-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TUDwfA9grjhCHfWyQYO2kYP+aOUFPALb4O8mKlezq/M22anTFscpgmV+jtrhbB2B 7wOZt4cpH8+tAUgV7sRDCA== 0001047469-09-010182.txt : 20091116 0001047469-09-010182.hdr.sgml : 20091116 20091116112253 ACCESSION NUMBER: 0001047469-09-010182 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Silver Bridge Capital Management LLC CENTRAL INDEX KEY: 0000922899 IRS NUMBER: 042988321 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03747 FILM NUMBER: 091184561 BUSINESS ADDRESS: STREET 1: 60 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6175265153 MAIL ADDRESS: STREET 1: 60 STATE ST CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: HALE & DORR CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20010717 FORMER COMPANY: FORMER CONFORMED NAME: HALDOR INVESTMENT ADVISORS L P DATE OF NAME CHANGE: 19990305 13F-HR 1 a2195542z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Silver Bridge Capital Management LLC ------------------------------------ Address: 60 State Street ------------------------------------ Boston, MA 02109 ------------------------------------ Form 13F File Number: 028-03747 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kristin D. Fazio ------------------------------- Title: Chief Compliance Officer ------------------------------- Phone: 617-526-5804 ------------------------------- Signature, Place, and Date of Signing: /s/ Kristin D. Fazio Boston, Massachusetts November 16, 2009 ------------------------------- --------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 149 -------------------- Form 13F Information Table Value Total: $482,610 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None. FORM 13F INFORMATION TABLE
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------------------------------ -------------- --------- ------- ----------------- ------- ------ -------------------- VALUE SH/PRN SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY ISSUER TITLE OF CLASS CUSIP (x1000) AMOUNT PRN CALL DISCRTN MGRS SOLE SHARED NONE 3M COMPANY COM 88579Y101 5591 75755 SH SOLE 75755 0 0 ABBOTT LABORATORIES COM 002824100 594 12015 SH SOLE 12015 0 0 ACCENTURE LTD CL A G1151C101 2546 68301 SH SOLE 68301 0 0 ACE LIMITED ORD H0023r105 6513 121833 SH SOLE 114518 0 7315 AFLAC INC COM 001055102 9180 214792 SH SOLE 200232 0 14560 AIR PRODUCTS & CHEMICALS INC COM 009158106 714 9200 SH SOLE 9200 0 0 ALLSTATE CORP COM 020002101 661 21600 SH SOLE 21600 0 0 AMERICAN EXPRESS COMPANY COM 025816109 2169 63972 SH SOLE 63972 0 0 AMGEN INC COM 031162100 6923 114942 SH SOLE 103683 0 11259 ANADARKO PETE CORP COM 032511107 244 3882 SH SOLE 3882 0 0 ANALOG DEVICES INC COM 032654105 20561 745516 SH SOLE 474484 0 271032 APACHE CORP COM 037411105 352 3835 SH SOLE 3835 0 0 APPLE INC COM 037833100 9630 51957 SH SOLE 47349 0 4608 AT&T INC COM 00206R102 466 17240 SH SOLE 17240 0 0 AUTOMATIC DATA PROCESS INC COM 053015103 421 10722 SH SOLE 10722 0 0 BANK NEW YORK MELLON INC COM 064058100 1557 53703 SH SOLE 53703 0 0 BANK OF AMERICA CORP COM 060505104 559 33063 SH SOLE 33063 0 0 BAXTER INTERNATIONAL INC COM 071813109 496 8696 SH SOLE 8696 0 0 BECTON DICKINSON & COMPANY COM 075887109 7097 101742 SH SOLE 94540 0 7202 BERKSHIRE HATHAWAY INC CL A 084670108 3030 30 SH SOLE 30 0 0 BERKSHIRE HATHAWAY INC CL B 084670207 498 150 SH SOLE 150 0 0 BLACKSTONE GROUP LP COM UNIT LTD 09253u108 234 16450 SH SOLE 16450 0 0 BMC SOFTWARE COM 055921100 1803 48034 SH SOLE 37072 0 10962 BP PLC SPON ADR 055622104 1466 27533 SH SOLE 27533 0 0 BRISTOL MYERS SQUIBB COM 110122108 7085 314628 SH SOLE 314628 0 0 CARNIVAL CORP COM 143658300 337 10132 SH SOLE 10132 0 0 CATERPILLAR INC COM 149123101 937 18255 SH SOLE 18255 0 0 CEDAR FAIR LP DEPOSITRY UNIT 150185106 105 10000 SH SOLE 10000 0 0 CELGENE CORP COM 151020104 4500 80502 SH SOLE 70557 0 9945 CHESAPEAKE ENERGY CORP COM 165167107 9788 344660 SH SOLE 307890 0 36770 CHEVRONTEXACO CORP COM 166764100 7536 107003 SH SOLE 107003 0 0 CHIMERA INVESTMENT GROUP COM 16934Q109 248 65000 SH SOLE 65000 0 0 CISCO SYSTEMS INC COM 17275R102 10171 432058 SH SOLE 400219 0 31839 CLOROX COMPANY COM 189054109 448 7623 SH SOLE 1627 0 5996 COCA COLA COMPANY COM 191216100 933 17377 SH SOLE 17377 0 0 COLGATE-PALMOLIVE COMPANY COM 194162103 8121 106458 SH SOLE 99052 0 7406 CONOCOPHILLIPS COM 20825C104 659 14600 SH SOLE 14600 0 0 CONSOLIDATED EDISON COM 209115104 888 21695 SH SOLE 21695 0 0 COOPER INDUSTRIES LTD CL A G24140108 616 16397 SH SOLE 3703 0 12694 COSTCO WHOLESALE CORP COM 22160K105 553 9800 SH SOLE 2145 0 7655 COVIDIEN LTD SPNS ADR G2554F105 522 12068 SH SOLE 12068 0 0 CVS CORP COM 126650100 8505 237971 SH SOLE 216985 0 20986 DELL INC COM 24702R101 551 36079 SH SOLE 36079 0 0 DENTSPLY INTERNATIONAL INC COM 249030107 41 1200 SH SOLE 1200 0 0 DOLLAR TREE STORES COM 256746108 432 8870 SH SOLE 8870 0 0 DOVER CORP COM 260003108 668 17243 SH SOLE 3669 0 13574 DYNEGY INC CL A 26817G102 40 15500 SH SOLE 15500 0 0 EATON CORP COM 278058102 4109 72604 SH SOLE 72604 0 0 ELI LILLY & COMPANY COM 532457108 268 8115 SH SOLE 8115 0 0 EMERSON ELECTRIC COMPANY COM 291011104 4145 103419 SH SOLE 103419 0 0 ENCANA CORP COM 292505104 69 1200 SH SOLE 1200 0 0 ENERGY SELECT SECTOR SPDR ETF SBI INT-ENERG 81369Y506 307 5690 SH SOLE 5690 0 0 ENERGY TRANSFER EQUITY LP COM UT LTF PTN 29273V100 424 15150 SH SOLE 15150 0 0 ENSCO INTERNATIONAL INC COM 26874Q100 4489 105520 SH SOLE 105520 0 0 ENTERPRISE GP HOLDINGS LP UNIT LP INT 293716106 296 10000 SH SOLE 10000 0 0 EOG RESOURCES INC COM 26875P101 600 7188 SH SOLE 1534 0 5654 EXXON MOBIL CORP COM 30231G102 16223 236456.8 SH SOLE 236457 0 0 FIRST SOLAR INC COM 336433107 776 5075 SH SOLE 1095 0 3980 FLUOR CORP COM 343412102 453 8910 SH SOLE 1920 0 6990 FPL GROUP INC COM 302571104 1290 23358 SH SOLE 23358 0 0 FRANKLIN STREET PROPERTIES COM 35471R106 1227 93693 SH SOLE 93693 0 0 GENERAL ELECTRIC COMPANY COM 369604103 11575 704959.5 SH SOLE 704959 0 0
GENERAL MILLS INC COM 370334104 212 3290 SH SOLE 3290 0 0 GENZYME CORP COMPANY COM 372917104 4405 77641 SH SOLE 69121 0 8520 GILEAD SCIENCES INC COM 375558103 477 10260 SH SOLE 10260 0 0 GLAXOSMITHKLINE PLC SPON ADR 37733W105 256 6470 SH SOLE 6470 0 0 GOLDCORP INC COM 380956409 431 10667 SH SOLE 10667 0 0 GOLDMAN SACHS GROUP COM 38141G104 350 1900 SH SOLE 1900 0 0 GOOGLE INC CL A 38259P508 57 115 SH SOLE 115 0 0 HESS CORPORATION COM 42809H107 438 8200 SH SOLE 8200 0 0 HEWLETT PACKARD COMPANY COM 428236103 841 17824 SH SOLE 8776 0 9048 HOLOGIC INC COM 436440101 5449 333446 SH SOLE 300275 0 33171 HONEYWELL INTERNATIONAL INC COM 438516106 575 15491 SH SOLE 15491 0 0 IBM CORP COM 459200101 17914 149772 SH SOLE 149772 0 0 ILLINOIS TOOL WORKS INC COM 452308109 861 20160 SH SOLE 20160 0 0 INTEL CORP COM 458140100 5187 265062 SH SOLE 265062 0 0 ISHARES MSCI EAFE MSCI EAFE IDC 464287465 23769 434699 SH SOLE 433024 0 1675 ISHARES MSCI EAFE GROWTH MSCI GRW IDX 464288885 450 8430 SH SOLE 8430 0 0 ISHARES MSCI EAFE VALUE MSCI VAL IDX 464288877 534 10435 SH SOLE 10435 0 0 ISHARES MSCI EMERGING MARKETS MSCI EMERG MKT 464287234 17230 442821 SH SOLE 440961 0 1860 ISHARES MSCI JAPAN MSCI JAPAN 464286848 310 31185 SH SOLE 31185 0 0 ISHARES RUSSELL 2000 RUSSELL 2000 464287655 20322 337350 SH SOLE 335555 0 1795 ISHARES RUSSELL 3000 INDEX FUN RUSSELL 3000 464287689 314 5065 SH SOLE 5065 0 0 ISHARES S&P 500/GROWTH S&P500 GRW 464287309 576 10665 SH SOLE 10665 0 0 ISHARES S&P GLOBAL 100 S&P GLB100INDX 464287572 50 865 SH SOLE 865 0 0 JOHNSON & JOHNSON COM 478160104 13907 228399 SH SOLE 228399 0 0 JP MORGAN CHASE & COMPANY COM 46625H100 9743 222343 SH SOLE 207368 0 14975 KELLOGG COMPANY COM 487836108 728 14790 SH SOLE 3300 0 11490 KINROSS GOLD CORP COM NO PAR 496902404 434 20000 SH SOLE 20000 0 0 KRAFT FOODS INC CL A 50075N104 4304 163848 SH SOLE 163848 0 0 L-3 COMMUNICATIONS HOLDINGS IN COM 502424104 5304 66041 SH SOLE 66041 0 0 LINEAR TECHNOLOGY CORP COM 535678106 69 2500 SH SOLE 2500 0 0 LOCKHEED MARTIN CORP COM 539830109 964 12340 SH SOLE 12340 0 0 MCDONALDS CORP COM 580135101 7800 136667 SH SOLE 125230 0 11437 MEDCO HEALTH SOLUTIONS INC COM 58405U102 753 13609 SH SOLE 13609 0 0 MEDTRONIC INC COM 585055106 568 15425 SH SOLE 15425 0 0 MEMC ELECTRONIC MATERIALS COM 552715104 3977 239167 SH SOLE 239167 0 0 MERCK & COMPANY INC COM 58933Y105 209 6620 SH SOLE 6620 0 0 MICROSOFT CORP COM 594918104 11152 433580 SH SOLE 401938 0 31642 MONSANTO COMPANY COM 61166W101 3949 51016 SH SOLE 51016 0 0 MORGAN STANLEY COM NEW 617446448 4574 148116 SH SOLE 129641 0 18475 MOSAIC CO COM COM 61945A107 1805 37548 SH SOLE 37548 0 0 NATIONAL-OILWELL INC COM 637071101 349 8095 SH SOLE 1760 0 6335 NIKE INC CL B 654106103 7231 111768 SH SOLE 105903 0 5865 NOBLE CORP COM H5833N103 935 24633 SH SOLE 5349 0 19284 NORFOLK SOUTHERN CORP COM 655844108 584 13550 SH SOLE 13550 0 0 NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L102 362 14600 SH SOLE 14600 0 0 OCCIDENTAL PETROLEUM CORP COM 674599105 1270 16198 SH SOLE 16198 0 0 ORACLE CORP COM 68389X105 1784 85613 SH SOLE 85613 0 0 PAYCHEX INC COM 704326107 44 1500 SH SOLE 1500 0 0 PENN VIRGINIA GROUP LP COM UNIT R LIM 70788P105 128 10000 SH SOLE 10000 0 0 PEPSICO INC COM 713448108 2241 38195 SH SOLE 38195 0 0 PFIZER INC COM 717081103 1252 75669 SH SOLE 75669 0 0 PHILIP MORRIS INTERNATIONAL COM 718172109 4486 92033 SH SOLE 92033 0 0 PLAINS ALL AMERICAN PIPELINE UNIT LTD PARTN 726503105 160 3450 SH SOLE 3450 0 0 PROCTER & GAMBLE COMPANY COM 742718109 13070 225654 SH SOLE 225654 0 0 QUALCOMM INC COM 747525103 562 12500 SH SOLE 4580 0 7920 QUESTAR CORP COM 748356102 384 10220 SH SOLE 10220 0 0 REGENCY ENERGY PARTNERS LP COM UNITS L P 75885Y107 227 11600 SH SOLE 11600 0 0 RESEARCH IN MOTION LIMITED COM 760975102 5653 83583 SH SOLE 76448 0 7135 RIO TINTO PLC SPONSORED ADR 767204100 1935 11364 SH SOLE 11364 0 0 ROYAL DUTCH SHELL PLC SPON ADR A 780259206 619 10820 SH SOLE 10820 0 0 SCHLUMBERGER LTD COM 806857108 5634 94538 SH SOLE 94538 0 0 SHERWIN-WILLIAMS COMPANY COM 824348106 371 6160 SH SOLE 6160 0 0 SPDR TRUST SER 1 UNIT SER 1 78462F103 5743 54393 SH SOLE 51223 0 3170 STANDEX INTERNATIONAL CORP COM 854231107 1381 69628 SH SOLE 69628 0 0 STATE STREET CORP COM 857477103 6131 116562 SH SOLE 108127 0 8435 STRYKER CORP COM 863667101 749 16494 SH SOLE 6164 0 10330 SUNCOR ENERGY INC COM 867224107 145 4200 SH SOLE 4200 0 0 SYSCO CORP COM 871829107 162 6510 SH SOLE 6510 0 0 TARGET CORP COM 87612E106 4439 95095 SH SOLE 81659 0 13436 TEVA PHARMACEUTICAL ADR 881624209 7380 145959 SH SOLE 132503 0 13456 TEXAS INSTRUMENTS INC COM 882508104 746 31469 SH SOLE 8890 0 22579
THERMO FISHER SCIENTIFIC INC COM 883556102 306 7005 SH SOLE 1510 0 5495 THOMAS & BETTS CORP COM 884315102 859 28548 SH SOLE 6230 0 22318 TRANSOCEAN INC COM H8817H100 4857 56790 SH SOLE 47996 0 8794 UNION PACIFIC CORP COM 907818108 1886 32318 SH SOLE 32318 0 0 UNITED HEALTH GROUP INC COM 91324P102 504 20145 SH SOLE 20145 0 0 UNITED PARCEL SERVICE CL B 911312106 486 8605 SH SOLE 1940 0 6665 UNITED TECHNOLOGIES CORP COM 913017109 9495 155842 SH SOLE 155842 0 0 US BANCORP COM 902973304 1063 48619 SH SOLE 33124 0 15495 VANGUARD ENERGY VIPERS ETF ENERGY ETF 92204A306 311 3900 SH SOLE 3900 0 0 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 498 12950 SH SOLE 2805 0 10145 VERIZON COMMUNICATIONS INC COM 92343V104 7165 236693 SH SOLE 211803 0 24890 WAL MART STORES INC COM 931142103 5298 107918 SH SOLE 107918 0 0 WALGREEN COMPANY COM 931422109 407 10855 SH SOLE 10855 0 0 WELLS FARGO & COMPANY COM 949746101 8189 290589 SH SOLE 270406 0 20183 WYETH COM 983024100 493 10158 SH SOLE 10158 0 0 YAMANA GOLD INC COM 98462Y100 146 13600 SH SOLE 13600 0 0
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