0001172661-14-000367.txt : 20140213
0001172661-14-000367.hdr.sgml : 20140213
20140213081934
ACCESSION NUMBER: 0001172661-14-000367
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140213
DATE AS OF CHANGE: 20140213
EFFECTIVENESS DATE: 20140213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MD SASS INVESTORS SERVICES INC
CENTRAL INDEX KEY: 0000922940
IRS NUMBER: 132703405
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0228
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04057
FILM NUMBER: 14603094
BUSINESS ADDRESS:
STREET 1: 1185 AVERNUE OF THE AMERICAS
STREET 2: 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 2127302000
MAIL ADDRESS:
STREET 1: 1185 AVENUE OF THE AMERICAS
STREET 2: 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
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0000922940
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12-31-2013
12-31-2013
false
MD SASS INVESTORS SERVICES INC
1185 Avenue Of The Americas
18th Floor
New York
NY
10036
13F HOLDINGS REPORT
028-04057
N
Rosemary Mooney
Senior Vice President & Head of Operations
212-843-8956
/s/ Rosemary Mooney
New York
NY
02-13-2014
1
75
1408968
1
0001373130
028-12005
MD Sass Associates, Inc.
INFORMATION TABLE
2
infotable.xml
ACTAVIS PLC
SHS
G0083B108
36589
217786
SH
DFND
1
191036
0
26750
ACTAVIS PLC
SHS
G0083B108
13928
82904
SH
SOLE
79404
0
3500
AMERICAN AIRLS GROUP INC
COM
02376R102
24066
953175
SH
SOLE
927650
0
25525
AMERICAN AIRLS GROUP INC
COM
02376R102
44687
1769765
SH
DFND
1
1551715
0
218050
APOLLO GLOBAL MGMT LLC
CL A SHS
037612306
300
9477
SH
SOLE
9477
0
0
APPLE INC
COM
037833100
368
656
SH
SOLE
501
0
155
ASPEN TECHNOLOGY INC
COM
045327103
820
19625
SH
SOLE
0
0
19625
CAMERON INTERNATIONAL CORP
COM
13342B105
33144
556801
SH
DFND
1
487701
0
69100
CAMERON INTERNATIONAL CORP
COM
13342B105
13554
227700
SH
SOLE
219925
0
7775
CAPITAL ONE FINL CORP
COM
14040H105
13606
177583
SH
SOLE
171758
0
5825
CAPITAL ONE FINL CORP
COM
14040H105
29700
387730
SH
DFND
1
339055
0
48675
CBS CORP NEW
CL B
124857202
8021
125850
SH
SOLE
121800
0
4050
CBS CORP NEW
CL B
124857202
20767
325800
SH
DFND
1
285000
0
40800
CHICAGO BRIDGE & IRON CO N V
COM
167250109
5474
65832
SH
SOLE
62257
0
3575
CHICAGO BRIDGE & IRON CO N V
COM
167250109
20944
251881
SH
DFND
1
221406
0
30475
CVS CAREMARK CORPORATION
COM
126650100
17481
244241
SH
SOLE
236941
0
7300
CVS CAREMARK CORPORATION
COM
126650100
38160
533221
SH
DFND
1
467146
0
66075
DELTA AIR LINES INC DEL
COM NEW
247361702
17186
625578
SH
SOLE
607328
0
18250
DELTA AIR LINES INC DEL
COM NEW
247361702
40167
1462200
SH
DFND
1
1279425
0
182775
EBAY INC
COM
278642103
22784
415100
SH
SOLE
403075
0
12025
EBAY INC
COM
278642103
46274
842955
SH
DFND
1
737530
0
105425
EQUINIX INC
COM NEW
29444U502
13565
76435
SH
SOLE
74135
0
2300
EQUINIX INC
COM NEW
29444U502
33114
186620
SH
DFND
1
163210
0
23410
EXXON MOBIL CORP
COM
30231G102
1397
13800
SH
SOLE
0
0
13800
F M C CORP
COM NEW
302491303
10701
141825
SH
SOLE
135150
0
6675
F M C CORP
COM NEW
302491303
35833
474865
SH
DFND
1
415815
0
59050
FLOWSERVE CORP
COM
34354P105
5624
71350
SH
SOLE
67325
0
4025
FLOWSERVE CORP
COM
34354P105
21580
273748
SH
DFND
1
241198
0
32550
FOOT LOCKER INC
COM
344849104
29898
721460
SH
DFND
1
631110
0
90350
FOOT LOCKER INC
COM
344849104
10969
264691
SH
SOLE
254066
0
10625
GAMING & LEISURE PPTYS INC
COM
36467J108
8666
170550
SH
SOLE
162000
0
8550
GAMING & LEISURE PPTYS INC
COM
36467J108
31668
623275
SH
DFND
1
548900
0
74375
HOME LN SERVICING SOLUTIONS
ORD SHS
G6648D109
5107
222331
SH
SOLE
222331
0
0
INTL PAPER CO
COM
460146103
325
6618
SH
SOLE
5118
0
1500
JPMORGAN CHASE & CO
COM
46625H100
13486
230634
SH
SOLE
222159
0
8475
JPMORGAN CHASE & CO
COM
46625H100
35840
612875
SH
DFND
1
536550
0
76325
MCKESSON CORP
COM
58155Q103
47088
291748
SH
DFND
1
255763
0
35985
MCKESSON CORP
COM
58155Q103
18573
115075
SH
SOLE
111000
0
4075
MEDIA GEN INC
CL A
584404107
2531
112000
SH
SOLE
112000
0
0
METLIFE INC
COM
59156R108
11182
207387
SH
SOLE
200512
0
6875
METLIFE INC
COM
59156R108
32651
605577
SH
DFND
1
530227
0
75350
MONSANTO CO NEW
COM
61166W101
10738
92125
SH
SOLE
89375
0
2750
MONSANTO CO NEW
COM
61166W101
25696
220475
SH
DFND
1
192875
0
27600
MYLAN INC
COM
628530107
12064
278025
SH
SOLE
265350
0
12675
MYLAN INC
COM
628530107
34539
795859
SH
DFND
1
697209
0
98650
NEXSTAR BROADCASTING GROUP I
CL A
65336K103
3349
60103
SH
SOLE
60103
0
0
NMI HLDGS INC
CL A
629209305
5092
400000
SH
SOLE
400000
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
282
2955
SH
SOLE
2505
0
450
PFIZER INC
COM
717081103
251
8200
SH
SOLE
8200
0
0
PROSHARES TR
SHRT 20+YR TRE
74347X849
1300
39500
SH
SOLE
39500
0
0
PROSHARES TR
SHT 7-10 YR TR
74348A608
3986
117500
SH
SOLE
117500
0
0
PRUDENTIAL FINL INC
COM
744320102
13320
144458
SH
SOLE
139558
0
4900
PRUDENTIAL FINL INC
COM
744320102
38120
413389
SH
DFND
1
363889
0
49500
RAYTHEON CO
COM NEW
755111507
2795
30820
SH
SOLE
0
0
30820
REALOGY HLDGS CORP
COM
75605Y106
27153
548900
SH
DFND
1
483575
0
65325
REALOGY HLDGS CORP
COM
75605Y106
9190
185775
SH
SOLE
179300
0
6475
REINSURANCE GROUP AMER INC
COM NEW
759351604
34360
443918
SH
DFND
1
388720
0
55198
REINSURANCE GROUP AMER INC
COM NEW
759351604
13209
170629
SH
SOLE
164741
0
5888
SANOFI
SPONSORED ADR
80105N105
13732
256050
SH
SOLE
246975
0
9075
SANOFI
SPONSORED ADR
80105N105
34754
648070
SH
DFND
1
565570
0
82500
SCHLUMBERGER LTD
COM
806857108
18996
210812
SH
SOLE
204237
0
6575
SCHLUMBERGER LTD
COM
806857108
40479
449200
SH
DFND
1
392990
0
56210
SHIRE PLC
SPONSORED ADR
82481R106
16562
117225
SH
SOLE
112600
0
4625
SHIRE PLC
SPONSORED ADR
82481R106
44613
315760
SH
DFND
1
277135
0
38625
SINCLAIR BROADCAST GROUP INC
CL A
829226109
22679
634772
SH
SOLE
615397
0
19375
SINCLAIR BROADCAST GROUP INC
CL A
829226109
48676
1362376
SH
DFND
1
1192249
0
170127
SLM CORP
COM
78442P106
25571
973010
SH
DFND
1
847460
0
125550
SLM CORP
COM
78442P106
7391
281241
SH
SOLE
273016
0
8225
SPDR S&P 500 ETF TR
TR UNIT
78462F103
748
4050
SH
DFND
1
4050
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
265
6613
SH
SOLE
6613
0
0
THE ADT CORPORATION
COM
00101J106
11980
296029
SH
SOLE
285104
0
10925
THE ADT CORPORATION
COM
00101J106
30454
752407
SH
DFND
1
658332
0
94075
WILLIAMS COS INC DEL
COM
969457100
12370
320706
SH
SOLE
314431
0
6275
WILLIAMS COS INC DEL
COM
969457100
26202
679340
SH
DFND
1
596990
0
82350
WILLIAMS SONOMA INC
COM
969904101
234
4003
SH
SOLE
4003
0
0