-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rj1CRRE+rBVuNWf2cBBW4uGHPSWDdm8WJHjxJH/T5m5i4JTKKlWAdO+I7Q2AUbWi 1PYv7k5C+vKImVF2+OsSdA== 0001047469-10-000682.txt : 20100210 0001047469-10-000682.hdr.sgml : 20100210 20100210103123 ACCESSION NUMBER: 0001047469-10-000682 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100210 DATE AS OF CHANGE: 20100210 EFFECTIVENESS DATE: 20100210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Silver Bridge Capital Management LLC CENTRAL INDEX KEY: 0000922899 IRS NUMBER: 042988321 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03747 FILM NUMBER: 10586492 BUSINESS ADDRESS: STREET 1: 60 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6175265153 MAIL ADDRESS: STREET 1: 60 STATE ST CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: HALE & DORR CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20010717 FORMER COMPANY: FORMER CONFORMED NAME: HALDOR INVESTMENT ADVISORS L P DATE OF NAME CHANGE: 19990305 13F-HR 1 a2196303z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Silver Bridge Capital Management LLC ------------------------------------ Address: 60 State Street ------------------------------------ Boston, MA 02109 ------------------------------------ Form 13F File Number: 28-03747 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kristin D. Fazio ------------------------------- Title: Chief Compliance Officer ------------------------------- Phone: 617-526-5804 ------------------------------- Signature, Place, and Date of Signing: /s/ Kristin D. Fazio Boston, Massachusetts February 5, 2010 ------------------------ --------------------- ---------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------------------ Form 13F Information Table Entry Total: 157 ------------------------ Form 13F Information Table Value Total: $475,478 (in thousands) ------------------------ List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None. FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- ----------------- --------- -------- ---------------------- ------------ ---------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- ----------------- --------- -------- --------- ----- ------ ------------ ---------- ------ -------- ------ 3M COMPANY COM 88579Y101 4052 49010 SH Sole 49010 0 0 ABBOTT LABORATORIES COM 002824100 606 11228 SH Sole 11228 0 0 ACCENTURE PLC IRELAND SHS CL A G1151C101 2218 53440 SH Sole 53440 0 0 ACE LIMITED SHS H0023r105 4479 88860 SH Sole 84080 0 4780 ACTIVISION BLIZZARD INC COM 00507V109 1793 161380 SH Sole 146770 0 14610 AFLAC INC COM 001055102 9223 199423 SH Sole 189733 0 9690 AIR PROD & CHEM INC COM 009158106 746 9200 SH Sole 9200 0 0 ALLSTATE CORP COM 020002101 649 21600 SH Sole 21600 0 0 ALTRIA GROUP INC COM 02209S103 135 6870 SH Sole 6870 0 0 AMERICAN EXPRESS CO COM 025816109 2382 58778 SH Sole 58778 0 0 AMGEN INC COM 031162100 6198 109566 SH Sole 102271 0 7295 ANADARKO PETE CORP COM 032511107 242 3882 SH Sole 3882 0 0 ANALOG DEVICES INC COM 032654105 8559 271032 SH Sole 0 271032 APACHE CORP COM 037411105 396 3835 SH Sole 3835 0 0 APPLE INC COM 037833100 10981 52111 SH Sole 49051 0 3060 ARIAD PHARMACEUTICALS INC COM 04033A100 163 71428 SH Sole 71428 0 0 AT&T INC COM 00206R102 446 15903 SH Sole 15903 0 0 ATMEL CORP COM 049513104 20 4430 SH Sole 4430 0 0 AUTOMATIC DATA PROCESS INC COM 053015103 437 10197 SH Sole 10197 0 0 BANK NEW YORK MELLON INC COM 064058100 1050 37528 SH Sole 37528 0 0 BANK OF AMERICA CORP COM 060505104 332 22039 SH Sole 22039 0 0 BAXTER INTL INC COM 071813109 450 7676 SH Sole 7676 0 0 BECTON DICKINSON & CO COM 075887109 7631 96772 SH Sole 92052 0 4720 BERKSHIRE HATHAWAY INC CL A 084670108 2976 30 SH Sole 30 0 0 BERKSHIRE HATHAWAY INC CL B 084670702 424 129 SH Sole 129 0 0 BLACKSTONE GROUP LP COM UNIT LTD 09253u108 295 22450 SH Sole 22450 0 0 BMC SOFTWARE COM 055921100 1555 38772 SH Sole 31592 0 7180 BP PLC SPON ADR 055622104 1559 26898 SH Sole 26898 0 0 BRISTOL MYERS SQUIBB COM 110122108 7908 313180 SH Sole 313180 0 0 CAMECO CORP COM 13321L108 44 1370 SH Sole 1370 0 0 CARNIVAL CORP PAIRED CTF 143658300 321 10132 SH Sole 10132 0 0 CATERPILLAR INC COM 149123101 1030 18075 SH Sole 18075 0 0 CELGENE CORP COM 151020104 4250 76337 SH Sole 69757 0 6580 CHESAPEAKE ENERGY CORP COM 165167107 8663 334754 SH Sole 314489 0 20265 CHEVRONTEXACO CORP COM 166764100 6582 85495 SH Sole 85495 0 0 CHIMERA INVESTMENT GROUP COM 16934Q109 252 65000 SH Sole 65000 0 0 CINCINNATI BELL INC COM 171871106 15 4350 SH Sole 4350 0 0 CISCO SYSTEMS INC COM 17275R102 9830 410630 SH Sole 389860 0 20770 CLOROX CO COM 189054109 331 5425 SH Sole 1505 0 3920 COCA COLA CO COM 191216100 956 16770 SH Sole 16770 0 0 COLGATE-PALMOLIVE CO COM 194162103 8099 98587 SH Sole 93772 0 4815 COMCAST CORP CL A 20030N101 2153 127697 SH Sole 127697 0 0 CONOCOPHILLIPS COM 20825C104 628 12300 SH Sole 12300 0 0 CONSOLIDATED EDISON COM 209115104 986 21695 SH Sole 21695 0 0 COOPER INDUSTRIES PLC SHS CL A G24140108 501 11740 SH Sole 3450 0 8290 CORNING INC COM 219350105 2084 107905 SH Sole 107905 0 0 COSTCO WHOLESALE CORP COM 22160K105 422 7125 SH Sole 1980 0 5145 COVIDIEN PLC SHS G2554F105 578 12068 SH Sole 12068 0 0 CVS CORP COM 126650100 7393 229513 SH Sole 215733 0 13780 DELL INC COM 24702R101 518 36079 SH Sole 36079 0 0 DENTSPLY INTL INC COM 249030107 42 1200 SH Sole 1200 0 0 DOLLAR TREE STORES COM 256746108 428 8870 SH Sole 8870 0 0 DOVER CORP COM 260003108 517 12415 SH Sole 3440 0 8975 DYNEGY INC CL A 26817G102 28 15500 SH Sole 15500 0 0 EATON CORP COM 278058102 1708 26843 SH Sole 26843 0 0 EL PASO PIPELINE PARTNERS LP COM UNIT LPI 283702108 234 9000 SH Sole 9000 0 0 ELI LILLY & CO COM 532457108 338 9465 SH Sole 9465 0 0 EMERSON ELECTRIC CO COM 291011104 4339 101854 SH Sole 101854 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 324 5690 SH Sole 5690 0 0 ENERGY TRANSFER EQUITY LP COM UT LTD PTN 29273V100 367 12000 SH Sole 12000 0 0 ENSCO INTL PLC ADS 29358Q109 4161 104180 SH Sole 104180 0 0 ENTERPRISE GP HOLDINGS LP UNIT LP INT 293716106 390 10000 SH Sole 10000 0 0 EOG RESOURCES INC COM 26875P101 505 5190 SH Sole 1435 0 3755 EXXON MOBIL CORP COM 30231G102 15054 220770 SH Sole 220770 0 0 FIRST SOLAR INC COM 336433107 494 3645 SH Sole 1015 0 2630 FLUOR CORP COM 343412102 292 6475 SH Sole 1800 0 4675 FPL GROUP INC COM 302571104 1234 23358 SH Sole 23358 0 0 FRANKLIN STREET PPTYS CORP COM 35471R106 1369 93693 SH Sole 93693 0 0 GENERAL ELECTRIC CO COM 369604103 10332 682908 SH Sole 682908 0 0 GENZYME CORP CO COM 372917104 4976 101526 SH Sole 95776 0 5750 GILEAD SCIENCES INC COM 375558103 444 10260 SH Sole 10260 0 0 GOLDCORP INC COM 380956409 420 10667 SH Sole 10667 0 0 GOLDMAN SACHS GROUP COM 38141G104 371 2200 SH Sole 2200 0 0 GOOGLE INC CL A CL A 38259P508 71 115 SH Sole 115 0 0 HARMONIC LIGHTWAVES INC COM 413160102 18 2880 SH Sole 2880 0 0 HESS CORPORATION COM 42809H107 511 8450 SH Sole 8450 0 0 HEWLETT PACKARD CO COM 428236103 741 14395 SH Sole 8410 0 5985 HOLOGIC INC COM 436440101 4696 323862 SH Sole 301992 0 21870 HONEYWELL INTL INC COM 438516106 577 14722 SH Sole 14722 0 0 IBM CORP COM 459200101 19090 145835 SH Sole 145835 0 0 ILLINOIS TOOL WORKS INC COM 452308109 967 20160 SH Sole 20160 0 0 INTEL CORP COM 458140100 5358 262658 SH Sole 262658 0 0 ISHARES MSCI EAFE MSCI EAFE IDX 464287465 24189 437566 SH Sole 435891 0 1675 ISHARES MSCI EAFE GROWTH MSCI GRW IDX 464288885 460 8350 SH Sole 8350 0 0 ISHARES MSCI EAFE VALUE MSCI VAL IDX 464288877 505 10035 SH Sole 10035 0 0 ISHARES MSCI EMERGING MKTS MSCI EMERG MKT 464287234 19286 464731 SH Sole 462871 0 1860 ISHARES MSCI JAPAN MSCI JAPAN 464286848 282 29000 SH Sole 29000 0 0 ISHARES RUSSELL 1000 GROWTH RUSSELL1000GRW 464287614 169 3394 SH Sole 3394 0 0 ISHARES RUSSELL 2000 RUSSELL 2000 464287655 20785 332877 SH Sole 331082 0 1795 ISHARES RUSSELL 3000 RUSSELL 3000 464287689 331 5065 SH Sole 5065 0 0 ISHARES RUSSELL MIDCAP RUSSELL MIDCAP 464287499 205 2490 SH Sole 2490 0 0 ISHARES S&P 500 S&P500 INDEX 464287200 227 2026 SH Sole 2026 0 0 ISHARES S&P 500/GROWTH S&P500 GRW 464287309 624 10765 SH Sole 10765 0 0 JOHNSON & JOHNSON COM 478160104 13499 209574 SH Sole 209574 0 0 JP MORGAN CHASE & CO COM 46625H100 8890 213342 SH Sole 203212 0 10130 KELLOGG CO COM 487836108 559 10505 SH Sole 3070 0 7435 KINROSS GOLD CORP COM NO PAR 496902404 368 20000 SH Sole 20000 0 0 KRAFT FOODS INC CL A 50075N104 1053 38757 SH Sole 38757 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 5797 66670 SH Sole 66670 0 0 LINEAR TECHNOLOGY CORP COM 535678106 76 2500 SH Sole 2500 0 0 LOCKHEED MARTIN CORP COM 539830109 930 12340 SH Sole 12340 0 0 MCDERMOTT INTL INC COM 580037109 1839 76600 SH Sole 76600 0 0 MCDONALDS CORP COM 580135101 8331 133419 SH Sole 125944 0 7475 MEDCO HEALTH SOLUTIONS INC COM 58405U102 854 13357 SH Sole 13357 0 0 MEDTRONIC INC COM 585055106 540 12285 SH Sole 12285 0 0 MEMC ELECTRONIC MATERIALS COM 552715104 3352 246102 SH Sole 246102 0 0 MERCK & CO INC COM 58933Y105 252 6908 SH Sole 6908 0 0 MICROSOFT CORP COM 594918104 12577 412620 SH Sole 391965 0 20655 MONSANTO CO COM 61166W101 5517 67483 SH Sole 67483 0 0 MORGAN STANLEY COM NEW 617446448 4585 154893 SH Sole 142508 0 12385 MOSAIC CO COM COM 61945A107 2490 41693 SH Sole 41693 0 0 NATIONAL-OILWELL INC COM 637071101 259 5880 SH Sole 1630 0 4250 NIKE INC CL B 654106103 7023 106295 SH Sole 102365 0 3930 NOBLE CORPORATION BAAR COM H5833N103 728 17880 SH Sole 5035 0 12845 NORFOLK SOUTHERN CORP COM 655844108 553 10550 SH Sole 10550 0 0 NYSE EURONEXT COM 629491101 2151 85015 SH Sole 85015 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 1098 13494 SH Sole 13494 0 0 ORACLE CORP COM 68389X105 1994 81283 SH Sole 81283 0 0 PAYCHEX INC COM 704326107 97 3180 SH Sole 3180 0 0 PEPSICO INC COM 713448108 2233 36735 SH Sole 36735 0 0 PFIZER INC COM 717081103 1436 78968 SH Sole 78968 0 0 PHILIP MORRIS INTL INC COM 718172109 4381 90908 SH Sole 90908 0 0 PLAINS ALL AMERICAN PIPELINE L UNIT LTD PARTN 726503105 234 4420 SH Sole 4420 0 0 PROCTER & GAMBLE CO COM 742718109 12957 213714 SH Sole 213714 0 0 QUALCOMM INC COM 747525103 652 14095 SH Sole 5645 0 8450 REGENCY ENERGY PARTNERS LP COM UNITS L P 75885Y107 230 11000 SH Sole 11000 0 0 RESEARCH IN MOTION LTD COM 760975102 5389 79788 SH Sole 75013 0 4775 RIO TINTO PLC SPONSORED ADR 767204100 2448 11364 SH Sole 11364 0 0 ROYAL DUTCH SHELL PLC SPON ADR A 780259206 614 10220 SH Sole 10220 0 0 SCHLUMBERGER LTD COM 806857108 5670 87114 SH Sole 87114 0 0 SHERWIN-WILLIAMS CO COM 824348106 249 4040 SH Sole 4040 0 0 SPDR TR UNIT SER 1 78462f103 5443 48841 SH Sole 45671 0 3170 STANDEX INTL CORP COM 854231107 1274 63428 SH Sole 63428 0 0 STATE STREET CORP COM 857477103 4906 112667 SH Sole 107092 0 5575 STRYKER CORP COM 863667101 634 12590 SH Sole 5745 0 6845 SUNCOR ENERGY INC COM 867224107 125 3550 SH Sole 3550 0 0 SYSCO CORP COM 871829107 150 5360 SH Sole 5360 0 0 TARGET CORP COM 87612E106 4283 88547 SH Sole 79797 0 8750 TEVA PHARMACEUTICAL ADR 881624209 7823 139247 SH Sole 130542 0 8705 TEXAS INSTRUMENTS INC COM 882508104 608 23328 SH Sole 8368 0 14960 THERMO FISHER SCIENTIFIC INC COM 883556102 241 5060 SH Sole 1400 0 3660 THOMAS & BETTS CORP COM 884315102 742 20730 SH Sole 5835 0 14895 TRANSOCEAN LTD REG SHS h8817h100 4472 54012 SH Sole 48287 0 5725 TRIQUINT SEMICONDUCTOR INC COM 89674K103 17 2870 SH Sole 2870 0 0 UNION PACIFIC CORP COM 907818108 1820 28488 SH Sole 28488 0 0 UNITED HEALTH GROUP INC COM 91324P102 553 18135 SH Sole 18135 0 0 UNITED PARCEL SERVICE CL B 911312106 362 6305 SH Sole 1825 0 4480 UNITED TECHNOLOGIES CORP COM 913017109 10585 152500 SH Sole 152500 0 0 US BANCORP COM 902973304 967 42954 SH Sole 32564 0 10390 VANGUARD WORLD FDS ENERGY ETF 92204A306 325 3900 SH Sole 3900 0 0 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334n103 354 10755 SH Sole 3990 0 6765 VERIZON COMMUNICATIONS INC COM 92343V104 7553 227987 SH Sole 211677 0 16310 WAINWRIGHT BK&TR CO BOSTON COM 930705108 6447 883142 SH Sole 441571 0 441571 WAL MART STORES INC COM 931142103 5769 107939 SH Sole 107939 0 0 WALGREEN CO COM 931422109 358 9755 SH Sole 9755 0 0 WELLS FARGO & CO COM 949746101 6605 244716 SH Sole 230936 0 13780 YAMANA GOLD INC COM 98462Y100 155 13600 SH Sole 13600 0 0
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