-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A+4zyvJiw0de3aYL9paj2p1uZWu8B7bHGhmxNlBCVq3jHEtH5yMplmU9AUA64RWP EveJU4xUztBqmAyCvBY0/w== 0001140361-10-006183.txt : 20100212 0001140361-10-006183.hdr.sgml : 20100212 20100212171632 ACCESSION NUMBER: 0001140361-10-006183 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100212 DATE AS OF CHANGE: 20100212 EFFECTIVENESS DATE: 20100212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ICAHN CARL C CENTRAL INDEX KEY: 0000921669 IRS NUMBER: 000000000 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04333 FILM NUMBER: 10601006 BUSINESS ADDRESS: STREET 1: C/O ICAHN ASSOCIATES CORP. STREET 2: 767 FIFTH AVE., SUITE 4700 CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 212-702-4300 MAIL ADDRESS: STREET 1: C/O ICAHN ASSOCIATES CORP. STREET 2: 767 FIFTH AVE., SUITE 4700 CITY: NEW YORK STATE: NY ZIP: 10153 FORMER COMPANY: FORMER CONFORMED NAME: ICAHN CARL C ET AL DATE OF NAME CHANGE: 19950612 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2009 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CARL C. ICAHN, INDIVIDUAL Address: C/O ICAHN ASSOCIATES CORP. 767 FIFTH AVENUE, SUITE 4700 NEW YORK, NEW YORK 10153 Form 13F File Number: 028-04333 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: EDWARD E. MATTNER Title: ATTORNEY-IN-FACT Phone: 212-702-4300 Signature, Place, and Date of Signing: /s/ EDWARD E. MATTNER NEW YORK, NEW YORK 2/12/2010 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 9 Form 13F Information Table Entry Total: 23 Form 13F Information Table Value Total: $ 4,466,471 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 01 028-04690 HIGH RIVER LIMITED PARTNERSHIP - ---- -------------------- ---------------------------------------------------- 02 028-11143 ICAHN MANAGEMENT L.P. - ---- -------------------- ---------------------------------------------------- 03 028-12621 CCI ONSHORE LLC - ---- -------------------- ---------------------------------------------------- 04 028-04970 HIGH COAST LIMITED PARTNERSHIP - ---- -------------------- ---------------------------------------------------- 05 028-04460 HIGHCREST INVESTORS CORP. - ---- -------------------- ---------------------------------------------------- 06 028-11469 GASCON PARTNERS - ---- -------------------- ---------------------------------------------------- 07 028-13260 IEH FM HOLDINGS LLC - ---- -------------------- ---------------------------------------------------- 08 028-13170 THORNWOOD ASSOCIATES LIMITED PARTNERSHIP - ---- -------------------- ---------------------------------------------------- 09 028-02662 BARBERRY CORP. - ---- -------------------- ----------------------------------------------------
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---- ---------- ---- ADVENTRX PHARMACEUTICALS INC COM 00764X103 303 864,865 SH DEFINED 1 0 864,865 0 AMERICAN RAILCAR INDS INC COM 02916P103 3,735 338,933 SH DEFINED 9 0 338,933 0 AMERICAN RAILCAR INDS INC COM 02916P103 123,702 11,225,212 SH DEFINED 0 11,225,212 0 BIOGEN IDEC INC COM 09062X103 172,005 3,215,051 SH DEFINED 1 0 3,215,051 0 BLOCKBUSTER INC CL A 093679108 1,161 1,732,960 SH DEFINED 1 0 1,732,960 0 BLOCKBUSTER INC CL A 093679108 602 898,000 SH DEFINED 9 0 898,000 0 BLOCKBUSTER INC CL B 093679207 456 772,320 SH DEFINED 1 0 772,320 0 BLOCKBUSTER INC CL B 093679207 201 340,906 SH DEFINED 9 0 340,906 0 CIT GROUP INC COM NEW 125581801 66,991 2,426,334 SH DEFINED 1 0 2,426,334 0 ENZON PHARMACEUTICALS INC COM 293904108 7,415 704,214 SH DEFINED 1 0 704,214 0 FEDERAL MOGUL CORP COM 313549404 1,301,685 75,241,924 SH DEFINED 7 0 75,241,924 0 ICAHN ENTERPRISES LP DEP UNIT 451100101 68,184 1,706,723 SH DEFINED 0 1,706,723 0 ICAHN ENTERPRISES LP DEP UNIT 451100101 62,852 1,573,279 SH DEFINED 9 0 1,573,279 0 ICAHN ENTERPRISES LP DEP UNIT 451100101 1,538,468 38,509,836 SH DEFINED 4 0 38,509,836 0 ICAHN ENTERPRISES LP DEP UNIT 451100101 154,462 3,866,379 SH DEFINED 5 0 3,866,379 0 ICAHN ENTERPRISES LP DEP UNIT 451100101 475,092 11,892,167 SH DEFINED 6 0 11,892,167 0 ICAHN ENTERPRISES LP DEP UNIT 451100101 140,445 3,515,515 SH DEFINED 3 0 3,515,515 0 ICAHN ENTERPRISES LP DEP UNIT 451100101 136,247 3,410,441 SH DEFINED 2 0 3,410,441 0 ICAHN ENTERPRISES LP DEP UNIT 451100101 171,229 4,286,087 SH DEFINED 8 0 4,286,087 0 LIONS GATE ENTMT CORP COM NEW 535919203 24,100 4,148,051 SH DEFINED 1 0 4,148,051 0 LIONS GATE ENTMT CORP NOTE 2.938% 535919AF1 221 230,800 PRN DEFINED 1 0 230,800 0 LIONS GATE ENTMT CORP NOTE 3.625% 535919AG9 81 85,800 PRN DEFINED 1 0 85,800 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 16,834 1,674,999 SH DEFINED 1 0 1,674,999 0
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