0000921895-14-002661.txt : 20141216
0000921895-14-002661.hdr.sgml : 20141216
20141216170323
ACCESSION NUMBER: 0000921895-14-002661
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141215
FILED AS OF DATE: 20141216
DATE AS OF CHANGE: 20141216
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FALCONSTOR SOFTWARE INC
CENTRAL INDEX KEY: 0000922521
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 770216135
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 125 BAYLIS ROAD
CITY: MELVILLE
STATE: NY
ZIP: 11747
BUSINESS PHONE: 631 777 5188
MAIL ADDRESS:
STREET 1: 125 BAYLIS ROAD
CITY: MELVILLE
STATE: NY
ZIP: 11747
FORMER COMPANY:
FORMER CONFORMED NAME: NETWORK PERIPHERALS INC
DATE OF NAME CHANGE: 19940502
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KELLY MICHAEL P
CENTRAL INDEX KEY: 0001201176
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23970
FILM NUMBER: 141290276
4
1
form404637006_12162014.xml
OWNERSHIP DOCUMENT
X0306
4
2014-12-15
0
0000922521
FALCONSTOR SOFTWARE INC
FALC
0001201176
KELLY MICHAEL P
C/O FALCONSTOR SOFTWARE, INC.
2 HUNTINGTON QUADRANGLE
MELVILLE
NY
11747
1
0
0
0
Common Stock
2014-12-15
4
P
0
9400
1.299
A
9400
D
Common Stock
2014-12-15
4
P
0
10600
1.30
A
20000
D
Common Stock
2014-12-15
4
A
0
10000
0
A
30000
D
Represents shares of Restricted Stock granted under the FalconStor Software 2013 Outside Directors Equity Compensation Plan. The restrictions will lapse as to 33% of the shares on each of the next two anniversaries of the grant date. The restrictions will lapse as to the remaining 34% of the shares on the third anniversary of the grant date.
/s/ Seth Horowitz as Attorney-in-Fact
2014-12-16