0001140361-11-044435.txt : 20110901
0001140361-11-044435.hdr.sgml : 20110901
20110901171108
ACCESSION NUMBER: 0001140361-11-044435
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110830
FILED AS OF DATE: 20110901
DATE AS OF CHANGE: 20110901
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LIONS GATE ENTERTAINMENT CORP /CN/
CENTRAL INDEX KEY: 0000929351
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812]
IRS NUMBER: 000000000
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 2700 COLORADO AVENUE
STREET 2: SUITE 200
CITY: SANTA MONICA
STATE: CA
ZIP: 90404
BUSINESS PHONE: 877-848-3866
MAIL ADDRESS:
STREET 1: 1055 WEST HASTINGS STREET
STREET 2: SUITE 2200
CITY: VANCOUVER
STATE: A1
ZIP: V6E 2E9
FORMER COMPANY:
FORMER CONFORMED NAME: BERINGER GOLD CORP
DATE OF NAME CHANGE: 19970618
FORMER COMPANY:
FORMER CONFORMED NAME: GUYANA GOLD CORP
DATE OF NAME CHANGE: 19960212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ICAHN CARL C
CENTRAL INDEX KEY: 0000921669
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14880
FILM NUMBER: 111071662
BUSINESS ADDRESS:
STREET 1: C/O ICAHN ASSOCIATES CORP.
STREET 2: 767 FIFTH AVE., SUITE 4700
CITY: NEW YORK
STATE: NY
ZIP: 10153
BUSINESS PHONE: 212-702-4300
MAIL ADDRESS:
STREET 1: C/O ICAHN ASSOCIATES CORP.
STREET 2: 767 FIFTH AVE., SUITE 4700
CITY: NEW YORK
STATE: NY
ZIP: 10153
FORMER NAME:
FORMER CONFORMED NAME: ICAHN CARL C ET AL
DATE OF NAME CHANGE: 19950612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HIGH RIVER LIMITED PARTNERSHIP
CENTRAL INDEX KEY: 0000928464
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14880
FILM NUMBER: 111071661
BUSINESS ADDRESS:
STREET 1: 445 HAMILTON AVENUE
STREET 2: SUITE 1210
CITY: WHITE PLAINS
STATE: NY
ZIP: 10601
BUSINESS PHONE: 914-614-7000
MAIL ADDRESS:
STREET 1: 445 HAMILTON AVENUE
STREET 2: SUITE 1210
CITY: WHITE PLAINS
STATE: NY
ZIP: 10601
FORMER NAME:
FORMER CONFORMED NAME: HIGH RIVER LIMITED PARTNERSHIP /NY/
DATE OF NAME CHANGE: 19990517
FORMER NAME:
FORMER CONFORMED NAME: HIGH RIVER LIMITED PARTNERSHIP
DATE OF NAME CHANGE: 19950526
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ICAHN PARTNERS LP
CENTRAL INDEX KEY: 0001313666
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14880
FILM NUMBER: 111071657
BUSINESS ADDRESS:
STREET 1: 767 FIFTH AVENUE
STREET 2: 47TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10153
BUSINESS PHONE: 212-702-4364
MAIL ADDRESS:
STREET 1: 767 FIFTH AVENUE
STREET 2: 47TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10153
FORMER NAME:
FORMER CONFORMED NAME: Icahn Partners L P
DATE OF NAME CHANGE: 20050107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ICAHN PARTNERS MASTER FUND LP
CENTRAL INDEX KEY: 0001322827
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14880
FILM NUMBER: 111071660
BUSINESS ADDRESS:
STREET 1: C/O WALKER HOUSE
STREET 2: 87 MARY STREET
CITY: GEORGE TOWN, GRAND CAYMAN
STATE: E9
ZIP: KY1-9001
BUSINESS PHONE: 011 345 949-0100
MAIL ADDRESS:
STREET 1: C/O WALKER HOUSE
STREET 2: 87 MARY STREET
CITY: GEORGE TOWN, GRAND CAYMAN
STATE: E9
ZIP: KY1-9001
FORMER NAME:
FORMER CONFORMED NAME: Icahn Partners Master Fund LP
DATE OF NAME CHANGE: 20050405
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ICAHN PARTNERS MASTER FUND III L.P.
CENTRAL INDEX KEY: 0001414179
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14880
FILM NUMBER: 111071658
BUSINESS ADDRESS:
STREET 1: C/O WALKER HOUSE
STREET 2: 87 MARY STREET
CITY: GRAND CAYMAN, CAYMAN ISLANDS
STATE: E9
ZIP: KY1-9001
BUSINESS PHONE: 914-614-7000
MAIL ADDRESS:
STREET 1: C/O WALKER HOUSE
STREET 2: 87 MARY STREET
CITY: GRAND CAYMAN, CAYMAN ISLANDS
STATE: E9
ZIP: KY1-9001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ICAHN PARTNERS MASTER FUND II L.P.
CENTRAL INDEX KEY: 0001414181
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14880
FILM NUMBER: 111071659
BUSINESS ADDRESS:
STREET 1: C/O WALKER HOUSE
STREET 2: 87 MARY STREET
CITY: GRAND CAYMAN, CAYMAN ISLANDS
STATE: E9
ZIP: KY1-9001
BUSINESS PHONE: 914-614-7000
MAIL ADDRESS:
STREET 1: C/O WALKER HOUSE
STREET 2: 87 MARY STREET
CITY: GRAND CAYMAN, CAYMAN ISLANDS
STATE: E9
ZIP: KY1-9001
FORMER NAME:
FORMER CONFORMED NAME: ICAHN PARTNERS MASTER FUND II LP
DATE OF NAME CHANGE: 20071003
4
1
doc1.xml
FORM 4
X0304
4
2011-08-30
0
0000929351
LIONS GATE ENTERTAINMENT CORP /CN/
LGF
0000921669
ICAHN CARL C
C/O ICAHN ASSOCIATES CORP.
767 FIFTH AVE., SUITE 4700
NEW YORK
NY
10153
0
0
1
1
please see all footnotes
0000928464
HIGH RIVER LIMITED PARTNERSHIP
445 HAMILTON AVENUE
SUITE 1210
WHITE PLAINS
NY
10601
0
0
1
0
0001322827
ICAHN PARTNERS MASTER FUND LP
C/O WALKER HOUSE
87 MARY STREET
GEORGE TOWN, GRAND CAYMAN
E9
KY1-9001
CAYMAN ISLANDS
0
0
1
0
0001414181
ICAHN PARTNERS MASTER FUND II L.P.
C/O WALKER HOUSE
87 MARY STREET
GRAND CAYMAN, CAYMAN ISLANDS
E9
KY1-9001
CAYMAN ISLANDS
0
0
1
0
0001414179
ICAHN PARTNERS MASTER FUND III L.P.
C/O WALKER HOUSE
87 MARY STREET
GRAND CAYMAN, CAYMAN ISLANDS
E9
KY1-9001
CAYMAN ISLANDS
0
0
1
0
0001313666
ICAHN PARTNERS LP
445 HAMILTON AVENUE
SUITE 1210
WHITE PLAINS
NY
10601
0
0
1
0
Common Shares, without par value ("Shares")
2011-08-30
4
S
0
22080986
7.0000
D
23448305
I
please see footnotes
High River Limited Partnership ("High River") directly beneficially owns 4,689,661 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 7,183,987 Shares, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 7,752,820 Shares, Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 2,663,222 Shares, and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 1,158,615 Shares. Share amounts include approximately 130,382 Shares in the aggregate that may be deemed to be beneficially owned as a result of the ownership of 2.9375% Convertible Senior Subordinated Notes due 2024 and 3.625% Convertible Senior Subordinated Notes due 2025.
Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III.
Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.
Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.
Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which each of Icahn Master, Icahn Master II and Icahn Master III owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.
In accordance with the provisions of Section 16(b) of the Act, High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III (collectively, the "Reporting Persons") are delivering to Lions Gate Entertainment Corp. an amount in cash equal to $195,945.87 in the aggregate, representing the profit realized by the Reporting Persons from the purchase and sale of 756,840 Shares within a period of less than six months.
CARL C. ICAHN
2011-09-01