0000920441-20-000001.txt : 20200214 0000920441-20-000001.hdr.sgml : 20200214 20200213175617 ACCESSION NUMBER: 0000920441-20-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200213 EFFECTIVENESS DATE: 20200214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KELLY LAWRENCE W & ASSOCIATES INC/CA CENTRAL INDEX KEY: 0000920441 IRS NUMBER: 953466353 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04133 FILM NUMBER: 20612459 BUSINESS ADDRESS: STREET 1: 199 SOUTH LOS ROBLES AVE STREET 2: SUITE 850 CITY: PASADENS STATE: CA ZIP: 91101 BUSINESS PHONE: 6264499500 MAIL ADDRESS: STREET 1: KELLY LAWARENCE W & ASSOCIATES INC STREET 2: 199 SOUTH LOS ROBLES AVE., STE. 850 CITY: PASADENA STATE: CA ZIP: 91101 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000920441 XXXXXXXX 12-31-2019 12-31-2019 KELLY LAWRENCE W & ASSOCIATES INC/CA

KELLY LAWARENCE W & ASSOCIATES INC 199 SOUTH LOS ROBLES AVE., STE. 850 PASADENA CA 91101

13F HOLDINGS REPORT 028-04133 N Alex Tescher 626-449-9500 Alex Tescher Pasadena CA 02-13-2020 0 203 638100 false INFORMATION TABLE 2 LKA-13f.xml LK&A 13F HOLDINGS AS OF 12/31/2019 Wells Fargo & Co New Perp Pfd CV PFD 949746804 1224 845 SH SOLE 575 0 270 Wells Fargo & Co New Perp Pfd CV PFD 949746804 478 330 SH OTR 110 0 220 AG Mortgage Inv Tr 8 Pfd Ser B PRD 001228303 168 6600 SH SOLE 0 0 6600 AG Mortgage Inv Tr 8 Pfd Ser B PRD 001228303 137 5400 SH OTR 4000 0 1400 AG Mortgage Inv Tr 8.25 Pfd Se PRD 001228204 233 9100 SH SOLE 0 0 9100 AG Mortgage Inv Tr 8.25 Pfd Se PRD 001228204 51 2000 SH OTR 0 0 2000 Anworth Mortgage Asset 7.625 P PRD 037347408 101 4000 SH OTR 4000 0 0 Capital One Finl Corp DP Shs P PRD 14040H824 18 700 SH OTR 700 0 0 Capital One Finl Pfd Ser H PRD 14040H840 46 1700 SH OTR 0 0 1700 Energy Transfer Operat 7.625 P PRD 29278N400 668 26900 SH SOLE 13400 0 13500 Energy Transfer Operat 7.625 P PRD 29278N400 17 700 SH OTR 700 0 0 Golar LNG Partners LP 8.75 Cum PRD Y2745C110 103 4000 SH OTR 4000 0 0 JPMorgan Chase 6.15 Pfd Ser H PRD 48127V827 431 16700 SH SOLE 0 0 16700 JPMorgan Chase 6.15 Pfd Ser H PRD 48127V827 49 1900 SH OTR 0 0 1900 New Residential Inv Cp 7.125 C PRD 64828T409 752 29000 SH SOLE 20000 0 9000 Pennymac Mtg Invt Tr Pfd Ser A PRD 70931T301 106 4000 SH OTR 4000 0 0 Two Harbor Invt Corp 7.50 Cum PRD 90187B705 783 30950 SH SOLE 16050 0 14900 Two Harbor Invt Corp 7.50 Cum PRD 90187B705 341 13500 SH OTR 7900 0 5600 3M Co. COM 88579Y101 725 4110 SH SOLE 2500 0 1610 3M Co. COM 88579Y101 351 1990 SH OTR 424 0 1566 AFLAC Inc. COM 001055102 3335 63050 SH SOLE 51262 0 11788 AFLAC Inc. COM 001055102 146 2756 SH OTR 156 0 2600 AT&T Inc COM 00206R102 423 10825 SH SOLE 125 0 10700 AT&T Inc COM 00206R102 3 81 SH OTR 81 0 0 AbbVie Inc. COM 00287Y109 973 10995 SH SOLE 4235 0 6760 AbbVie Inc. COM 00287Y109 456 5150 SH OTR 250 0 4900 Abbott Labs COM 002824100 153 1760 SH SOLE 0 0 1760 Abbott Labs COM 002824100 443 5100 SH OTR 0 0 5100 Adobe Sys Inc Com COM 00724F101 41 124 SH SOLE 124 0 0 Adobe Sys Inc Com COM 00724F101 99 300 SH OTR 0 0 300 Advanced Micro Devices Com COM 007903107 28440 620150 SH SOLE 291850 0 328300 Advanced Micro Devices Com COM 007903107 605 13200 SH OTR 700 0 12500 Albemarle Corp. COM 012653101 10555 144513 SH SOLE 68163 0 76350 Albemarle Corp. COM 012653101 594 8138 SH OTR 6838 0 1300 Alphabet Inc Cap Stk Cl A COM 02079K305 21478 16036 SH SOLE 8334 0 7702 Alphabet Inc Cap Stk Cl A COM 02079K305 1216 908 SH OTR 258 0 650 Alphabet Inc Cap Stk Cl C COM 02079K107 7170 5363 SH SOLE 2322 0 3041 Alphabet Inc Cap Stk Cl C COM 02079K107 257 192 SH OTR 114 0 78 Amazon Com Inc Com COM 023135106 246 133 SH SOLE 8 0 125 Amer States Water Co COM 029899101 241 2780 SH OTR 0 0 2780 Amgen, Inc. Com COM 031162100 829 3440 SH SOLE 1765 0 1675 Amgen, Inc. Com COM 031162100 78 322 SH OTR 122 0 200 Apache Corp COM 037411105 8 310 SH SOLE 310 0 0 Apple, Inc. COM 037833100 39145 133304 SH SOLE 72491 0 60813 Apple, Inc. COM 037833100 2502 8522 SH OTR 2488 0 6034 Applied Materials Inc. COM 038222105 5542 90785 SH SOLE 70885 0 19900 Applied Materials Inc. COM 038222105 123 2020 SH OTR 500 0 1520 Aptiv PLC COM G6095L109 14623 153970 SH SOLE 66670 0 87300 Aptiv PLC COM G6095L109 537 5655 SH OTR 2980 0 2675 Avery Dennison Corp. COM 053611109 196 1500 SH SOLE 0 0 1500 Avery Dennison Corp. COM 053611109 353 2700 SH OTR 2700 0 0 B&G Foods Inc. COM 05508R106 90 5000 SH SOLE 800 0 4200 B&G Foods Inc. COM 05508R106 81 4500 SH OTR 2400 0 2100 BP PLC Spons ADR COM 055622104 83 2200 SH SOLE 0 0 2200 BP PLC Spons ADR COM 055622104 206 5449 SH OTR 0 0 5449 Bank of New York Mellon COM 064058100 20 400 SH OTR 0 0 400 Berkshire Hathaway Cl B COM 084670207 406 1792 SH SOLE 1792 0 0 Berkshire Hathaway Cl B COM 084670207 12 55 SH OTR 0 0 55 Boeing Co. COM 097023105 319 980 SH SOLE 25 0 955 Bright Horizons Family Solutio COM 109194100 18169 120890 SH SOLE 58435 0 62455 Bright Horizons Family Solutio COM 109194100 775 5155 SH OTR 355 0 4800 Broadridge Financial Solutions COM 11133T103 19895 161038 SH SOLE 79583 0 81455 Broadridge Financial Solutions COM 11133T103 910 7370 SH OTR 3360 0 4010 CSX Corp COM 126408103 47 650 SH SOLE 650 0 0 CVS Caremark Corp COM 126650100 20 263 SH SOLE 0 0 263 California Wtr Svc Group COM 130788102 155 3000 SH SOLE 0 0 3000 Capital One Finl Corp COM 14040H105 16619 161494 SH SOLE 69930 0 91564 Capital One Finl Corp COM 14040H105 556 5402 SH OTR 600 0 4802 Cardinal Health Inc. COM 14149Y108 5 93 SH SOLE 93 0 0 Charles Schwab Corp (New) COM 808513105 740 15557 SH SOLE 13957 0 1600 Charles Schwab Corp (New) COM 808513105 143 3000 SH OTR 3000 0 0 Chevron Corp COM 166764100 3155 26182 SH SOLE 18449 0 7733 Chevron Corp COM 166764100 2996 24861 SH OTR 4252 0 20609 Cisco Systems COM 17275R102 6029 125701 SH SOLE 90601 0 35100 Cisco Systems COM 17275R102 382 7975 SH OTR 1850 0 6125 Coca Cola Co COM 191216100 666 12030 SH SOLE 0 0 12030 Coca Cola Co COM 191216100 11 200 SH OTR 0 0 200 Comcast Corp New Cl A COM 20030N101 67 1500 SH SOLE 0 0 1500 Constellation Brands Inc Cl A COM 21036P108 32 170 SH SOLE 0 0 170 Costco Wholesale COM 22160K105 23234 79049 SH SOLE 37443 0 41606 Costco Wholesale COM 22160K105 938 3191 SH OTR 1156 0 2035 Crimson Wine Group Ltd COM 22662X100 148 20000 SH SOLE 20000 0 0 DR Horton Inc COM 23331A109 15609 295909 SH SOLE 141905 0 154004 DR Horton Inc COM 23331A109 590 11181 SH OTR 5315 0 5866 Danaher Corp Del COM COM 235851102 21719 141508 SH SOLE 66773 0 74735 Danaher Corp Del COM COM 235851102 1391 9060 SH OTR 2845 0 6215 Deere & Co COM 244199105 11 63 SH SOLE 63 0 0 Disney Walt Co Del COM 254687106 17531 121211 SH SOLE 48280 0 72931 Disney Walt Co Del COM 254687106 825 5702 SH OTR 1811 0 3891 Dow Inc COM 260557103 867 15839 SH SOLE 6491 0 9348 Dow Inc COM 260557103 488 8915 SH OTR 5649 0 3266 Eaton Corp COM G29183103 50 530 SH SOLE 80 0 450 Ecolab Inc Com COM 278865100 116 600 SH SOLE 0 0 600 Edwards Lifesciences Inc. COM 28176E108 11455 49100 SH SOLE 4000 0 45100 Exxon Mobil Corp COM 30231G102 667 9554 SH SOLE 3250 0 6304 Exxon Mobil Corp COM 30231G102 360 5157 SH OTR 750 0 4407 Fiserv Inc Com COM 337738108 22073 190892 SH SOLE 88557 0 102335 Fiserv Inc Com COM 337738108 1515 13100 SH OTR 3600 0 9500 Fortive Corp. COM 34959J108 15849 207480 SH SOLE 77040 0 130440 Fortive Corp. COM 34959J108 706 9245 SH OTR 2945 0 6300 Franco Nevada Corp COM 351858105 31 300 SH SOLE 0 0 300 GW Pharmaceuticals PLC ADS COM 36197T103 12 115 SH OTR 0 0 115 General Elec Co COM 369604103 203 18200 SH SOLE 8800 0 9400 General Elec Co COM 369604103 91 8148 SH OTR 0 0 8148 Gilead Sciences Inc. COM 375558103 1318 20280 SH SOLE 4325 0 15955 Gilead Sciences Inc. COM 375558103 110 1700 SH OTR 0 0 1700 Halliburton Co COM 406216101 470 19200 SH SOLE 17750 0 1450 Halliburton Co COM 406216101 2 100 SH OTR 100 0 0 Hexcel Corp COM 428291108 19749 269392 SH SOLE 130388 0 139004 Hexcel Corp COM 428291108 861 11740 SH OTR 1040 0 10700 Home Depot Inc COM 437076102 16455 75352 SH SOLE 35742 0 39610 Home Depot Inc COM 437076102 1073 4912 SH OTR 1462 0 3450 Hon Hai Precision Inds ORD COM Y36861105 3 1000 SH OTR 1000 0 0 Honeywell Intl Inc COM 438516106 104 590 SH SOLE 590 0 0 IHS Markit LTD COM G47567105 166 2200 SH SOLE 0 0 2200 IQVIA Holdings Inc COM 46266C105 20151 130421 SH SOLE 62283 0 68138 IQVIA Holdings Inc COM 46266C105 1097 7100 SH OTR 450 0 6650 Int'l Bus Mach COM 459200101 121 900 SH OTR 0 0 900 Intel Corp COM 458140100 500 8355 SH SOLE 700 0 7655 Intel Corp COM 458140100 24 400 SH OTR 0 0 400 Intercontinental Exchange Grou COM 45866F104 20302 219361 SH SOLE 104851 0 114510 Intercontinental Exchange Grou COM 45866F104 1413 15270 SH OTR 4175 0 11095 Intuitive Surgical Inc Com New COM 46120E602 144 244 SH SOLE 0 0 244 JPMorgan Chase & Co COM 46625H100 8506 61020 SH SOLE 4270 0 56750 JPMorgan Chase & Co COM 46625H100 551 3950 SH OTR 250 0 3700 Johnson & Johnson COM 478160104 18741 128474 SH SOLE 59223 0 69251 Johnson & Johnson COM 478160104 1091 7477 SH OTR 2517 0 4960 Kimberly Clark Corp COM 494368103 151 1100 SH SOLE 0 0 1100 Kontoor Brands Inc COM 50050N103 10 245 SH SOLE 217 0 28 Lowes Cos Inc Com COM 548661107 58 488 SH SOLE 0 0 488 Marsh & McLennan Cos Inc. COM 571748102 156 1400 SH SOLE 0 0 1400 McDonalds Corp COM 580135101 405 2050 SH SOLE 0 0 2050 McDonalds Corp COM 580135101 84 425 SH OTR 0 0 425 Merck & Co Inc COM 58933Y105 11329 124563 SH SOLE 98473 0 26090 Merck & Co Inc COM 58933Y105 276 3030 SH OTR 405 0 2625 Microsoft Corp COM 594918104 1158 7345 SH SOLE 2011 0 5334 Microsoft Corp COM 594918104 393 2493 SH OTR 60 0 2433 Nestle SA Spons ADR (For Reg) COM 641069406 6513 60158 SH SOLE 53452 0 6706 Nestle SA Spons ADR (For Reg) COM 641069406 574 5298 SH OTR 2375 0 2923 Nike, Inc. Cl B COM 654106103 13 125 SH OTR 0 0 125 Norfolk Southern Corp COM 655844108 233 1200 SH SOLE 0 0 1200 OGE Energy Corp. COM 670837103 21 480 SH SOLE 480 0 0 Occidental Pete Corp D COM 674599105 4 100 SH SOLE 100 0 0 Occidental Pete Corp D COM 674599105 25 600 SH OTR 200 0 400 OneOK Inc COM 682680103 646 8543 SH OTR 0 0 8543 Oracle Systems Corp COM 68389X105 350 6600 SH SOLE 6000 0 600 Paccar Inc COM 693718108 202 2550 SH SOLE 0 0 2550 Panasonic Corp ADR (new) COM 69832A205 4 465 SH SOLE 465 0 0 PayPal Holdings Inc. COM 70450Y103 24600 227416 SH SOLE 106776 0 120640 PayPal Holdings Inc. COM 70450Y103 1645 15206 SH OTR 4956 0 10250 Pepsico Inc COM 713448108 17596 128749 SH SOLE 56643 0 72106 Pepsico Inc COM 713448108 928 6792 SH OTR 1265 0 5527 Pfizer Inc COM 717081103 223 5680 SH SOLE 1380 0 4300 Pfizer Inc COM 717081103 630 16080 SH OTR 1500 0 14580 Pioneer Nat Res Co COM 723787107 8325 55000 SH SOLE 0 0 55000 Pioneer Nat Res Co COM 723787107 189 1250 SH OTR 0 0 1250 Procter & Gamble Co. COM 742718109 2150 17217 SH SOLE 4299 0 12918 Procter & Gamble Co. COM 742718109 1703 13638 SH OTR 700 0 12938 Regeneron Pharmaceutical Com COM 75886F107 1671 4451 SH SOLE 3466 0 985 Roper Technologies Inc COM 776696106 20571 58073 SH SOLE 27358 0 30715 Roper Technologies Inc COM 776696106 1049 2960 SH OTR 1035 0 1925 Ross Stores Inc. COM 778296103 687 5900 SH SOLE 5900 0 0 Royal Dutch Shell PLC Spons AD COM 780259206 1626 27574 SH SOLE 25374 0 2200 Salesforce.com Inc COM 79466L302 10459 64305 SH SOLE 16280 0 48025 Salesforce.com Inc COM 79466L302 337 2075 SH OTR 175 0 1900 Sanofi - ADR COM 80105N105 4 75 SH SOLE 75 0 0 Sanofi - ADR COM 80105N105 60 1200 SH OTR 0 0 1200 Schlumberger Ltd COM 806857108 303 7527 SH SOLE 1207 0 6320 Schlumberger Ltd COM 806857108 3 70 SH OTR 70 0 0 Sempra Energy COM 816851109 121 800 SH SOLE 0 0 800 Sempra Energy COM 816851109 246 1624 SH OTR 1624 0 0 Sibanye-Stillwater Spons ADR COM 825724206 45 4547 SH SOLE 0 0 4547 Siemens AG Spons ADR (new) COM 826197501 96 1468 SH SOLE 0 0 1468 Smith & Nephew PLC Spons ADR COM 83175M205 38 800 SH SOLE 0 0 800 Starbucks Corp COM 855244109 35 400 SH OTR 400 0 0 State Street Corp COM 857477103 99 1250 SH SOLE 0 0 1250 State Street Corp COM 857477103 36 450 SH OTR 0 0 450 Tredegar Corp. COM 894650100 33 1455 SH SOLE 1455 0 0 Union Pac Corp COM 907818108 22 124 SH SOLE 124 0 0 United Parcel Service Cl B COM 911312106 316 2700 SH SOLE 2700 0 0 United Technologies COM 913017109 245 1634 SH SOLE 0 0 1634 Universal Display Corp Com COM 91347P105 144 700 SH SOLE 0 0 700 V F Corp COM 918204108 174 1750 SH SOLE 1550 0 200 Vail Resorts Inc. COM 91879Q109 17036 71035 SH SOLE 30450 0 40585 Vail Resorts Inc. COM 91879Q109 723 3015 SH OTR 1145 0 1870 Verisign Inc. Com. COM 92343E102 1163 6038 SH SOLE 6038 0 0 Verizon Communications COM 92343V104 1424 23190 SH SOLE 14900 0 8290 Verizon Communications COM 92343V104 210 3428 SH OTR 1450 0 1978 Vertex Pharmaceuticals Com COM 92532F100 1418 6478 SH SOLE 2032 0 4446 Vertex Pharmaceuticals Com COM 92532F100 394 1800 SH OTR 200 0 1600 Visa Inc Cl A COM 92826C839 24814 132062 SH SOLE 57043 0 75019 Visa Inc Cl A COM 92826C839 1768 9411 SH OTR 2645 0 6766 Vivendi ORD Shs COM F97982106 23 792 SH SOLE 792 0 0 Walgreens Boots Alliance Inc COM 931427108 44 745 SH SOLE 0 0 745 Walgreens Boots Alliance Inc COM 931427108 111 1891 SH OTR 0 0 1891 Wisdomtree Tr India Erngs Fd COM 97717W422 5 220 SH SOLE 220 0 0 Zoetis Inc Cl A COM 98978V103 16 118 SH SOLE 118 0 0 Zoetis Inc Cl A COM 98978V103 136 1028 SH OTR 0 0 1028 Aberdeen Emerging Markets Fd C EQ FDS 003021250 38 2382 SH SOLE 0 0 2382 Clearbridge Energy MLP Opportu EQ FDS 18469P100 17 2074 SH OTR 0 0 2074 Matthews Asia Small Companies EQ FDS 577125206 24 1338 SH SOLE 0 0 1338 Schwab S&P 500 Index Fd EQ FDS 808509855 55 1105 SH SOLE 1105 0 0 Schwab Small Cap Index Fd EQ FDS 808509848 51 1758 SH SOLE 1758 0 0