0001209191-11-045249.txt : 20110822
0001209191-11-045249.hdr.sgml : 20110822
20110822175733
ACCESSION NUMBER: 0001209191-11-045249
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110818
FILED AS OF DATE: 20110822
DATE AS OF CHANGE: 20110822
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: American Railcar Industries, Inc.
CENTRAL INDEX KEY: 0001344596
STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743]
IRS NUMBER: 431481791
STATE OF INCORPORATION: ND
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 CLARK STREET
CITY: ST. CHARLES
STATE: MO
ZIP: 63301
BUSINESS PHONE: 636-940-6000
MAIL ADDRESS:
STREET 1: 100 CLARK STREET
CITY: ST. CHARLES
STATE: MO
ZIP: 63301
FORMER COMPANY:
FORMER CONFORMED NAME: American Railcar Industries, Inc./DE
DATE OF NAME CHANGE: 20051116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ICAHN CARL C
CENTRAL INDEX KEY: 0000921669
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51728
FILM NUMBER: 111050735
BUSINESS ADDRESS:
STREET 1: C/O ICAHN ASSOCIATES CORP.
STREET 2: 767 FIFTH AVE., SUITE 4700
CITY: NEW YORK
STATE: NY
ZIP: 10153
BUSINESS PHONE: 212-702-4300
MAIL ADDRESS:
STREET 1: C/O ICAHN ASSOCIATES CORP.
STREET 2: 767 FIFTH AVE., SUITE 4700
CITY: NEW YORK
STATE: NY
ZIP: 10153
FORMER NAME:
FORMER CONFORMED NAME: ICAHN CARL C ET AL
DATE OF NAME CHANGE: 19950612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ICAHN ENTERPRISES HOLDINGS L.P.
CENTRAL INDEX KEY: 0001034563
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51728
FILM NUMBER: 111050734
BUSINESS ADDRESS:
STREET 1: 445 HAMILTON AVENUE
STREET 2: SUITE 1210
CITY: WHITE PLAINS
STATE: NY
ZIP: 10601
BUSINESS PHONE: 914-614-7000
MAIL ADDRESS:
STREET 1: 445 HAMILTON AVENUE
STREET 2: SUITE 1210
CITY: WHITE PLAINS
STATE: NY
ZIP: 10601
FORMER NAME:
FORMER CONFORMED NAME: AMERICAN REAL ESTATE HOLDINGS L P
DATE OF NAME CHANGE: 19980311
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BECKTON CORP
CENTRAL INDEX KEY: 0001080113
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51728
FILM NUMBER: 111050731
BUSINESS ADDRESS:
STREET 1: 445 HAMILTON AVENUE
STREET 2: SUITE 1210
CITY: WHITE PLAINS
STATE: NY
ZIP: 10601
BUSINESS PHONE: 914-614-7000
MAIL ADDRESS:
STREET 1: 445 HAMILTON AVENUE
STREET 2: SUITE 1210
CITY: WHITE PLAINS
STATE: NY
ZIP: 10601
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ICAHN ENTERPRISES G.P. INC.
CENTRAL INDEX KEY: 0001257324
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51728
FILM NUMBER: 111050732
BUSINESS ADDRESS:
STREET 1: 445 HAMILTON AVENUE
STREET 2: SUITE 1210
CITY: WHITE PLAINS
STATE: NY
ZIP: 10601
BUSINESS PHONE: 914-614-7000
MAIL ADDRESS:
STREET 1: 445 HAMILTON AVENUE
STREET 2: SUITE 1210
CITY: WHITE PLAINS
STATE: NY
ZIP: 10601
FORMER NAME:
FORMER CONFORMED NAME: AMERICAN PROPERTY INVESTORS INC
DATE OF NAME CHANGE: 20030729
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: IEH ARI HOLDINGS LLC
CENTRAL INDEX KEY: 0001490355
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51728
FILM NUMBER: 111050733
BUSINESS ADDRESS:
STREET 1: 445 HAMILTON AVENUE
STREET 2: SUITE 1210
CITY: WHITE PLAINS
STATE: NY
ZIP: 10601
BUSINESS PHONE: 914-614-7000
MAIL ADDRESS:
STREET 1: 445 HAMILTON AVENUE
STREET 2: SUITE 1210
CITY: WHITE PLAINS
STATE: NY
ZIP: 10601
4
1
c21800_4x0.xml
MAIN DOCUMENT DESCRIPTION
X0304
4
2011-08-18
0001344596
American Railcar Industries, Inc.
ARII
0000921669
ICAHN CARL C
C/O ICAHN ASSOCIATES CORP
767 FIFTH AVE, SUITE 4700
NEW YORK
NY
10153
1
0
1
0
0001034563
ICAHN ENTERPRISES HOLDINGS L.P.
445 HAMILTON AVENUE
SUITE 1210
WHITE PLAINS
NY
10601
0
0
1
0
0001490355
IEH ARI HOLDINGS LLC
445 HAMILTON AVENUE
SUITE 1210
WHITE PLAINS
NY
10601
0
0
1
0
0001257324
ICAHN ENTERPRISES G.P. INC.
445 HAMILTON AVENUE
SUITE 1210
WHITE PLAINS
NY
10601
0
0
1
0
0001080113
BECKTON CORP
445 HAMILTON AVENUE
SUITE 1210
WHITE PLAINS
NY
10601
0
0
1
0
Common stock
2011-08-18
4
P
0
23216
15.72
A
11593748
I
please see all footnotes
Common stock
2011-08-19
4
P
0
31360
14.96
A
11625108
I
please see all footnotes
Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings") beneficially owns 60,963 Shares. IEH ARI Holdings LLC ("ARI Holdings") benefinically owns 11,564,145 Shares. Icahn Enterprises Holdings is the sole member of ARI Holdings. Icahn Entperprises G.P. Inc. ("Icahn Enterprises GP") is the general partner of Icahn Enterprises Holdings. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises GP. Carl C. Icahn beneficially owns 100% of Beckton.
In addition, Mr. Icahn is the indirect hold of approximately 92.6% of the outstanding depositary unites representing limited partnership interests in Icahn Enterprises L.P. ("Icahn Enterprises"). Icahn enterprises GP is the general partner of Icahn Entperprises, which is the sole limited partner of Icahn Enterprises Holdings.
Pursuant to Rule 16a-1(a)(2) under the Exchange Act, each of Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn (by virtue of their relationships to ARI Holdings) may be deemed to indirectly beneficially own the Shares which ARI Holdings owns. Each of Icahn Enterprises Holdings, Icahn Entperprises GP, Beckton and Mr. Icahn diclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.
Pursuant to Rule 16a-1(a)(2) under the Exchange Act, each of Icahn Enterprises GP, Beckton and Mr. Icahn (by virtue of their relationships to Icahn Enterprises Holdings) may be deemed to indirectly beneficially own the Shares which Icahn Enterprises Holdings own. Each of Icahn Enterprises GP, Beckton and Mr. Icahn dislaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.
Does not include 23,800 Shares owned by Gail Golden, the spouse of Mr. Icahn. Pursuant to Ruse 16a-1(a)(2) under the Exchange Act, Mr. Icahn (by virture of his relationship to Ms. Golden) may be deemed to beneficially own such Shares. Mr. Icahn disclaims beneficial owndership of such Shares for all purposes.
CARL C ICAHN
2011-08-22
ICAHN ENTERPRISES HOLDINGS LP
2011-08-22
IEH ARI HOLDINGS LLC
2011-08-22
ICAHN ENTERPRISES G.P. INC.
2011-08-22
BECKTON CORP.
2011-08-22