0000921895-14-000561.txt : 20140318 0000921895-14-000561.hdr.sgml : 20140318 20140318160251 ACCESSION NUMBER: 0000921895-14-000561 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140314 FILED AS OF DATE: 20140318 DATE AS OF CHANGE: 20140318 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FALCONSTOR SOFTWARE INC CENTRAL INDEX KEY: 0000922521 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770216135 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 125 BAYLIS ROAD CITY: MELVILLE STATE: NY ZIP: 11747 BUSINESS PHONE: 631 777 5188 MAIL ADDRESS: STREET 1: 125 BAYLIS ROAD CITY: MELVILLE STATE: NY ZIP: 11747 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK PERIPHERALS INC DATE OF NAME CHANGE: 19940502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: QUINN GARY CENTRAL INDEX KEY: 0001188063 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23970 FILM NUMBER: 14700937 MAIL ADDRESS: STREET 1: C/O COMPUTER ASSOCIATES INTER INC STREET 2: ONE COMPUTER ASSOC PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 4 1 form404637006_03172014.xml OWNERSHIP DOCUMENT X0306 4 2014-03-14 0 0000922521 FALCONSTOR SOFTWARE INC FALC 0001188063 QUINN GARY C/O FALCONSTOR SOFTWARE, INC. 2 HUNTINGTON QUADRANGLE MELVILLE NY 11747 0 1 0 0 President and CEO Common Stock 2014-03-14 4 P 0 5000 1.5294 A 605000 D Common Stock 2014-03-14 4 P 0 3500 1.5290 A 608500 D Common Stock 2014-03-14 4 P 0 5000 1.5291 A 613500 D Common Stock 2014-03-14 4 P 0 5000 1.5292 A 618500 D Common Stock 2014-03-14 4 P 0 2064 1.5200 A 620564 D Common Stock 2014-03-14 4 P 0 1500 1.5400 A 622064 D Common Stock 2014-03-14 4 P 0 2936 1.5390 A 625000 D Common Stock 2014-03-14 4 P 0 5000 1.5491 A 630000 D Common Stock 2014-03-14 4 P 0 5000 1.5400 A 635000 D Common Stock 2014-03-14 4 P 0 5000 1.5491 A 640000 D Common Stock 2014-03-14 4 P 0 5000 1.5397 A 645000 D Common Stock 2014-03-14 4 P 0 4800 1.5696 A 649800 D Common Stock 2014-03-14 4 P 0 200 1.5400 A 650000 D /s/ Seth Horowitz as Attorney-in-Fact 2014-03-18