-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RB7GVx/8x8jAlHA5M7qGjITUFZF9AoFZuB1PpMzzSF4qMeOZbS/oyIPvRaOMiyBc K4HiYE9PgXUCieGI3hGKHg== 0000910680-00-000112.txt : 20000215 0000910680-00-000112.hdr.sgml : 20000215 ACCESSION NUMBER: 0000910680-00-000112 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: US CHINA INDUSTRIAL EXCHANGE INC CENTRAL INDEX KEY: 0000922717 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MEDICAL, DENTAL & HOSPITAL EQUIPMENT & SUPPLIES [5047] IRS NUMBER: 133097642 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-53133 FILM NUMBER: 542961 BUSINESS ADDRESS: STREET 1: 7201 WISCONSIN AVE STREET 2: STE 703 CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 3012157777 MAIL ADDRESS: STREET 1: 7201 WISCONSIN AVE STREET 2: STE 703 CITY: BETHESDA STATE: MD ZIP: 20814 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LIPSON ROBERTA CENTRAL INDEX KEY: 0000939507 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O US CHINA INDUSTRIAL EXCHANGE INC STREET 2: 7201 WISCONSIN AVE CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 3012157777 MAIL ADDRESS: STREET 1: C/O US CHINA INDUSTRIAL EXCHANGE INC STREET 2: 7201 WISCONSIN AVENUE CITY: BETHESDA STATE: MD ZIP: 20814 SC 13G/A 1 SCHEDULE 13G AMENDMENT NO. 2 OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 1997 Estimated average burden hours per response...14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* U.S.-China Industrial Exchange, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.01 par value per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 90329W 30 2 ---------------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with the statement [ ] . (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - --------------------- ---------------------- CUSIP No. 90329W 30 2 13G PAGE 2 OF 3 PAGES --- --- - --------------------- ---------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Roberta Lipson - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 95,250 OWNED BY ---------------------------------------------------- EACH REPORTING PERSON 6 SHARED VOTING POWER WITH 5,000 ---------------------------------------------------- 7 SOLE DISPOSITIVE POWER 95,250 ---------------------------------------------------- 8 SHARED DISPOSITIVE POWER 5,000 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 100,250 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] N/A - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11.85% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - --------------------- ---------------------- CUSIP No. 90329W 30 2 13G PAGE 3 OF 3 PAGES --- --- - --------------------- ---------------------- Except as to Items 2 (e) and 4, no change has occured with respect to the answer to any items of this Schedule from the information last reported in respect of such item. ITEM 2(E). CUSIP NUMBER: 90329W 30 2 Item 4. Ownership. As of December 31, 1999: (a) Amount beneficially owned: 100,250 shares of common stock. Includes 95,000 shares of Class B Common Stock held by Ms. Lipson and 5,000 shares of Class B Common Stock held by Ms. Lipson as a trustee for the Ariel Benjamin Lee Trust. Such Class B Common Stock is convertible at any time into Common Stock on a share for share basis. The preceding calculation takes into account the Company's one-for-eight reverse stock split of its Common Stock and Class B Common Stock, effective February 26, 1999. (b) Percent of class: 11.85% (c) Number of shares as to which such person has: (i) sole power to vote or direct the vote: 95,250 (ii) shared power to vote or direct the vote: 5,000 (iii) sole power to dispose or direct the disposition of: 95,250 (iv) shared power to dispose or direct the disposition of: 5,000 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 12, 2000 ----------------- /s/ Roberta Lipson ----------------------------------- Signature Roberta Lipson Chairperson, Chief Executive Officer and President -------------------------------------------------- Name/Title -----END PRIVACY-ENHANCED MESSAGE-----