2
95500
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
594
14200
SH
DFND
1
14200
0
0
INTL PAPER CO
COM
460146103
511
9200
SH
DFND
1
9200
0
0
INTL PAPER CO
COM
460146103
3313
59700
SH
DFND
2
59700
0
0
KLX INC
COM
482539103
2621
68000
SH
SOLE
68000
0
0
LAMAR ADVERTISING CO NEW
CL A
512816109
10448
176276
SH
SOLE
166826
0
9450
LAMAR ADVERTISING CO NEW
CL A
512816109
50493
851915
SH
DFND
1
757265
0
94650
LAMAR ADVERTISING CO NEW
CL A
512816109
4520
76256
SH
DFND
2
76256
0
0
LAZARD LTD
SHS A
G54050102
515
9800
SH
DFND
1
9800
0
0
LAZARD LTD
SHS A
G54050102
3765
71600
SH
DFND
2
71600
0
0
MCKESSON CORP
COM
58155Q103
47751
211099
SH
DFND
1
187694
0
23405
MCKESSON CORP
COM
58155Q103
4547
20100
SH
DFND
2
20100
0
0
MCKESSON CORP
COM
58155Q103
14892
65834
SH
SOLE
63519
0
2315
MEDIA GEN INC NEW
COM
58441K100
62676
3800873
SH
DFND
1
3367127
0
433746
MEDIA GEN INC NEW
COM
58441K100
18854
1143333
SH
SOLE
1101388
0
41945
MEDTRONIC PLC
SHS
G5960L103
211
2701
SH
SOLE
2701
0
0
MEDTRONIC PLC
SHS
G5960L103
554
7100
SH
DFND
1
7100
0
0
MEDTRONIC PLC
SHS
G5960L103
3736
47900
SH
DFND
2
47900
0
0
METLIFE INC
COM
59156R108
32487
642678
SH
DFND
1
570603
0
72075
METLIFE INC
COM
59156R108
3185
63000
SH
DFND
2
63000
0
0
METLIFE INC
COM
59156R108
6422
127047
SH
SOLE
120047
0
7000
MICRON TECHNOLOGY INC
COM
595112103
47135
1737373
SH
DFND
1
1538073
0
199300
MICRON TECHNOLOGY INC
COM
595112103
15212
560709
SH
SOLE
541284
0
19425
MONDELEZ INTL INC
CL A
609207105
4692
130000
SH
DFND
2
130000
0
0
MONDELEZ INTL INC
CL A
609207105
245
6800
SH
SOLE
6800
0
0
MONDELEZ INTL INC
CL A
609207105
635
17600
SH
DFND
1
17600
0
0
MYLAN N V
SHS EURO
N59465109
10378
174865
SH
SOLE
166065
0
8800
MYLAN N V
SHS EURO
N59465109
50969
858790
SH
DFND
1
766784
0
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NEXSTAR BROADCASTING GROUP I
CL A
65336K103
589
10300
SH
DFND
1
10300
0
0
NEXSTAR BROADCASTING GROUP I
CL A
65336K103
4389
76700
SH
DFND
2
76700
0
0
NEXSTAR BROADCASTING GROUP I
CL A
65336K103
235
4103
SH
SOLE
4103
0
0
NOBLE ENERGY INC
COM
655044105
5093
104155
SH
SOLE
98280
0
5875
NOBLE ENERGY INC
COM
655044105
25427
519970
SH
DFND
1
459345
0
60625
NORTHSTAR RLTY FIN CORP
COM NEW
66704R704
26496
1462256
SH
SOLE
1424831
0
37425
NORTHSTAR RLTY FIN CORP
COM NEW
66704R704
3986
220000
SH
DFND
2
220000
0
0
NORTHSTAR RLTY FIN CORP
COM NEW
66704R704
61278
3381815
SH
DFND
1
2997665
0
384150
NXP SEMICONDUCTORS N V
COM
N6596X109
38605
384669
SH
DFND
1
340484
0
44185
NXP SEMICONDUCTORS N V
COM
N6596X109
7589
75617
SH
SOLE
71617
0
4000
OCCIDENTAL PETE CORP DEL
COM
674599105
285
3900
SH
DFND
1
3900
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
1832
25100
SH
DFND
2
25100
0
0
OUTFRONT MEDIA INC
COM
69007J106
3780
126342
SH
DFND
2
126342
0
0
OUTFRONT MEDIA INC
COM
69007J106
204
6817
SH
SOLE
6817
0
0
OUTFRONT MEDIA INC
COM
69007J106
540
18058
SH
DFND
1
18058
0
0
PFIZER INC
COM
717081103
3114
89500
SH
DFND
2
89500
0
0
PFIZER INC
COM
717081103
497
14300
SH
DFND
1
14300
0
0
PRUDENTIAL FINL INC
COM
744320102
48292
601315
SH
DFND
1
534015
0
67300
PRUDENTIAL FINL INC
COM
744320102
3036
37800
SH
DFND
2
37800
0
0
PRUDENTIAL FINL INC
COM
744320102
9657
120251
SH
SOLE
113651
0
6600
RALPH LAUREN CORP
CL A
751212101
6598
50175
SH
SOLE
47425
0
2750
RALPH LAUREN CORP
CL A
751212101
33071
251490
SH
DFND
1
223560
0
27930
RALPH LAUREN CORP
CL A
751212101
4642
35300
SH
DFND
2
35300
0
0
RAYTHEON CO
COM NEW
755111507
2821
25820
SH
SOLE
0
0
25820
REALOGY HLDGS CORP
COM
75605Y106
60237
1324465
SH
DFND
1
1176015
0
148450
REALOGY HLDGS CORP
COM
75605Y106
16971
373145
SH
SOLE
358445
0
14700
SANOFI
SPONSORED ADR
80105N105
574
11600
SH
DFND
1
11600
0
0
SANOFI
SPONSORED ADR
80105N105
4736
95800
SH
DFND
2
95800
0
0
SANOFI
SPONSORED ADR
80105N105
247
5000
SH
SOLE
5000
0
0
SHIRE PLC
SPONSORED ADR
82481R106
20116
84065
SH
SOLE
81230
0
2835
SHIRE PLC
SPONSORED ADR
82481R106
60846
254279
SH
DFND
1
225064
0
29215
SINCLAIR BROADCAST GROUP INC
CL A
829226109
342
10886
SH
SOLE
10886
0
0
SINCLAIR BROADCAST GROUP INC
CL A
829226109
880
28001
SH
DFND
1
28001
0
0
SINCLAIR BROADCAST GROUP INC
CL A
829226109
5907
188061
SH
DFND
2
188061
0
0
SIX FLAGS ENTMT CORP NEW
COM
83001A102
663
13700
SH
DFND
1
13700
0
0
SIX FLAGS ENTMT CORP NEW
COM
83001A102
4764
98400
SH
DFND
2
98400
0
0
SIX FLAGS ENTMT CORP NEW
COM
83001A102
237
4901
SH
SOLE
4901
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
109833
532100
SH
Put
DFND
2
532100
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
38558
186800
SH
Put
SOLE
186800
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
740
3585
SH
DFND
1
3585
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
14779
71600
SH
Put
DFND
1
71600
0
0
TERADYNE INC
COM
880770102
505
26800
SH
DFND
1
26800
0
0
TERADYNE INC
COM
880770102
3193
169375
SH
DFND
2
169375
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
442
7100
SH
DFND
1
7100
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
4716
75700
SH
DFND
2
75700
0
0
THE ADT CORPORATION
COM
00101J106
6051
145748
SH
SOLE
137848
0
7900
THE ADT CORPORATION
COM
00101J106
30086
724625
SH
DFND
1
645050
0
79575
THE ADT CORPORATION
COM
00101J106
4912
118300
SH
DFND
2
118300
0
0
TIME WARNER INC
COM NEW
887317303
464
5500
SH
DFND
1
5500
0
0
TIME WARNER INC
COM NEW
887317303
3200
37900
SH
DFND
2
37900
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
576
6800
SH
DFND
1
6800
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
3641
43000
SH
DFND
2
43000
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
212
2502
SH
SOLE
2502
0
0
WILLIAMS COS INC DEL
COM
969457100
62932
1243957
SH
DFND
1
1102607
0
141350
WILLIAMS COS INC DEL
COM
969457100
4943
97700
SH
DFND
2
97700
0
0
WILLIAMS COS INC DEL
COM
969457100
22024
435352
SH
SOLE
422177
0
13175
WILLIAMS SONOMA INC
COM
969904101
3380
42400
SH
DFND
2
42400
0
0
WILLIAMS SONOMA INC
COM
969904101
518
6500
SH
DFND
1
6500
0
0