0001140361-14-045839.txt : 20141219 0001140361-14-045839.hdr.sgml : 20141219 20141219101946 ACCESSION NUMBER: 0001140361-14-045839 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141217 FILED AS OF DATE: 20141219 DATE AS OF CHANGE: 20141219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VALLEY FINANCIAL CORP /VA/ CENTRAL INDEX KEY: 0000921590 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 541702380 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 36 CHURCH AVENUE SW CITY: ROANOKE STATE: VA ZIP: 24011 BUSINESS PHONE: 5403422265 MAIL ADDRESS: STREET 1: 36 CHURCH AVENUE SW CITY: ROANOKE STATE: VA ZIP: 24001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goldsmith Richard Grayson CENTRAL INDEX KEY: 0001413574 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28342 FILM NUMBER: 141297855 MAIL ADDRESS: STREET 1: 5672 YELLOW MOUNTAIN ROAD CITY: ROANOKE STATE: VA ZIP: 24014 4 1 doc1.xml FORM 4 X0306 4 2014-12-17 0 0000921590 VALLEY FINANCIAL CORP /VA/ VYFC 0001413574 Goldsmith Richard Grayson 36 CHURCH AVENUE SW ROANOKE VA 24011 0 1 0 0 SVP Common Stock 2014-12-17 4 M 0 5000 10.25 A 8870 D Common Stock 2014-12-17 4 M 0 3000 6.00 A 11870 D Common Stock 2014-12-17 4 M 0 2400 3.05 A 14270 D Common Stock 2014-12-17 4 S 0 10400 19.80 D 3870 D Employee Stock Option (right to buy) 10.25 2014-12-17 4 M 0 5000 0 D 2017-10-25 Common Stock 5000 0 D Employee Stock Option (right to buy) 6.00 2014-12-17 4 M 0 3000 0 D 2018-12-29 Common Stock 3000 0 D Employee Stock Option (right to buy) 3.05 2014-12-17 4 M 0 2400 0 D 2019-12-09 Common Stock 2400 600 D The option, representing a right to purchase a total of 5,000 shares, became exercisable in five installments beginning on October 25, 2008, which was the first anniversary of the date on which the option was granted. The option, representing a right to purchase a total of 3,000 shares, became exercisable in five installments beginning on December 30, 2009, which was the first anniversary of the date on which the option was granted. The option, representing a right to purchase a total of 3,000 shares, became exercisable in five installments beginning on December 31, 2010. R. Grayson Goldsmith 2014-12-18