0000921895-22-002985.txt : 20221114
0000921895-22-002985.hdr.sgml : 20221114
20221114091436
ACCESSION NUMBER: 0000921895-22-002985
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221110
FILED AS OF DATE: 20221114
DATE AS OF CHANGE: 20221114
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brooks Robert Todd
CENTRAL INDEX KEY: 0001716687
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23970
FILM NUMBER: 221381020
MAIL ADDRESS:
STREET 1: C/O NOVATION COMPANIES, INC.
STREET 2: 2 HUNTINGTON QUADRANGLE, SUITE 2S01
CITY: MELVILLE
STATE: NY
ZIP: 11747
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FALCONSTOR SOFTWARE INC
CENTRAL INDEX KEY: 0000922521
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 770216135
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 125 BAYLIS ROAD
CITY: MELVILLE
STATE: NY
ZIP: 11747
BUSINESS PHONE: 631 777 5188
MAIL ADDRESS:
STREET 1: 125 BAYLIS ROAD
CITY: MELVILLE
STATE: NY
ZIP: 11747
FORMER COMPANY:
FORMER CONFORMED NAME: NETWORK PERIPHERALS INC
DATE OF NAME CHANGE: 19940502
4
1
form404637006bro_11142022.xml
OWNERSHIP DOCUMENT
X0306
4
2022-11-10
0
0000922521
FALCONSTOR SOFTWARE INC
FALC
0001716687
Brooks Robert Todd
C/O FALCONSTOR SOFTWARE INC.
701 BRAZOS ST, SUITE 400
AUSTIN
TX
78701
1
1
0
0
Chief Executive Officer
Common Stock
2022-11-10
4
P
0
2000
1.75
A
85946
D
Common Stock
662376
D
Represents shares of restricted stock units that are subject to vesting.
/s/ Robert Todd Brooks
2022-11-10