0001047469-12-009143.txt : 20120927 0001047469-12-009143.hdr.sgml : 20120927 20120927164321 ACCESSION NUMBER: 0001047469-12-009143 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120927 DATE AS OF CHANGE: 20120927 EFFECTIVENESS DATE: 20120927 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Silver Bridge Capital Management LLC CENTRAL INDEX KEY: 0000922899 IRS NUMBER: 042988321 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-03747 FILM NUMBER: 121113588 BUSINESS ADDRESS: STREET 1: 60 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6175265153 MAIL ADDRESS: STREET 1: 60 STATE ST CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: HALE & DORR CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20010717 FORMER COMPANY: FORMER CONFORMED NAME: HALDOR INVESTMENT ADVISORS L P DATE OF NAME CHANGE: 19990305 13F-HR/A 1 a2211181z13f-hra.txt 13F-HR/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2012 ----------------------- Check Here if Amendment /X/; Amendment Number: 2 --------- This Amendment (Check only one.): / / is a restatement. /X/ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Silver Bridge Capital Management LLC ------------------------------------ Address: 255 State Street ------------------------------------ Boston, MA 02109 ------------------------------------ Form 13F File Number: 028-03747 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kristin D. Fazio ------------------------------- Title: Chief Compliance Officer ------------------------------- Phone: 617-502-9442 ------------------------------- Signature, Place, and Date of Signing: /s/Kristin D. Fazio Boston, Massachusetts September 27, 2012 ------------------------------- --------------------- ------------------ [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 -------------------- Form 13F Information Table Entry Total: 17 -------------------- Form 13F Information Table Value Total: $7,092 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 01 028-12579 Boston Common Asset Management, LLC ------ ----------------- -------------------------------------------- 02 028-02259 Boston Trust & Investment Management Company ------ ----------------- -------------------------------------------- 10 028-01669 Pinnacle Associates LTD ------ ----------------- --------------------------------------------
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ ---------------- --------- -------- ------------------ --------- ---------- --------------------- Value Shares/ Sh/ Put/ Invstmt Other Voting Authority Name of Issuer Title of Class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ ---------------- --------- -------- --------- --- ---- --------- ---------- --------------------- CAE INC COM 124765108 4 440 SH SOLE 440 CAE INC COM 124765108 98 10130 SH DEFINED 10 10130 CAMECO CORP COM 13321L108 12 567 SH SOLE 567 CAMECO CORP COM 13321L108 203 9230 SH DEFINED 10 9230 JP MORGAN CHASE & COMPANY COM 46625H100 5724 160214 SH SOLE 160129 85 JP MORGAN CHASE & COMPANY COM 46625H100 256 7165 SH DEFINED 01 7165 JP MORGAN CHASE & COMPANY COM 46625H100 36 1010 SH DEFINED 02 1010 ONYX PHARMACEUTICALS INC COM 683399109 9 130 SH SOLE 130 ONYX PHARMACEUTICALS INC COM 683399109 199 3000 SH DEFINED 10 3000 PALL CORP COM 696429307 9 160 SH SOLE 160 PALL CORP COM 696429307 204 3720 SH DEFINED 10 3720 RF MICRO DEVICES INC COM 749941100 2 420 SH SOLE 420 RF MICRO DEVICES INC COM 749941100 42 9950 SH DEFINED 10 9950 SEACHANGE INTL INC COM 811699107 4 440 SH SOLE 440 SEACHANGE INTL INC COM 811699107 84 10150 SH DEFINED 10 10150 VALSPAR CORP COM 920355104 8 160 SH SOLE 160 VALSPAR CORP COM 920355104 198 3780 SH DEFINED 10 3780