13F-HR 1 form13fhr.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2013 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CARL C. ICAHN, INDIVIDUAL Address: C/O ICAHN ASSOCIATES HOLDING LLC 767 FIFTH AVENUE, SUITE 4700 NEW YORK, NEW YORK 10153 Form 13F File Number: 028-04333 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: EDWARD E. MATTNER Title: ATTORNEY-IN-FACT Phone: 212-702-4300 Signature, Place, and Date of Signing: /s/ EDWARD E. MATTNER NEW YORK, NEW YORK 5/15/2013 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 15 Form 13F Information Table Entry Total: 43 Form 13F Information Table Value Total: $ 16,956,505 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 01 028-04690 HIGH RIVER LIMITED PARTNERSHIP ---- -------------------- ---------------------------------------------------- 02 028-02662 BARBERRY CORP. ---- -------------------- ---------------------------------------------------- 03 028-12848 ICAHN CAPITAL LP ---- -------------------- ---------------------------------------------------- 04 028-04970 HIGH COAST LIMITED PARTNERSHIP ---- -------------------- ---------------------------------------------------- 05 028-04460 HIGHCREST INVESTORS LLC ---- -------------------- ---------------------------------------------------- 06 028-11469 GASCON PARTNERS ---- -------------------- ---------------------------------------------------- 07 028-13260 IEH FM HOLDINGS LLC ---- -------------------- ---------------------------------------------------- 08 028-13170 THORNWOOD ASSOCIATES LIMITED PARTNERSHIP ---- -------------------- ---------------------------------------------------- 09 028-11143 ICAHN MANAGEMENT LP ---- -------------------- ---------------------------------------------------- 10 028-13957 IEH ARI HOLDINGS LLC ---- -------------------- ---------------------------------------------------- 11 028-12621 CCI ONSHORE LLC ---- -------------------- ---------------------------------------------------- 12 028-13955 CABOOSE HOLDING LLC ---- -------------------- ---------------------------------------------------- 13 028-15034 IEP ENERGY LLC ---- -------------------- ---------------------------------------------------- 14 028-05849 ICAHN ENTERPRISES HOLDINGS L.P. ---- -------------------- ---------------------------------------------------- 15 028-12620 CCI OFFSHORE LLC ---- -------------------- ---------------------------------------------------- *** Confidential treatment has been requested for certain accounts of securities reported by this Institutional Investment Manager pursuant to Rule 24b-2 under the Securities Exchange Act of 1934, as amended, and this information has been filed separately with the Commission. This table may also include positions held by public companies controlled by Mr. Icahn. While Mr. Icahn may be deemed to have "investment discretion" over such positions pursuant to Section 13(f) of the Securities Exchange Act of 1934 and Rule 13f-1, Mr. Icahn expressly disclaims having such "investment discretion" over such positions for any other purposes.
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- --------------- --------- --------- ------------------- ---------- -------- ------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- --------------- --------- --------- ---------- --- ---- ---------- -------- ------ ---------- ------ AMERICAN RAILCAR INDS INC COM 02916P103 14,355 307,123 SH DEFINED 14 307,123 AMERICAN RAILCAR INDS INC COM 02916P103 540,508 11,564,145 SH DEFINED 10 11,564,145 CVR ENERGY INC COM 12662P108 3,675,278 71,198,718 SH DEFINED 13 71,198,718 CVR REFNG LP COMUNIT REP LT 12663P107 138,760 4,000,000 SH DEFINED 14 4,000,000 CHESAPEAKE ENERGY CORP COM 165167107 243,690 11,939,739 SH DEFINED 1 11,939,739 CHESAPEAKE ENERGY CORP COM 165167107 974,760 47,758,950 SH DEFINED 3 47,758,950 DELL INC COM 24702R101 20,062 1,400,000 SH DEFINED 1 1,400,000 DELL INC COM 24702R101 80,248 5,600,000 SH DEFINED 3 5,600,000 ENZON PHARMACEUTICALS INC COM 293904108 4,488 1,180,972 SH DEFINED 1 1,180,972 ENZON PHARMACEUTICALS INC COM 293904108 17,951 4,723,891 SH DEFINED 3 4,723,891 FEDERAL MOGUL CORP COM 313549404 462,488 76,697,804 SH DEFINED 7 76,697,804 FOREST LABS INC COM 345838106 233,276 6,132,398 SH DEFINED 1 6,132,398 FOREST LABS INC COM 345838106 933,106 24,529,607 SH DEFINED 3 24,529,607 HAIN CELESTIAL GROUP INC COM 405217100 88,443 1,447,992 SH DEFINED 1 1,447,992 HAIN CELESTIAL GROUP INC COM 405217100 353,774 5,791,971 SH DEFINED 3 5,791,971 HERBALIFE LTD COM USD SHS G4412G101 122,500 3,271,025 SH DEFINED 1 3,271,025 HERBALIFE LTD COM USD SHS G4412G101 490,000 13,084,106 SH DEFINED 3 13,084,106 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 181,636 3,332,160 SH DEFINED 2 3,332,160 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 181,404 3,327,901 SH DEFINED 12 3,327,901 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 223,819 4,106,020 SH DEFINED 9 4,106,020 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 2,035,038 37,333,290 SH DEFINED 4 37,333,290 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 606,187 11,120,648 SH DEFINED 5 11,120,648 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 890,370 16,334,071 SH DEFINED 11 16,334,071 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 780,455 14,317,648 SH DEFINED 6 14,317,648 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 281,286 5,160,259 SH DEFINED 8 5,160,259 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 112,008 2,054,817 SH DEFINED 15 2,054,817 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 36,927 677,437 SH DEFINED 677,437 MENTOR GRAPHICS CORP COM 587200106 58,194 3,224,057 SH DEFINED 1 3,224,057 MENTOR GRAPHICS CORP COM 587200106 232,777 12,896,232 SH DEFINED 3 12,896,232 MOTRICITY INC COM 620107102 365 1,000,000 SH DEFINED 1 1,000,000 MOTRICITY INC COM 620107102 2,110 5,782,039 SH DEFINED 5,782,039 NAVISTAR INTL CORP NEW COM 63934E108 81,897 2,369,032 SH DEFINED 1 2,369,032 NAVISTAR INTL CORP NEW COM 63934E108 327,590 9,476,135 SH DEFINED 3 9,476,135 NETFLIX INC COM 64110L106 209,907 1,108,213 SH DEFINED 1 1,108,213 NETFLIX INC COM 64110L106 839,627 4,432,853 SH DEFINED 3 4,432,853 NUANCE COMMUNICATIONS INC COM 67020Y100 15,385 762,400 SH DEFINED 1 762,400 NUANCE COMMUNICATIONS INC COM 67020Y100 61,541 3,049,600 SH DEFINED 3 3,049,600 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 38,827 2,404,148 SH DEFINED 1 2,404,148 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 155,308 9,616,596 SH DEFINED 3 9,616,596 TRANSOCEAN LTD REG SHS H8817H100 209,441 4,030,806 SH DEFINED 1 4,030,806 TRANSOCEAN LTD REG SHS H8817H100 837,763 16,123,229 SH DEFINED 3 16,123,229 WEBMD HEALTH CORP COM 94770V102 32,591 1,340,106 SH DEFINED 1 1,340,106 WEBMD HEALTH CORP COM 94770V102 130,365 5,360,419 SH DEFINED 3 5,360,419