-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F747pZ52LHLmSCPwA/XXfds6lWo0yPK4XXcfCmqefkvyPtY0S7guBzgcttAF1Gal 87M3qeqgvAOcf36ZDvE8MA== 0000914190-97-000076.txt : 19970222 0000914190-97-000076.hdr.sgml : 19970222 ACCESSION NUMBER: 0000914190-97-000076 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NASD GROUP MEMBERS: CHERRY TREE VENTURES IV GROUP MEMBERS: GORDON F. STOFER, TONY J. CHRISTIANSON SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CODA MUSIC TECHNOLOGY INC CENTRAL INDEX KEY: 0000920707 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 411716250 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-50055 FILM NUMBER: 97534272 BUSINESS ADDRESS: STREET 1: 6210 BURY DR CITY: EDEN PRAIRIE STATE: MN ZIP: 55436-1718 BUSINESS PHONE: 6129379611 MAIL ADDRESS: STREET 1: 6210 BURY DR CITY: EDEN PRAIRIE STATE: MN ZIP: 55346-1718 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CHERRY TREE VENTURES IV CENTRAL INDEX KEY: 0000874545 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 3800 WEST 80TH STREET SUITE 1400 CITY: MINNEAPOLIS STATE: MN ZIP: 55431 BUSINESS PHONE: 6128939012 MAIL ADDRESS: STREET 1: 3800 WEST 80TH STREET SUITE 1400 CITY: MINNEAPOLIS STATE: MN ZIP: 55431 SC 13G/A 1 SCHEDULE 13G AMENDMENT NO. 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Coda Music Technology, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 19188P 10 8 ----------------------------------------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with the statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 7 Pages SCHEDULE 13G CUSIP No. 19188P 10 8 Page 2 of 7 Pages ------------ - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Cherry Tree Ventures IV, a limited partnership FIN: 41-1690827 - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) X (b) [ ] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Minnesota - ------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 526,835 OWNED BY EACH -------------------------------------------------------------- REPORTING PERSON WITH 6 SHARED VOTING POWER 0 -------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 566,835 (inclds 40,000 shrs. obtainable upon exercise of optns/warrnt) -------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 566,835 (includes 40,000 shrs. obtainable upon exercise of options and warrants) - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 13.09% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------------------------------------------------------------------------- CUSIP No. 19188P 10 8 Page 3 of 7 Pages ----------------- - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Gordon F. Stofer SS#: 293 46 6310 - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) X (b) [ ] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Minnesota - ------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 14,131 OWNED BY EACH ------------------------------------------------------------- REPORTING PERSON 6 SHARED VOTING POWER WITH 526,835 ------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 14,131 ------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 566,835 (inclds 40,000 shrs obtainable upon exer. of optns/warrnts) - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 580,966 (includes 40,000 shrs. obtainable upon exercise of options or warrants) - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 13.42% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- CUSIP No. 19188P 10 8 Page 4 of 7 Pages ----------------------- - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Tony J. Christianson SS#: 468 62 0275 - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) X (b) [ ] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Minnesota - ------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 0 OWNED BY ------------------------------------------------------------ EACH REPORTING 6 SHARED VOTING POWER PERSON WITH 526,835 ------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 0 ------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 566,835 (inclds 40,000 shrs obtainable upon exer. of optns/wrrnts) - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 566,835 (includes 40,000 shrs obtainable upon exercise of options & warrants) - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 13.09% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- Page 5 of 7 Item 1(a) Name of Issuer Coda Music Technology, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 6210 Bury Drive Eden Prairie, MN 55346-1718 Item 2(a) Name of Person Filing: This statement is filed on behalf of Cherry Tree Ventures IV, a Limited Partnership, and on behalf of Gordon F. Stofer and Tony J. Christianson who are Managing General Partners of Cherry Tree Ventures IV. Item 2(b) Address of Principal Business Office or, if none, Residence: 1400 Northland Plaza 3800 West 80th Street Minneapolis, MN 55431 Each of Gordon F. Stofer and Tony J. Christianson has the above address. Item 2(c) Citizenship: Partnerships are organized in Minnesota. Each of Gordon F. Stofer and Tony J. Christianson is a citizen the United States. Item 2(d) Title of Class of Securities: Common Stock Items 2(e) CUSIP Number: 19188P 10 8 Item 3 If this Statement is Filed Pursuant to Rules 13d-1(b), or 13d-2(d), Check Whether the Person Filing is a: Not Applicable. Page of 6 of 7 Item 4 Ownership: (a) Amount Beneficially Owned: See pages 2, 3 & 4 - Item 9 Mr. Stofer and Mr. Christianson are members of this group because of their positions as Managing General Partners of Cherry Tree Ventures IV; voting and control is based on their role as Managing General Partners of Cherry Tree Ventures IV and they disclaim beneficial ownership of those shares. (b) Percent of Class: See pages 2, 3 & 4 - Item 11 (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: see pages 2, 3, & 4, Items 5-8 (ii) shared power to vote or to direct the vote: see pages 2, 3, & 4, Items 5-8 (iii) sole power to dispose or to direct the disposition of: see pages 2, 3, & 4, Items 5-8 (iv) shared power to dispose or to direct the disposition of: see pages 2, 3, & 4, Items 5-8 Item 5 Ownership of Five Percent or Less of a Class: Not applicable Item 6 Ownership of More than Five Percent on Behalf of Another Person: Not Applicable. Item 7 Identification and Classificaiton of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not Applicable. Page 7 of 7 Item 8 Identification and Classification of Members of the Group: The Group is Cherry Tree Ventures IV. Mr. Stofer and Mr. Christianson are members of this Group because of their positions as Managing General Partners of Cherry Tree Ventures IV, voting and control is based on their roles as Managing General Partners of Cherry Tree Ventures IV and they disclaim beneficial ownership of those shares. Item 9 Notice of Dissolution of Group: Not Applicable. Item 10 Certification: Not Applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: January 30, 1997 CHERRY TREE VENTURES IV, A LIMITED PARTNERSHIP By /s/ Tony J. Christianson By /s/ Tony J. Christianson Tony J. Christianson Tony J. Christianson Individual Managing General Partner By /s/ Gordon F. Stofer By /s/ Gordon F. Stofer Gordon F. Stofer Gordon F. Stofer Individual Managing General Partner -----END PRIVACY-ENHANCED MESSAGE-----