FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
REPUBLIC BANCORP INC /KY/ [ RBCAA ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 04/27/2006 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock | 04/27/2006 | P | 80 | A | $20.96 | 155,204.713(1)(2) | D | |||
Class A Common Stock | 1,886.241(1) | I | By Jaytee Properties Limited Partnership(3) | |||||||
Class A Common Stock | 29,154(1)(4) | I | By 401(k) Plan | |||||||
Class A Common Stock | 18,045.618(1) | I | By Teebank Family Limited Partnership(5) | |||||||
Class A Common Stock | 19,569(1) | I | By Trager Family Irrevocable Trust(6) | |||||||
Class A Common Stock | 2,384.1732(1) | I | By ESOP |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy) | $5.08(7) | 12/28/2006 | 12/27/2007 | Class A Common Stock | 17,363(7) | 17,363(7) | D | ||||||||
Employee Stock Option (right to buy) | $9.16(8) | 04/11/2007 | 04/10/2008 | Class A Common Stock | 11,576(8) | 11,576(8) | D | ||||||||
Employee Stock Option (right to buy) | $9.16(8) | 04/11/2008 | 04/10/2009 | Class A Common Stock | 11,576(8) | 11,576(8) | D | ||||||||
Employee Stock Option (right to buy) | $21.75(9) | 05/16/2009 | 05/15/2010 | Class A Common Stock | 4,200(9) | 4,200(9) | D | ||||||||
Employee Stock Option (right to buy) | $21.75(9) | 05/16/2010 | 05/15/2011 | Class A Common Stock | 4,200(9) | 4,200(9) | D | ||||||||
Employee Stock Option (right to buy) | $21.75(9) | 05/16/2011 | 05/15/2012 | Class A Common Stock | 4,200(9) | 4,200(9) | D | ||||||||
Class B Common Stock | (10) | (11) | (12) | Class A Common Stock | 422.646(1) | 422.646(1) | I | By Jaytee Properties Limited Partnership(3) | |||||||
Class B Common Stock | (10) | (11) | (12) | Class A Common Stock | 28,084(1) | 28,084(1) | D | ||||||||
Class B Common Stock | (10) | (11) | (12) | Class A Common Stock | 1,134(1) | 1,134(1) | I | By 401(k) Plan | |||||||
Class B Common Stock | (10) | (11) | (12) | Class A Common Stock | 3,912(1) | 3,912(1) | I | By Trager Family Irrevocable Trust(6) | |||||||
Class B Common Stock | (10) | (11) | (12) | Class A Common Stock | 2,335.274(1) | 2,335.274(1) | I | By Teebank Family Limited Partnership(5) |
Explanation of Responses: |
1. On January 20, 2006, the Issuer declared a stock dividend, payable to all holders of record of Class A and Class B Common Stock on March 24, 2006, of .05 shares of Class A and Class B Common Stock, respectively, for each share of Class A and Class B Common Stock outstanding. |
2. Includes 36.713 shares acquired on April 26, 2006 under the Republic Bancorp dividend reinvestment plan. |
3. Jaytee Properties Limited Partnership is a family limited partnership of which the reporting person is a limited partner. |
4. Includes 780 shares of Class A Common Stock acquired under the Issuer's 401(k) plan, based on information provided by the plan trustee. |
5. Teebank Family Limited Partnership is a family limited partnership of which the reporting person is a limited partner. |
6. Trager Family Irrevocable Trust is a family trust of which the reporting person is a co-trustee and a beneficiary. |
7. This option was previously reported as an option for 16,537 shares of common stock at an exercise price of $5.33 per share, but was adjusted to reflect the stock dividend declared by Issuer on January 20, 2006. As a result of the stock dividend, pursuant to the anti-dilution provisions of Issuer's employee stock option plan, the option entitles the reporting person to receive, upon exercise, a total of 17,363 shares of Class A Common Stock at an exercise price of $5.08 per share. |
8. This option was previously reported as an option for 11,025 shares of common stock at an exercise price of $9.62 per share, but was adjusted to reflect the stock dividend declared by Issuer on January 20, 2006. As a result of the stock dividend, pursuant to the anti-dilution provisions of Issuer's employee stock option plan, the option entitles the reporting person to receive, upon exercise, a total of 11,576 shares of Class A Common Stock at an exercise price of $9.16 per share. |
9. This option was previously reported as an option for 4,000 shares of common stock at an exercise price of $22.84 per share, but was adjusted to reflect the stock dividend declared by Issuer on January 20, 2006. As a result of the stock dividend, pursuant to the anti-dilution provisions of Issuer's employee stock option plan, the option entitles the reporting person to receive, upon exercise, a total of 4,000 shares of Class A Common Stock at an exercise price of $22.84 per share. |
10. Conversion is on a share for share basis. |
11. Immediate. |
12. None. |
/s/ Scott Trager | 04/28/2006 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |