13F-HR 1 form13fhr.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2012 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CARL C. ICAHN, INDIVIDUAL Address: C/O ICAHN ASSOCIATES HOLDING LLC 767 FIFTH AVENUE, SUITE 4700 NEW YORK, NEW YORK 10153 Form 13F File Number: 028-04333 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: EDWARD E. MATTNER Title: ATTORNEY-IN-FACT Phone: 212-702-4300 Signature, Place, and Date of Signing: /s/ EDWARD E. MATTNER NEW YORK, NEW YORK 11/14/2012 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 13 Form 13F Information Table Entry Total: 37 Form 13F Information Table Value Total: $ 11,194,390 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 01 028-04690 HIGH RIVER LIMITED PARTNERSHIP ---- -------------------- ---------------------------------------------------- 02 028-02662 BARBERRY CORP. ---- -------------------- ---------------------------------------------------- 03 028-12848 ICAHN CAPITAL LP ---- -------------------- ---------------------------------------------------- 04 028-04970 HIGH COAST LIMITED PARTNERSHIP ---- -------------------- ---------------------------------------------------- 05 028-04460 HIGHCREST INVESTORS LLC ---- -------------------- ---------------------------------------------------- 06 028-11469 GASCON PARTNERS ---- -------------------- ---------------------------------------------------- 07 028-13260 IEH FM HOLDINGS LLC ---- -------------------- ---------------------------------------------------- 08 028-13170 THORNWOOD ASSOCIATES LIMITED PARTNERSHIP ---- -------------------- ---------------------------------------------------- 09 028-11143 ICAHN MANAGEMENT LP ---- -------------------- ---------------------------------------------------- 10 028-13957 IEH ARI HOLDINGS LLC ---- -------------------- ---------------------------------------------------- 11 028-12621 CCI ONSHORE LLC ---- -------------------- ---------------------------------------------------- 12 028-13955 CABOOSE HOLDING LLC ---- -------------------- ---------------------------------------------------- 13 028-15034 IEP ENERGY LLC ---- -------------------- ---------------------------------------------------- *** Confidential treatment has been requested for certain accounts of securities reported by this Institutional Investment Manager pursuant to Rule 24b-2 under the Securities Exchange Act of 1934, as amended, and this information has been filed separately with the Commission. This table may also include positions held by public companies controlled by Mr. Icahn. While Mr. Icahn may be deemed to have "investment discretion" over such positions pursuant to Section 13(f) of the Securities Exchange Act of 1934 and Rule 13f-1, Mr. Icahn expressly disclaims having such "investment discretion" over such positions for any other purposes.
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- --------------- --------- --------- ------------------- ---------- -------- ------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- --------------- --------- --------- ---------- --- ---- ---------- -------- ------ ---------- ------ AMERICAN RAILCAR INDS INC COM 02916P103 8,704 307,123 SH DEFINED 307,123 AMERICAN RAILCAR INDS INC COM 02916P103 327,728 11,564,145 SH DEFINED 10 11,564,145 CVR ENERGY INC COM 12662P108 2,616,553 71,198,718 SH DEFINED 13 71,198,718 CHESAPEAKE ENERGY CORP COM 165167107 189,022 10,017,042 SH DEFINED 1 10,017,042 CHESAPEAKE ENERGY CORP COM 165167107 756,086 40,068,160 SH DEFINED 3 40,086,160 COMMERCIAL METALS CO COM 201723103 20,944 1,586,695 SH DEFINED 1 1,586,695 COMMERCIAL METALS CO COM 201723103 83,777 6,346,780 SH DEFINED 3 6,346,780 ENZON PHARMACEUTICALS INC COM 293904108 8,220 1,180,972 SH DEFINED 1 1,180,972 ENZON PHARMACEUTICALS INC COM 293904108 32,878 4,723,891 SH DEFINED 3 4,723,891 FEDERAL MOGUL CORP COM 313549404 701,785 76,697,804 SH DEFINED 7 76,697,804 FOREST LABS INC COM 345838106 218,375 6,132,398 SH DEFINED 1 6,132,398 FOREST LABS INC COM 345838106 873,499 24,529,607 SH DEFINED 3 24,529,607 HAIN CELESTIAL GROUP INC COM 405217100 89,845 1,426,112 SH DEFINED 1 1,426,112 HAIN CELESTIAL GROUP INC COM 405217100 359,380 5,704,451 SH DEFINED 3 5,704,451 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 134,747 3,312,361 SH DEFINED 2 3,312,361 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 134,575 3,308,126 SH DEFINED 12 3,308,126 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 166,040 4,081,621 SH DEFINED 9 4,081,621 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 1,509,693 37,111,439 SH DEFINED 4 37,111,439 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 449,700 11,054,564 SH DEFINED 5 11,054,564 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 660,522 16,237,009 SH DEFINED 11 16,237,009 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 578,981 14,232,566 SH DEFINED 6 14,232,566 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 208,672 5,129,595 SH DEFINED 8 5,129,595 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 110,488 2,716,019 SH DEFINED 2,716,019 MENTOR GRAPHICS CORP COM 587200106 49,908 3,224,057 SH DEFINED 1 3,224,057 MENTOR GRAPHICS CORP COM 587200106 199,634 12,896,232 SH DEFINED 3 12,896,232 MOTRICITY INC COM 620107102 490 1,000,000 SH DEFINED 1 1,000,000 MOTRICITY INC COM 620107102 2,833 5,782,039 SH DEFINED 5,782,039 NAVISTAR INTL CORP NEW COM 63934E108 43,237 2,050,099 SH DEFINED 1 2,050,099 NAVISTAR INTL CORP NEW COM 63934E108 172,946 8,200,401 SH DEFINED 3 8,200,401 NETFLIX INC COM 64110L106 13,610 250,000 SH DEFINED 1 250,000 NETFLIX INC COM 64110L106 54,440 1,000,000 SH DEFINED 3 1,000,000 OSHKOSH CORP COM 688239201 47,538 1,733,054 SH DEFINED 1 1,733,054 OSHKOSH CORP COM 688239201 190,150 6,932,206 SH DEFINED 3 6,932,206 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 17,076 1,637,214 SH DEFINED 1 1,637,214 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 68,305 6,548,860 SH DEFINED 3 6,548,860 WEBMD HEALTH CORP COM 94770V102 18,802 1,340,106 SH DEFINED 1 1,340,106 WEBMD HEALTH CORP COM 94770V102 75,207 5,360,419 SH DEFINED 3 5,360,419