Executive Vice President

0000920441-17-000001.txt : 20170214 0000920441-17-000001.hdr.sgml : 20170214 20170214115351 ACCESSION NUMBER: 0000920441-17-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 EFFECTIVENESS DATE: 20170214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KELLY LAWRENCE W & ASSOCIATES INC/CA CENTRAL INDEX KEY: 0000920441 IRS NUMBER: 953466353 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04133 FILM NUMBER: 17605253 BUSINESS ADDRESS: STREET 1: 199 SOUTH LOS ROBLES AVE STREET 2: SUITE 850 CITY: PASADENS STATE: CA ZIP: 91101 BUSINESS PHONE: 6264499500 MAIL ADDRESS: STREET 1: KELLY LAWARENCE W & ASSOCIATES INC STREET 2: 199 SOUTH LOS ROBLES AVE., STE. 850 CITY: PASADENA STATE: CA ZIP: 91101 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000920441 XXXXXXXX 12-31-2016 12-31-2016 KELLY LAWRENCE W & ASSOCIATES INC/CA

KELLY LAWARENCE W & ASSOCIATES INC 199 SOUTH LOS ROBLES AVE., STE. 850 PASADENA CA 91101

13F HOLDINGS REPORT 028-04133 N Alex Tescher Executive Vice President 626-449-9500 Alex Tescher Pasadena, CA 02-14-2017 0 248 450860 false INFORMATION TABLE 2 LKA-13f.xml LKA 13F HOLDINGS (PERIOD ENDING 12/31/2016) Southwestern Energy Co 6.25 0 CV PFD 845467208 277 10875 SH SOLE 6175 0 4700 Southwestern Energy Co 6.25 0 CV PFD 845467208 211 8300 SH OTR 0 0 8300 AG Mortgage Inv Tr 8 Pfd Ser PRD 001228303 157 6600 SH SOLE 0 0 6600 AG Mortgage Inv Tr 8 Pfd Ser PRD 001228303 33 1400 SH OTR 0 0 1400 AG Mortgage Inv Tr 8.25 Pfd S PRD 001228204 537 22000 SH OTR 0 0 22000 CYS Investments Inc Pfd Ser B PRD 12673A306 376 16550 SH SOLE 13550 0 3000 CYS Investments Inc Pfd Ser B PRD 12673A306 588 25900 SH OTR 0 0 25900 JPMorgan Chase 6.15 Pfd Ser H PRD 48127V827 49 1900 SH OTR 0 0 1900 Wells Fargo & Co New Dep Shs S PRD 949746879 45 1700 SH OTR 0 0 1700 3M Co. COM 88579Y101 337 1885 SH SOLE 275 0 1610 3M Co. COM 88579Y101 2171 12157 SH OTR 124 0 12033 AFLAC Inc. COM 001055102 6428 92357 SH SOLE 23513 0 68844 AFLAC Inc. COM 001055102 614 8828 SH OTR 3378 0 5450 AT&T Inc COM 00206R102 863 20300 SH SOLE 0 0 20300 AT&T Inc COM 00206R102 3 81 SH OTR 81 0 0 AbbVie Inc. COM 00287Y109 710 11345 SH SOLE 4235 0 7110 AbbVie Inc. COM 00287Y109 983 15700 SH OTR 0 0 15700 Abbott Labs COM 002824100 91 2377 SH SOLE 0 0 2377 Abbott Labs COM 002824100 231 6017 SH OTR 0 0 6017 Activision Blizzard Inc COM 00507V109 0 6 SH OTR 6 0 0 Adobe Sys Inc Com COM 00724F101 31 300 SH OTR 0 0 300 Air Prods & Chems, Inc. COM 009158106 633 4400 SH OTR 0 0 4400 Albemarle Corp. COM 012653101 283 3293 SH SOLE 3293 0 0 Albemarle Corp. COM 012653101 952 11065 SH OTR 11065 0 0 Alkermes PLC Shs COM G01767105 2501 45000 SH SOLE 0 0 45000 Allergan COM G0177J108 1436 6839 SH SOLE 1563 0 5276 Allergan COM G0177J108 448 2135 SH OTR 250 0 1885 Alphabet Inc Cap Stk Cl A COM 02079K305 12135 15313 SH SOLE 7942 0 7371 Alphabet Inc Cap Stk Cl A COM 02079K305 2537 3202 SH OTR 1098 0 2104 Alphabet Inc Cap Stk Cl C COM 02079K107 4975 6446 SH SOLE 3106 0 3340 Alphabet Inc Cap Stk Cl C COM 02079K107 197 255 SH OTR 114 0 141 Altria Group Inc COM 02209S103 140 2064 SH OTR 0 0 2064 Amazon Com Inc Com COM 023135106 94 125 SH SOLE 0 0 125 Amer States Water Co COM 029899101 231 5080 SH OTR 0 0 5080 American Intl Group Com New COM 026874784 7259 111142 SH SOLE 87450 0 23692 American Intl Group Com New COM 026874784 1416 21683 SH OTR 8550 0 13133 Amgen, Inc. Com COM 031162100 427 2920 SH SOLE 1620 0 1300 Amgen, Inc. Com COM 031162100 315 2152 SH OTR 62 0 2090 AngloGold Ashanti LTD Spons AD COM 035128206 53 5000 SH SOLE 0 0 5000 Annaly Capital Mgmt Inc. COM 035710409 20 2000 SH OTR 0 0 2000 Apache Corp COM 037411105 1049 16527 SH SOLE 7260 0 9267 Apache Corp COM 037411105 640 10084 SH OTR 6625 0 3459 Apple, Inc. COM 037833100 22685 195865 SH SOLE 106662 0 89203 Apple, Inc. COM 037833100 1848 15959 SH OTR 4005 0 11954 Applied Materials Inc. COM 038222105 4244 131500 SH SOLE 104600 0 26900 Applied Materials Inc. COM 038222105 85 2620 SH OTR 0 0 2620 Automatic Data Process Com COM 053015103 279 2710 SH OTR 0 0 2710 Avery Dennison Corp. COM 053611109 309 4400 SH OTR 4400 0 0 B & G Foods Inc. COM 05508R106 18 400 SH OTR 0 0 400 BP PLC Spons ADR COM 055622104 138 3700 SH SOLE 0 0 3700 BP PLC Spons ADR COM 055622104 204 5449 SH OTR 0 0 5449 Bank of New York Mellon COM 064058100 19 400 SH OTR 0 0 400 Baxter Intl Inc. COM 071813109 7 150 SH SOLE 150 0 0 Becton Dickson & Co COM 075887109 0 3 SH SOLE 3 0 0 Berkshire Hathaway Cl B COM 084670207 292 1792 SH SOLE 1792 0 0 Berkshire Hathaway Cl B COM 084670207 15 95 SH OTR 0 0 95 Boeing Co. COM 097023105 180 1155 SH SOLE 100 0 1055 Boston Properties Inc. COM 101121101 76 606 SH OTR 0 0 606 CVS Caremark Corp COM 126650100 102 1293 SH SOLE 170 0 1123 CVS Caremark Corp COM 126650100 284 3594 SH OTR 0 0 3594 California Wtr Svc Group COM 130788102 102 3000 SH SOLE 0 0 3000 Capital One Finl Corp COM 14040H105 13723 157302 SH SOLE 72985 0 84317 Capital One Finl Corp COM 14040H105 1006 11529 SH OTR 375 0 11154 Cardinal Health Inc. COM 14149Y108 7 93 SH SOLE 93 0 0 Caterpillar Inc. COM 149123101 74 800 SH SOLE 0 0 800 Caterpillar Inc. COM 149123101 28 300 SH OTR 0 0 300 Celgene Corp COM 151020104 14136 122128 SH SOLE 59119 0 63009 Celgene Corp COM 151020104 1800 15551 SH OTR 6135 0 9416 Cerner Corp COM 156782104 3904 82415 SH SOLE 73140 0 9275 Cerner Corp COM 156782104 43 900 SH OTR 900 0 0 Charles Schwab Corp (New) COM 808513105 699 17707 SH SOLE 14032 0 3675 Charles Schwab Corp (New) COM 808513105 118 3000 SH OTR 3000 0 0 Chevron Corp COM 166764100 4093 34779 SH SOLE 24147 0 10632 Chevron Corp COM 166764100 4559 38730 SH OTR 5252 0 33478 Chubb Limited Com COM H1467J104 50 375 SH SOLE 0 0 375 Cisco Systems COM 17275R102 3938 130321 SH SOLE 98121 0 32200 Cisco Systems COM 17275R102 537 17775 SH OTR 0 0 17775 Citizens Finl Group COM 174610105 15586 437450 SH SOLE 217590 0 219860 Citizens Finl Group COM 174610105 2015 56550 SH OTR 10800 0 45750 Coca Cola Co COM 191216100 542 13084 SH SOLE 0 0 13084 Coca Cola Co COM 191216100 27 650 SH OTR 0 0 650 Cognizant Technology S Cl A COM 192446102 42 750 SH SOLE 0 0 750 Colfax Corp COM 194014106 6744 187700 SH SOLE 71050 0 116650 Colfax Corp COM 194014106 126 3500 SH OTR 0 0 3500 Consolidated Edison Inc COM 209115104 147 2000 SH OTR 0 0 2000 Constellation Brands Inc Cl A COM 21036P108 26 170 SH SOLE 0 0 170 Costco Wholesale COM 22160K105 12813 80024 SH SOLE 38455 0 41569 Costco Wholesale COM 22160K105 1320 8243 SH OTR 4956 0 3287 DR Horton Inc COM 23331A109 12767 467142 SH SOLE 226605 0 240537 DR Horton Inc COM 23331A109 1669 61073 SH OTR 26390 0 34683 Delphi Automotive PLC Shs COM G27823106 8156 121100 SH SOLE 62000 0 59100 Delphi Automotive PLC Shs COM G27823106 207 3075 SH OTR 2900 0 175 Digital Realty Trust Inc COM 253868103 133 1350 SH OTR 0 0 1350 Disney Walt Co Del COM 254687106 9790 93940 SH SOLE 48146 0 45794 Disney Walt Co Del COM 254687106 942 9039 SH OTR 1756 0 7283 Dominion Res Inc VA COM 25746U109 30 386 SH SOLE 0 0 386 Dominion Res Inc VA COM 25746U109 59 772 SH OTR 0 0 772 Du Pont E I Nemours Com COM 263534109 73 1000 SH SOLE 0 0 1000 Du Pont E I Nemours Com COM 263534109 4 55 SH OTR 55 0 0 East West Bancorp Inc Com COM 27579R104 25 488 SH SOLE 0 0 488 Eaton Corp COM G29183103 4588 68380 SH SOLE 3430 0 64950 Eaton Corp COM G29183103 674 10050 SH OTR 3400 0 6650 Ecolab Inc Com COM 278865100 70 600 SH SOLE 0 0 600 Edison IntlM COM 281020107 43 600 SH OTR 0 0 600 Edwards Lifesciences Inc. COM 28176E108 19 200 SH SOLE 200 0 0 Edwards Lifesciences Inc. COM 28176E108 600 6400 SH OTR 6400 0 0 Energy Transfer Partners COM 29273R109 86 2400 SH SOLE 0 0 2400 Energy Transfer Partners COM 29273R109 201 5625 SH OTR 0 0 5625 Equity Residential Sh Ben Int COM 29476L107 129 2011 SH OTR 0 0 2011 Exxon Mobil Corp COM 30231G102 759 8408 SH SOLE 1350 0 7058 Exxon Mobil Corp COM 30231G102 1021 11310 SH OTR 1850 0 9460 Facebook Inc Cl A COM 30303M102 86 750 SH SOLE 0 0 750 Fairpoint Communication (new) COM 305560104 0 28 SH SOLE 0 0 28 Fairpoint Communication (new) COM 305560104 0 47 SH OTR 0 0 47 Flowserve Corp. Com COM 34354P105 2143 44600 SH SOLE 44200 0 400 Flowserve Corp. Com COM 34354P105 67 1400 SH OTR 0 0 1400 Franco Nevada Corp COM 351858105 60 1000 SH SOLE 0 0 1000 General Elec Co COM 369604103 8867 280606 SH SOLE 204697 0 75909 General Elec Co COM 369604103 3224 102022 SH OTR 24176 0 77846 General Mills Inc COM 370334104 85 1377 SH SOLE 0 0 1377 General Mills Inc COM 370334104 97 1577 SH OTR 0 0 1577 Gilead Sciences Inc. COM 375558103 2825 39450 SH SOLE 0 0 39450 Goldman Sachs Group COM 38141G104 9173 38307 SH SOLE 29814 0 8493 Goldman Sachs Group COM 38141G104 1455 6078 SH OTR 3425 0 2653 Hershey Co COM 427866108 7 67 SH SOLE 67 0 0 Hexcel Corp COM 428291108 13949 271168 SH SOLE 131620 0 139548 Hexcel Corp COM 428291108 1310 25472 SH OTR 11070 0 14402 Home Depot Inc COM 437076102 101 750 SH SOLE 0 0 750 Home Depot Inc COM 437076102 134 1000 SH OTR 0 0 1000 IHS Markit LTD COM G47567105 110 3100 SH SOLE 0 0 3100 Int'l Bus Mach COM 459200101 13263 79904 SH SOLE 39443 0 40461 Int'l Bus Mach COM 459200101 2270 13678 SH OTR 4330 0 9348 Intel Corp COM 458140100 304 8380 SH SOLE 0 0 8380 Intel Corp COM 458140100 31 850 SH OTR 0 0 850 Intercontinental Exchange Grou COM 45866F104 12691 224930 SH SOLE 111625 0 113305 Intercontinental Exchange Grou COM 45866F104 1490 26405 SH OTR 12175 0 14230 Intuitive Surgical Inc Com New COM 46120E602 30 48 SH SOLE 0 0 48 JPMorgan Chase & Co COM 46625H100 5203 60300 SH SOLE 4050 0 56250 JPMorgan Chase & Co COM 46625H100 22 250 SH OTR 0 0 250 Johnson & Johnson COM 478160104 13403 116337 SH SOLE 56597 0 59740 Johnson & Johnson COM 478160104 2008 17428 SH OTR 6352 0 11076 Kimberly Clark Corp COM 494368103 126 1100 SH SOLE 0 0 1100 Kimberly Clark Corp COM 494368103 139 1222 SH OTR 0 0 1222 Kroger Co. COM 501044101 14 400 SH OTR 0 0 400 Lilly Eli & Co COM 532457108 92 1250 SH OTR 0 0 1250 Lockheed Martin Corp COM 539830109 22 90 SH SOLE 0 0 90 Lockheed Martin Corp COM 539830109 400 1600 SH OTR 0 0 1600 Lowes Cos Inc Com COM 548661107 35 488 SH SOLE 0 0 488 McDonalds Corp COM 580135101 347 2849 SH SOLE 0 0 2849 McDonalds Corp COM 580135101 52 425 SH OTR 0 0 425 Merck & Co Inc COM 58933Y105 11300 191955 SH SOLE 94740 0 97215 Merck & Co Inc COM 58933Y105 1353 22991 SH OTR 3865 0 19126 Metlife Inc. COM 59156R108 86 1603 SH SOLE 0 0 1603 Metlife Inc. COM 59156R108 135 2500 SH OTR 2500 0 0 Microsoft Corp COM 594918104 357 5747 SH SOLE 1513 0 4234 Microsoft Corp COM 594918104 258 4151 SH OTR 60 0 4091 Mondelez Intl Inc Cl A COM 609207105 7438 167785 SH SOLE 56350 0 111435 Mondelez Intl Inc Cl A COM 609207105 891 20100 SH OTR 10500 0 9600 Mueller Inds Inc Com COM 624756102 88 2200 SH SOLE 0 0 2200 Nestle SA Spons ADR (For Reg) COM 641069406 4058 56571 SH SOLE 50849 0 5722 Nestle SA Spons ADR (For Reg) COM 641069406 794 11072 SH OTR 5025 0 6047 New Senior Investment Group COM 648691103 13 1342 SH SOLE 0 0 1342 New Senior Investment Group COM 648691103 16 1666 SH OTR 0 0 1666 Nokia Corp Sponsored ADR COM 654902204 1 150 SH OTR 0 0 150 Norfolk Southern Corp COM 655844108 140 1300 SH SOLE 0 0 1300 OGE Energy Corp. COM 670837103 16 480 SH SOLE 480 0 0 Occidental Pete Corp D COM 674599105 381 5350 SH SOLE 3250 0 2100 Occidental Pete Corp D COM 674599105 14 200 SH OTR 0 0 200 Oracle Systems Corp COM 68389X105 31 800 SH SOLE 0 0 800 Oracle Systems Corp COM 68389X105 308 8000 SH OTR 8000 0 0 PG&E Co COM 69331C108 134 2200 SH OTR 2200 0 0 Paccar Inc COM 693718108 163 2550 SH SOLE 0 0 2550 Paccar Inc COM 693718108 211 3300 SH OTR 3300 0 0 Panasonic Corp ADR (new) COM 69832A205 5 465 SH SOLE 465 0 0 Parsley Energy Inc. COM 701877102 10105 286750 SH SOLE 124675 0 162075 Parsley Energy Inc. COM 701877102 1045 29650 SH OTR 17700 0 11950 PayPal Holdings Inc. COM 70450Y103 11642 294950 SH SOLE 147800 0 147150 PayPal Holdings Inc. COM 70450Y103 1044 26456 SH OTR 11956 0 14500 Pepsico Inc COM 713448108 13479 128830 SH SOLE 57355 0 71475 Pepsico Inc COM 713448108 2606 24908 SH OTR 4265 0 20643 Pfizer Inc COM 717081103 156 4803 SH SOLE 780 0 4023 Pfizer Inc COM 717081103 545 16781 SH OTR 0 0 16781 Pioneer Nat Res Co COM 723787107 8386 46573 SH SOLE 22693 0 23880 Pioneer Nat Res Co COM 723787107 822 4565 SH OTR 3130 0 1435 Procter & Gamble Co. COM 742718109 1504 17888 SH SOLE 5299 0 12589 Procter & Gamble Co. COM 742718109 2020 24019 SH OTR 200 0 23819 Qualcomm Inc. COM 747525103 14705 225540 SH SOLE 101008 0 124532 Qualcomm Inc. COM 747525103 1996 30608 SH OTR 10725 0 19883 Rayonier Inc COM 754907103 20 750 SH SOLE 0 0 750 Regeneron Pharmaceutical Com COM 75886F107 55 150 SH SOLE 0 0 150 Roper Technologies Inc COM 776696106 10523 57478 SH SOLE 28113 0 29365 Roper Technologies Inc COM 776696106 1143 6245 SH OTR 3075 0 3170 Ross Stores Inc. COM 778296103 938 14300 SH SOLE 14300 0 0 Royal Dutch Shell PLC Spons AD COM 780259206 1499 27574 SH SOLE 25374 0 2200 SPDR Gold Trust Gold Shs COM 78463V107 55 500 SH SOLE 0 0 500 SPDR Gold Trust Gold Shs COM 78463V107 44 400 SH OTR 0 0 400 Sanofi - ADR COM 80105N105 84 2075 SH SOLE 75 0 2000 Sanofi - ADR COM 80105N105 212 5250 SH OTR 0 0 5250 Schein Henry Inc Com COM 806407102 29 188 SH SOLE 0 0 188 Schlumberger Ltd COM 806857108 8455 100718 SH SOLE 52873 0 47845 Schlumberger Ltd COM 806857108 267 3175 SH OTR 150 0 3025 Sempra Energy COM 816851109 161 1600 SH SOLE 0 0 1600 Sempra Energy COM 816851109 163 1624 SH OTR 1624 0 0 Shire PLC Spons ADR COM 82481R106 4 22 SH SOLE 22 0 0 Siemens AG Spons ADR (new) COM 826197501 90 734 SH SOLE 0 0 734 Siemens AG Spons ADR (new) COM 826197501 345 2800 SH OTR 2800 0 0 Smith & Nephew PLC Spons ADR COM 83175M205 233 7750 SH SOLE 0 0 7750 Smith & Nephew PLC Spons ADR COM 83175M205 12 400 SH OTR 0 0 400 South32 LTD Spons ADR COM 84473L105 6 600 SH SOLE 0 0 600 Southern Co COM 842587107 148 3000 SH OTR 0 0 3000 Stanley Black & Decker COM 854502101 309 2691 SH OTR 0 0 2691 Starbucks Corp COM 855244109 30 540 SH SOLE 0 0 540 Starbucks Corp COM 855244109 39 700 SH OTR 400 0 300 State Street Corp COM 857477103 132 1700 SH OTR 0 0 1700 Syngenta AG ADR COM 87160A100 103 1300 SH SOLE 0 0 1300 Sysco Corp COM 871829107 27 494 SH SOLE 0 0 494 Sysco Corp COM 871829107 149 2700 SH OTR 2400 0 300 Target Corp COM 87612E106 61 850 SH SOLE 0 0 850 Target Corp COM 87612E106 88 1225 SH OTR 0 0 1225 Teva Pharmaceutical Inds ADR COM 881624209 221 6100 SH SOLE 6100 0 0 The Chemours Co COM 163851108 0 11 SH OTR 11 0 0 Tredegar Corp. COM 894650100 35 1455 SH SOLE 1455 0 0 Unilever PLC Spon ADR New COM 904767704 55 1350 SH SOLE 0 0 1350 United Parcel Service Cl B COM 911312106 310 2700 SH SOLE 2700 0 0 United Technologies COM 913017109 179 1634 SH SOLE 0 0 1634 United Technologies COM 913017109 61 553 SH OTR 0 0 553 Universal Display Corp Com COM 91347P105 90 1600 SH SOLE 0 0 1600 V F Corp COM 918204108 93 1750 SH SOLE 1550 0 200 Verisign Inc. Com. COM 92343E102 461 6058 SH SOLE 6058 0 0 Verizon Communications COM 92343V104 267 5005 SH SOLE 0 0 5005 Verizon Communications COM 92343V104 549 10285 SH OTR 4000 0 6285 Versum Materials, Inc. COM 92532W103 62 2200 SH OTR 0 0 2200 Vertex Pharmaceuticals Com COM 92532F100 1128 15310 SH SOLE 3715 0 11595 Vertex Pharmaceuticals Com COM 92532F100 425 5775 SH OTR 1975 0 3800 Visa Inc Cl A COM 92826C839 12135 155541 SH SOLE 71600 0 83941 Visa Inc Cl A COM 92826C839 1383 17729 SH OTR 7195 0 10534 Vivendi ORD Shs COM F97982106 15 792 SH SOLE 792 0 0 Vodafone Group PLC Spons ADR COM 92857W308 31 1254 SH SOLE 380 0 874 Vodafone Group PLC Spons ADR COM 92857W308 26 1080 SH OTR 0 0 1080 WEC Energy Group Inc COM 92939U106 176 3000 SH OTR 3000 0 0 WalMart Stores, Inc. COM 931142103 23 334 SH OTR 44 0 290 Walgreens Boots Alliance Inc COM 931427108 68 820 SH SOLE 0 0 820 Walgreens Boots Alliance Inc COM 931427108 156 1891 SH OTR 0 0 1891 Wells Fargo & Co New COM 949746101 5 90 SH OTR 90 0 0 Weyerhaeuser Co COM 962166104 19 640 SH OTR 0 0 640 Zoetis Inc Cl A COM 98978V103 6 118 SH SOLE 118 0 0 Zoetis Inc Cl A COM 98978V103 55 1028 SH OTR 0 0 1028 iShares Silver Trust COM 46428Q109 5 300 SH OTR 0 0 300