-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EsTtOZIxAIbRdz1RJ1Bi8conizXl6nyNd78A31IcNvIDiVq+jfg5bzMo7wAW7Hhd wc3QX5dNIaVceyKtZNsCpA== 0000950123-08-013503.txt : 20081027 0000950123-08-013503.hdr.sgml : 20081027 20081027075121 ACCESSION NUMBER: 0000950123-08-013503 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20081027 DATE AS OF CHANGE: 20081027 GROUP MEMBERS: ALLEGHANY CAPITAL PARTNERS LLC GROUP MEMBERS: ALLEGHANY INSURANCE HOLDINGS LLC GROUP MEMBERS: CAPITOL INDEMNITY CORPORATION GROUP MEMBERS: CAPITOL SPECIALTY INSURANCE CORPORATION GROUP MEMBERS: CAPITOL TRANSAMERICA CORPORATION GROUP MEMBERS: EMPLOYERS DIRECT CORPORATION GROUP MEMBERS: EMPLOYERS DIRECT INSURANCE COMPANY GROUP MEMBERS: PLATTE RIVER INSURANCE COMPANY GROUP MEMBERS: RSUI GROUP, INC. GROUP MEMBERS: RSUI INDEMNITY COMPANY SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRICO MARINE SERVICES INC CENTRAL INDEX KEY: 0000921549 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 721252405 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-49411 FILM NUMBER: 081141261 BUSINESS ADDRESS: STREET 1: 250 N AMERICAN COURT CITY: HOUMA STATE: LA ZIP: 70363 BUSINESS PHONE: 713 780 9926 MAIL ADDRESS: STREET 1: 3200 SOUTHWEST FREEWAY STREET 2: SUITE 2950 CITY: HOUSTON STATE: TX ZIP: 77027 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ALLEGHANY CORP /DE CENTRAL INDEX KEY: 0000775368 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 510283071 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: SUITE 3201 CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: 2127521356 MAIL ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: SUITE 3201 CITY: NEW YORK STATE: NY ZIP: 10152 FORMER COMPANY: FORMER CONFORMED NAME: ALLEGHANY FINANCIAL CORP DATE OF NAME CHANGE: 19870115 SC 13G 1 y72098sc13g.htm SCHEDULE 13G SC 13G
 
 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)

Trico Marine Services, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
896106200
(CUSIP Number)
October 17, 2008
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     þ Rule 13d-1(c)

     o Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 


 

                     
CUSIP No.
 
896106200 
13 G Page  
  of   
 21 Pages 

 

           
1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Alleghany Corporation
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   þ
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   1,100,000(1)
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    1,100,000(1)
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  1,100,000(1)
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  Not Applicable
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  7.1%
     
12   TYPE OF REPORTING PERSON
   
  CO
(1) The shares are owned directly by Capitol Indemnity Corporation (“CIC”), Capitol Specialty Insurance Company (“CSIC”), Employers Direct Insurance Company (“EDIC”), Platte River Insurance Company (“PRC”) and RSUI Indemnity Company (“RIC”). Alleghany Capital Partners LLC (“ACP”) acts as an investment manager for each of CIC, CSIC, EDIC, PRC and RIC pursuant to an investment management agreement with each such company, whereby, among other things, ACP has been granted voting power over the shares of common stock of the issuer owned of record by each such company. Capitol Transamerica Corporation (“CATA”) owns 100% of the issued and outstanding stock of CIC and CSIC. Employers Direct Corporation (“EDC”) owns 100% of the issued and outstanding stock of EDIC. RSUI Group, Inc. (“RSUI Group”) owns 100% of the issued and outstanding stock of RIC. Alleghany Insurance Holdings LLC (“AIHL”) owns 100% of the issued and outstanding stock of CATA, PRC and RSUI Group, 100% of the equity interests in ACP and 98.5% of the issued and outstanding stock of EDC. Alleghany Corporation (“Alleghany”) owns 100% of the equity interests in AIHL.


 

                     
CUSIP No.
 
896106200 
13 G Page  
  of   
 21 Pages 

 

           
1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Alleghany Insurance Holdings LLC
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   þ
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   1,100,000(2)
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    1,100,000(2)
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  1,100,000(2)
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  Not Applicable
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  7.1%
     
12   TYPE OF REPORTING PERSON
   
  OO
(2) The shares are owned directly by CIC, CSIC, EDIC, PRC and RIC. AIHL owns 100% of the issued and outstanding stock of (i) PRC, (ii) CATA, the parent company of CIC and CSIC and (iii) RSUI Group, the parent company of RIC. AIHL owns 98.5% of the issued and outstanding stock of the EDC, the parent company of EDIC. AIHL owns 100% of the equity interests in ACP, the investment manager for each of CIC, CSIC, EDIC, PRC and RIC.


 

                     
CUSIP No.
 
896106200 
13 G Page  
4 
  of   
 21 Pages 

 

           
1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Alleghany Capital Partners LLC
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   þ
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   1,100,000(3)
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   1,100,000(3)
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    1,100,000(3)
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  1,100,000(3)
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  Not Applicable
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  7.1%
     
12   TYPE OF REPORTING PERSON
   
  OO
(3) The shares are owned directly by CIC, CSIC, EDIC, PRC and RIC, each of which is a party to an investment management agreement with ACP whereby, among other things, ACP has been granted voting power over the shares of common stock of the issuer owned of record by each such company.


 

                     
CUSIP No.
 
896106200 
13 G Page  
5 
  of   
 21 Pages 

 

           
1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Capitol Transamerica Corporation
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   þ
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Wisconsin
       
  5   SOLE VOTING POWER
     
NUMBER OF   222,500(4)
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   222,500(4)
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    222,500(4)
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  222,500(4)
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  Not Applicable
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  1.4%
     
12   TYPE OF REPORTING PERSON
   
  CO
(4) The shares are owned directly by CIC and CSIC, each of which is a wholly-owned subsidiary of CATA.


 

                     
CUSIP No.
 
896106200 
13 G Page  
6 
  of   
 21 Pages 

 

           
1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Employers Direct Corporation
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   þ
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   55,000(5)
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    55,000(5)
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  55,000(5)
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  Not Applicable
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  0.4%
     
12   TYPE OF REPORTING PERSON
   
  CO
(5) The shares are owned directly by EDIC, of which EDC owns 98.5% of the issued and outstanding stock.


 

                     
CUSIP No.
 
896106200 
13 G Page  
7 
  of   
 21 Pages 

 

           
1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Platte River Insurance Company
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   þ
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Nebraska
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   37,500
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    37,500
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  37,500
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  Not Applicable
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  0.2%
     
12   TYPE OF REPORTING PERSON
   
  IC


 

                     
CUSIP No.
 
896106200 
13 G Page  
  of   
 21 Pages 

 

           
1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

RSUI Group, Inc.
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   þ
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   785,000(6)
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    785,000(6)
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  785,000(6)
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  Not Applicable
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  5.1%
     
12   TYPE OF REPORTING PERSON
   
  CO
(6) The shares are owned directly by RIC, of which RSUI Group owns 100% of the issued and outstanding stock.


 

                     
CUSIP No.
 
896106200 
13 G Page  
9 
  of   
 21 Pages 

 

           
1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Capitol Indemnity Corporation
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   þ
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Wisconsin
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   200,000
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    200,000
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  200,000
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  Not Applicable
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  1.3%
     
12   TYPE OF REPORTING PERSON
   
  IC


 

                     
CUSIP No.
 
896106200 
13 G Page  
10 
  of   
 21 Pages 

 

           
1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Capitol Specialty Insurance Corporation
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   þ
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Wisconsin
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   22,500
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    22,500
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  22,500
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  Not Applicable
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  0.1%
     
12   TYPE OF REPORTING PERSON
   
  IC


 

                     
CUSIP No.
 
896106200 
13 G Page  
11 
  of   
 21 Pages 

 

           
1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Employers Direct Insurance Company
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   þ
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  California
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   55,000
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    55,000
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  55,000
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  Not Applicable
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  0.4%
     
12   TYPE OF REPORTING PERSON
   
  IC


 

                     
CUSIP No.
 
896106200 
13 G Page  
12 
  of   
 21 Pages 

 

           
1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

RSUI Indemnity Company
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   þ
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  New Hampshire
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   785,000
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    785,000
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  785,000
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
 
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  5.1%
     
12   TYPE OF REPORTING PERSON
   
  IC


 

                     
CUSIP No.
 
896106200 
13 G Page  
13 
  of   
21 Pages 
Item 1(a) Name of Issuer
     Trico Marine Services, Inc.
Item 1(b) Address of Issuer’s Principal Executive Offices
3200 Southwest Freeway, Suite 2950
Houston, Texas 77027
Item 2(a) Name of Person Filing:
Alleghany Corporation
Alleghany Insurance Holdings LLC
Alleghany Capital Partners LLC
Capitol Transamerica Corporation
Employers Direct Corporation
Platte River Insurance Company
RSUI Group, Inc.
Capitol Indemnity Corporation
Capitol Specialty Insurance Corporation
Employers Direct Insurance Company
RSUI Indemnity Company
Item 2(b) Address of Principal Business Office or, if none, Residence:
     See Item 2(c)
Item 2(c) Citizenship:
Alleghany Corporation
7 Times Square Tower, 17th Floor
New York, NY 10036
Delaware corporation
Alleghany Capital Partners LLC
7 Times Square Tower, 17th Floor
New York, NY 10036
Delaware limited liability company
Employers Direct Corporation
30301 Agoura Road
Agoura Hills, CA 91301
Delaware corporation
RSUI Group, Inc.
945 East Paces Ferry Road
Atlanta, GA 30326
Delaware corporation
Capitol Specialty Insurance Corporation
1600 Aspen Commons
Middleton, WI 53562
Wisconsin corporation
RSUI Indemnity Company
945 East Paces Ferry Road
Atlanta, GA 30326
New Hampshire corporation
Alleghany Insurance Holdings LLC
7 Times Square Tower, 17th Floor
New York, NY 10036
Delaware limited liability company
Capitol Transamerica Corporation
1600 Aspen Commons
Middleton, WI 53562
Wisconsin corporation
Platte River Insurance Company
1600 Aspen Commons
Middleton, WI 53562
Wisconsin corporation
Capitol Indemnity Corporation
1600 Aspen Commons
Middleton, WI 53562
Wisconsin corporation
Employers Direct Insurance Company
30301 Agoura Road
Agoura Hills, CA 91301
California corporation

 


 

                     
CUSIP No.
 
896106200 
13 G Page  
14 
  of   
21 Pages 
Item 2(d) Title of Class of Securities
     Common Stock
Item 2(e) CUSIP Number
     896106200
Item 3 If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
     This Statement is filed on behalf of (i) Alleghany Corporation (“Alleghany”), (ii) Alleghany Insurance Holdings LLC (“AIHL”), a wholly owned subsidiary of Alleghany, (iii) Alleghany Capital Partners LLC (“ACP”), a wholly owned subsidiary of AIHL, (iv) RSUI Group, Inc. (“RSUI Group”), Capitol Transamerica Corporation (“CATA”) and Platte River Insurance Company, each of which is a wholly owned subsidiary of AIHL, (v) Employers Direct Corporation (“EDC”), a 98.5% owned subsidiary of AIHL, (vi) RSUI Indemnity Company, a wholly owned subsidiary of RSUI Group, (vii) Capitol Indemnity Corporation and Capitol Specialty Insurance Corporation, each of which is a wholly owned subsidiary of CATA and (viii) Employers Direct Insurance Company, a wholly owned subsidiary of EDC. ACP acts as an investment manager for each of CIC, CSIC, EDIC, PRC and RIC pursuant to an investment management agreement with each such company, whereby, among other things, ACP has been granted voting power over the shares of common stock of the issuer owned of record by each such company.
Item 4 Ownership
  (a)   Amount beneficially owned
 
      See the Cover Pages for each of the Reporting Persons
 
  (b)   Percent of class
 
      See the Cover Pages for each of the Reporting Persons
 
  (c)   Number of shares to which person has
  (i)   sole power to vote or direct the vote
 
  (ii)   shared power to vote or direct the vote
 
  (iii)   sole power to dispose or to direct disposition
 
  (iv)   shared power to dispose or to direct disposition
      See the Cover Pages for each of the Reporting Persons
Item 5 Ownership of Five Percent or Less of a Class
     Not Applicable
Item 6 Ownership of More than Five Percent on Behalf of Another Person
     Not Applicable

 


 

                     
CUSIP No.
 
896106200 
13 G Page  
15 
  of   
21 Pages 
Item 7   Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company.
     Not Applicable
Item 8 Identification and Classification of Members of the Group
     See Exhibit A
Item 9 Notice of Dissolution of Group
     Not Applicable
Item 10 Certification
By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 


 

                     
CUSIP No.
 
896106200 
13 G Page  
16 
  of   
21 Pages 
SIGNATURE
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct.
         
October 27, 2008  ALLEGHANY CORPORATION
 
 
  By:   /s/ Roger B. Gorham    
    Name:   Roger B. Gorham   
    Title:   Senior Vice President — Finance and Investments, Chief Financial Officer   
 
October 27, 2008  ALLEGHANY INSURANCE HOLDINGS LLC
 
 
  By:   /s/ Roger G. Gorham    
    Name:   Roger B. Gorham   
    Title:   Senior Vice President   
 
October 27, 2008  ALLEGHANY CAPITAL PARTNERS LLC
 
 
  By:   /s/ Nicholas J. Spencer    
    Name:   Nicholas J. Spencer   
    Title:   President and Chief Executive Officer   
 
October 27, 2008  CAPITOL TRANSAMERICA CORPORATION
 
 
  By:   /s/ Frederick Taransky    
    Name:   Frederick Taransky   
    Title:   Vice President and Chief Financial Officer   
 
October 27, 2008  EMPLOYERS DIRECT CORPORATION
 
 
  By:   /s/ Ronald A. Groden    
    Name:   Ronald A. Groden   
    Title:   Vice Chairman, Executive Vice President & Chief Financial Officer   
 
October 27, 2008  PLATTE RIVER INSURANCE COMPANY
 
 
  By:   /s/ Frederick Taransky    
    Name:   Frederick Taransky   
    Title:   Vice President and Chief Financial Officer   
 
October 27, 2008  RSUI GROUP, INC.
 
 
  By:   /s/ Phillip McCrorie    
    Name:   Phillip McCrorie   
    Title:   Senior Vice President and Chief Financial Officer   

 


 

                     
CUSIP No.
 
896106200 
13 G Page  
17 
  of   
21 Pages 
         
         
October 27, 2008  CAPITOL INDEMNITY CORPORATION
 
 
  By:   /s/ Frederick Taransky    
    Name:   Frederick Taransky   
    Title:   Vice President and Chief Financial Officer   
 
October 27, 2008  CAPITOL SPECIALTY CORPORATION
 
 
  By:   /s/ Frederick Taransky    
    Name:   Frederick Taransky   
    Title:   Vice President and Chief Financial Officer   
 
October 27, 2008  EMPLOYERS DIRECT INSURANCE COMPANY
 
 
  By:   /s/ Ronald A. Groden    
    Name:   Ronald A. Groden   
    Title:   Vice Chairman, Executive Vice President & Chief Financial Officer   
 
October 27, 2008  RSUI INDEMNITY COMPANY
 
 
  By:   /s/ Phillip McCrorie    
    Name:   Phillip McCrorie   
    Title:   Senior Vice President and Chief Financial Officer   

 


 

                     
CUSIP No.
 
896106200 
13 G Page  
18 
  of   
21 Pages 
         
EXHIBIT INDEX
     
Exhibit No.    
A
  Members of Filing Group
B
  Joint Filing Agreement

 

EX-99.A 2 y72098exv99wa.htm EX-99.A: MEMBERS OF FILING GROUP EX-99.A
                     
CUSIP No.
 
896106200 
13 G Page  
19 
  of   
21 Pages 
EXHIBIT A
Members of Filing Group
Alleghany Corporation
Alleghany Insurance Holdings LLC
Alleghany Capital Partners LLC
Capitol Transamerica Corporation
Employers Direct Corporation
Platte River Insurance Company
RSUI Group, Inc.
Capitol Indemnity Corporation
Capitol Specialty Insurance Corporation
Employers Direct Insurance Company
RSUI Indemnity Company

 

EX-99.B 3 y72098exv99wb.htm EX-99.B: JOINT FILING AGREEMENT EX-99.B
                     
CUSIP No.
 
896106200 
13 G Page  
20 
  of   
21 Pages 
EXHIBIT B
JOINT FILING AGREEMENT
     In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, each of the persons named below agrees to the joint filing of a Statement on Schedule 13G (including amendments thereto) with respect to the common stock, par value $0.01 per share, of Trico Marine Services, Inc., a Delaware corporation, and further, each of such persons designates each of Christopher K. Dalrymple and Robert M. Hart as its agent and attorney-in-fact for the purpose of executing any and all amendments to such Statement on Schedule 13G required to be made by it with the Securities and Exchange Commission.
Date: October 27, 2008
         
October 27, 2008  ALLEGHANY CORPORATION
 
 
  By:   /s/ Roger B. Gorham    
    Name:   Roger B. Gorham   
    Title:   Senior Vice President — Finance and Investments, Chief Financial Officer   
 
October 27, 2008  ALLEGHANY INSURANCE HOLDINGS LLC
 
 
  By:   /s/ Roger B. Gorham    
    Name:   Roger B. Gorham   
    Title:   Senior Vice President   
 
October 27, 2008  ALLEGHANY CAPITAL PARTNERS LLC
 
 
  By:   /s/ Nicholas J. Spencer    
    Name:   Nicholas J. Spencer   
    Title:   President and Chief Executive Officer   
 
October 27, 2008  CAPITOL TRANSAMERICA CORPORATION
 
 
  By:   /s/ Frederick Taransky    
    Name:   Frederick Taransky   
    Title:   Vice President and Chief Financial Officer   
 
October 27, 2008  EMPLOYERS DIRECT CORPORATION
 
 
  By:   /s/ Ronald A. Groden    
    Name:   Ronald A. Groden   
    Title:   Vice Chairman, Executive Vice President & Chief Financial Officer   
 
October 27, 2008  PLATTE RIVER INSURANCE COMPANY
 
 
  By:   /s/ Frederick Taransky    
    Name:   Frederick Taransky   
    Title:   Vice President and Chief Financial Officer   

 


 

                     
CUSIP No.
 
896106200 
13 G Page  
21 
  of   
21 Pages 
         
         
October 27, 2008  RSUI GROUP, INC.
 
 
  By:   /s/ Phillip McCrorie    
    Name:   Phillip McCrorie   
    Title:   Senior Vice President and Chief Financial Officer   
 
October 27, 2008  CAPITOL INDEMNITY CORPORATION
 
 
  By:   /s/ Frederick Taransky    
    Name:   Frederick Taransky   
    Title:   Vice President and Chief Financial Officer   
 
October 27, 2008  CAPITOL SPECIALTY CORPORATION
 
 
  By:   /s/ Frederick Taransky    
    Name:   Frederick Taransky   
    Title:   Vice President and Chief Financial Officer   
 
October 27, 2008  EMPLOYERS DIRECT INSURANCE COMPANY
 
 
  By:   /s/ Ronald A. Groden    
    Name:   Ronald A. Groden   
    Title:   Vice Chairman, Executive Vice President & Chief Financial Officer   
 
October 27, 2008  RSUI INDEMNITY COMPANY
 
 
  By:   /s/ Phillip McCrorie    
    Name:   Phillip McCrorie   
    Title:   Senior Vice President and Chief Financial Officer   
 

 

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