0001229384-20-000002.txt : 20200129 0001229384-20-000002.hdr.sgml : 20200129 20200129183509 ACCESSION NUMBER: 0001229384-20-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200127 FILED AS OF DATE: 20200129 DATE AS OF CHANGE: 20200129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COHN LISA R CENTRAL INDEX KEY: 0001420211 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13232 FILM NUMBER: 20559380 MAIL ADDRESS: STREET 1: 4582 S. ULSTER STREET PARKWAY STREET 2: SUITE 1100 CITY: DENVER STATE: CO ZIP: 80237 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APARTMENT INVESTMENT & MANAGEMENT CO CENTRAL INDEX KEY: 0000922864 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 841259577 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4582 SOUTH ULSTER STREET STREET 2: SUITE 1100 CITY: DENVER STATE: CO ZIP: 80237 BUSINESS PHONE: 3037578101 MAIL ADDRESS: STREET 1: 4582 SOUTH ULSTER STREET STREET 2: SUITE 1100 CITY: DENVER STATE: CO ZIP: 80237 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-01-27 0000922864 APARTMENT INVESTMENT & MANAGEMENT CO AIV 0001420211 COHN LISA R 4582 S. ULSTER STREET SUITE 1700 DENVER CO 80237 0 1 0 0 Executive Vice President Class A Common Stock 2019-03-22 5 J 0 44 A 88835 D Class A Common Stock 2020-01-27 4 S 0 7482 53.7655 D 81353 D Class A Common Stock 2020-01-28 4 A 0 10858 A 92211 D Class A Common Stock 2020-01-28 4 A 0 6850 A 99061 D Aimco effected a 1 for 1.03119 reverse split on February 20, 2019, and then paid a special dividend on March 22, 2019, resulting in the reporting person's ownership of 44 additional shares of Class A Common Stock. Shares acquired in special dividend paid on March 22, 2019, price column not applicable. Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2017 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. The shares vest 50% on January 31, 2020, and 50% on January 31, 2021. The shares vest 25% on each anniversary of the grant date of January 28, 2020, beginning with the first anniversary. Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2020 long term incentive compensation, price column not applicable. The sales reported on this Form 4 were made pursuant to the reporting person's 10b5-1 trading plan established August 22, 2018, to satisfy tax obligations associated with the vesting of shares of restricted stock. Lisa R. Cohn 2020-01-29