0000921895-22-002985.txt : 20221114 0000921895-22-002985.hdr.sgml : 20221114 20221114091436 ACCESSION NUMBER: 0000921895-22-002985 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221110 FILED AS OF DATE: 20221114 DATE AS OF CHANGE: 20221114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brooks Robert Todd CENTRAL INDEX KEY: 0001716687 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23970 FILM NUMBER: 221381020 MAIL ADDRESS: STREET 1: C/O NOVATION COMPANIES, INC. STREET 2: 2 HUNTINGTON QUADRANGLE, SUITE 2S01 CITY: MELVILLE STATE: NY ZIP: 11747 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FALCONSTOR SOFTWARE INC CENTRAL INDEX KEY: 0000922521 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770216135 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 125 BAYLIS ROAD CITY: MELVILLE STATE: NY ZIP: 11747 BUSINESS PHONE: 631 777 5188 MAIL ADDRESS: STREET 1: 125 BAYLIS ROAD CITY: MELVILLE STATE: NY ZIP: 11747 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK PERIPHERALS INC DATE OF NAME CHANGE: 19940502 4 1 form404637006bro_11142022.xml OWNERSHIP DOCUMENT X0306 4 2022-11-10 0 0000922521 FALCONSTOR SOFTWARE INC FALC 0001716687 Brooks Robert Todd C/O FALCONSTOR SOFTWARE INC. 701 BRAZOS ST, SUITE 400 AUSTIN TX 78701 1 1 0 0 Chief Executive Officer Common Stock 2022-11-10 4 P 0 2000 1.75 A 85946 D Common Stock 662376 D Represents shares of restricted stock units that are subject to vesting. /s/ Robert Todd Brooks 2022-11-10