0001229384-18-000030.txt : 20180201 0001229384-18-000030.hdr.sgml : 20180201 20180201184523 ACCESSION NUMBER: 0001229384-18-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180130 FILED AS OF DATE: 20180201 DATE AS OF CHANGE: 20180201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CONSIDINE TERRY CENTRAL INDEX KEY: 0001229384 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13232 FILM NUMBER: 18568156 MAIL ADDRESS: STREET 1: 4582 SOUTH ULSTER STREET PARKWAY STREET 2: SUITE 1100 CITY: DENVER STATE: CO ZIP: 80237 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APARTMENT INVESTMENT & MANAGEMENT CO CENTRAL INDEX KEY: 0000922864 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 841259577 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4582 SOUTH ULSTER STREET STREET 2: SUITE 1100 CITY: DENVER STATE: CO ZIP: 80237 BUSINESS PHONE: 3037578101 MAIL ADDRESS: STREET 1: 4582 SOUTH ULSTER STREET STREET 2: SUITE 1100 CITY: DENVER STATE: CO ZIP: 80237 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-01-30 0000922864 APARTMENT INVESTMENT & MANAGEMENT CO AIV 0001229384 CONSIDINE TERRY 4582 S. ULSTER STREET SUITE 1100 DENVER CO 80237 1 1 0 0 Chairman & CEO Class A Common Stock 2018-01-30 4 A 0 172325 A 376663 D Class A Common Stock 33695 I See footnote Taking into account the transactions reported on this form, Mr. Considine has an overall equity stake in the company of 3,985,625 shares, partnership units, and options, the details of which are more fully described in footnotes 4, 5, 6, and 7 below. Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2015 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. The shares vest 50% on February 12, 2018, and 50% on February 12, 2019. Taking into account the transactions reported on this form, in addition to the reporting person's overall equity stake in the company, 165,689 shares are held by a tax exempt organization under 501(c)(3) of the Internal Revenue Code, for which the reporting person disclaims beneficial ownership. In addition to the 376,663 shares held directly, the reporting person holds 101,702 shares of performance-based restricted stock. Upon conclusion of the various performance periods and depending on the results thereof, the reporting person may vest in all, some or none of the performance-based restricted stock. In addition to the 376,663 shares held directly, the reporting person holds 850,185 common partnership units in AIMCO Properties, L.P. ("OP Units"). The 850,185 OP Units include 510,452 OP Units held directly by the reporting person, 179,735 OP Units held by an entity in which the reporting person has sole voting and investment power, 2,300 OP Units held by Titahotwo Limited Partnership RLLLP ("Titahotwo"), a registered limited liability limited partnership for which the reporting person serves as the general partner and holds a 0.5% ownership interest, and 157,698 OP Units held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. Titahotwo also holds 1,589,372 Class I High Performance Units in AIMCO Properties, L.P. In addition to the 376,663 shares held directly, the reporting person holds 90,982 unvested partnership units, the vesting of which are subject to certain performance criteria. Upon conclusion of the performance period and depending on the results thereof, the reporting person may vest in all, some or none of the performance-based partnership units. In addition to the 376,663 shares held directly, the reporting person holds 976,721 stock options, 119,265 of which are vested and exercisable and 857,456 of which are subject to certain vesting conditions. Of the unvested stock options, the vesting of 738,191 are subject to certain performance criteria. Upon conclusion of the performance period and depending on the results thereof, the reporting person may vest in all, some or none of performance-based stock options. Held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. Terry Considine 2018-02-01