0000920441-11-000002.txt : 20110513 0000920441-11-000002.hdr.sgml : 20110513 20110513125115 ACCESSION NUMBER: 0000920441-11-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110513 DATE AS OF CHANGE: 20110513 EFFECTIVENESS DATE: 20110513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KELLY LAWRENCE W & ASSOCIATES INC/CA CENTRAL INDEX KEY: 0000920441 IRS NUMBER: 953466353 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04133 FILM NUMBER: 11839345 BUSINESS ADDRESS: STREET 1: 199 SOUTH LOS ROBLES AVE STREET 2: SUITE 850 CITY: PASADENS STATE: CA ZIP: 91101 BUSINESS PHONE: 6264499500 MAIL ADDRESS: STREET 1: KELLY LAWARENCE W & ASSOCIATES INC STREET 2: 199 SOUTH LOS ROBLES AVE., STE. 850 CITY: PASADENA STATE: CA ZIP: 91101 13F-HR 1 lka_13f.txt LKA FORM 13F FILING FOR PERIOD ENDING 03/31/2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Lawrence Kelly & Associates, Incorporated Address: 199 South Los Robles Avenue Suite 850 Pasadena, CA 91101 13F File Number: 28-4898 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this report on Behalf of Reporting Manager: Name: Alex Tescher Title: Executive Vice President Phone: 626/449-9500 Email: alex@lawrencekelly.com Signature, Place, and Date of Signing: Alex Tescher Pasadena, CA May 13, 2011 Report Type (Check only one.): [ X ] 13F Holdings Report. [ ] 13F Notice. [ ] 13F Combination Report. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 122 Form 13F Information Table Value Total: $387,096 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- JPMorgan Chase 8.625% Pfd Ser PRD 46625H621 371 13300 SH SOLE 12500 800 123 4400 SH OTHER 4400 3M Co. COM 88579Y101 60 645 SH SOLE 645 683 7300 SH OTHER 7300 AFLAC Inc. COM 001055102 8283 156938 SH SOLE 69373 87565 1484 28112 SH OTHER 28112 Abbott Labs COM 002824100 192 3910 SH SOLE 3910 294 6000 SH OTHER 6000 Adobe Sys Inc Com COM 00724F101 1142 34450 SH SOLE 32100 2350 83 2500 SH OTHER 2500 Albemarle Corp. COM 012653101 532 8900 SH OTHER 8900 Allergan Inc. COM 018490102 1704 24000 SH SOLE 16250 7750 419 5900 SH OTHER 5900 America Movil-ADR Ser L COM 02364W105 331 5700 SH OTHER 5700 American Express Co COM 025816109 244 5400 SH OTHER 5400 Apple, Inc. COM 037833100 18065 51834 SH SOLE 23531 28303 2448 7025 SH OTHER 7025 Autoliv Inc Com COM 052800109 3637 49000 SH SOLE 49000 297 4000 SH OTHER 4000 BHP Billiton LTD Spons ADR COM 088606108 11670 121710 SH SOLE 38975 82735 1309 13650 SH OTHER 13650 BP PLC Spons ADR COM 055622104 241 5449 SH OTHER 5449 Barrick Gold Corp. COM 067901108 831 16000 SH SOLE 16000 69 1325 SH OTHER 1325 Bristol Myers Squibb COM 110122108 56 2120 SH SOLE 1620 500 214 8100 SH OTHER 8100 CVS Caremark Corp COM 126650100 321 9358 SH OTHER 9358 Celgene Corp COM 151020104 3499 60775 SH SOLE 14200 46575 30 525 SH OTHER 525 Cerner Corp COM 156782104 10208 91800 SH SOLE 31475 60325 606 5450 SH OTHER 5450 Charles Schwab Corp (New) COM 808513105 262 14507 SH SOLE 13607 900 54 3000 SH OTHER 3000 Chevron Corp COM 166764100 4172 38809 SH SOLE 18227 20582 4035 37543 SH OTHER 37543 Cisco Systems COM 17275R102 2316 135071 SH SOLE 120571 14500 551 32100 SH OTHER 32100 Coca Cola Co COM 191216100 189 2853 SH SOLE 413 2440 239 3600 SH OTHER 3600 Coeur D'Alene Mines Corp COM 192108504 12373 355750 SH SOLE 144150 211600 1765 50750 SH OTHER 50750 ConocoPhillips COM 20825C104 319 4000 SH OTHER 4000 Costco Wholesale COM 22160K105 11453 156200 SH SOLE 71851 84349 1962 26756 SH OTHER 26756 Dentsply Intl Inc New COM 249030107 816 22062 SH SOLE 22062 Disney Walt Co Del COM 254687106 10758 249675 SH SOLE 75725 173950 1233 28606 SH OTHER 28606 EMC Corp Mass COM 268648102 9377 353045 SH SOLE 140025 213020 1145 43125 SH OTHER 43125 East West Bancorp Inc COM 27579R104 5521 251400 SH SOLE 57700 193700 238 10850 SH OTHER 10850 Express Scripts Inc COM 302182100 11684 210100 SH SOLE 80300 129800 1109 19950 SH OTHER 19950 Exxon Mobil Corp COM 30231G102 349 4154 SH SOLE 1800 2354 850 10103 SH OTHER 10103 General Elec Co COM 369604103 26 1300 SH SOLE 1300 179 8948 SH OTHER 8948 General Mills Inc COM 370334104 5511 150775 SH SOLE 43875 106900 969 26525 SH OTHER 26525 Goldman Sachs Group Com COM 38141G104 424 2675 SH OTHER 2675 Google, Inc. COM 38259P508 13904 23697 SH SOLE 10775 12922 1106 1885 SH OTHER 1885 Int'l Bus Mach COM 459200101 88 538 SH SOLE 538 841 5160 SH OTHER 5160 Intel Corp COM 458140100 550 27263 SH SOLE 9763 17500 717 35535 SH OTHER 35535 Intuit COM 461202103 4034 75950 SH SOLE 750 75200 42 800 SH OTHER 800 JPMorgan Chase & Co COM 46625H100 6961 151000 SH SOLE 51000 100000 606 13150 SH OTHER 13150 Johnson & Johnson COM 478160104 8430 142277 SH SOLE 72448 69829 1307 22057 SH OTHER 22057 Joy Global Inc COM 481165108 11047 111805 SH SOLE 42250 69555 1294 13100 SH OTHER 13100 Linn Energy LLC Unit Ltd Liab COM 536020100 156 4000 SH SOLE 4000 55 1400 SH OTHER 1400 McDonalds Corp COM 580135101 8360 109870 SH SOLE 37425 72445 1849 24300 SH OTHER 24300 Microsoft Corp COM 594918104 783 30850 SH OTHER 30850 Mosaic Co COM 61945A107 7745 98350 SH SOLE 43740 54610 854 10850 SH OTHER 10850 NYSE Euronext COM 629491101 12376 351900 SH SOLE 134284 217616 1928 54825 SH OTHER 54825 Nestle SA Spons ADR (For Reg) COM 641069406 15936 276904 SH SOLE 128330 148574 2352 40870 SH OTHER 40870 Oracle Systems Corp COM 68389X105 163 4875 SH SOLE 2775 2100 167 5000 SH OTHER 5000 Paccar Inc COM 693718108 134 2550 SH SOLE 2550 173 3300 SH OTHER 3300 Pepsico Inc COM 713448108 11933 185274 SH SOLE 77438 107836 2256 35024 SH OTHER 35024 Pfizer Inc COM 717081103 39 1897 SH SOLE 1897 706 34746 SH OTHER 34746 Procter & Gamble Co. COM 742718109 504 8186 SH SOLE 3829 4357 1258 20415 SH OTHER 20415 Qualcomm Inc. COM 747525103 8929 162850 SH SOLE 65300 97550 419 7650 SH OTHER 7650 Royal Dutch Shell PLC Spons AD COM 780259206 2710 37199 SH SOLE 34999 2200 791 10850 SH OTHER 10850 Schlumberger Ltd COM 806857108 13405 143733 SH SOLE 67622 76111 1514 16235 SH OTHER 16235 Seadrill Ltd. COM G7945E105 12194 338075 SH SOLE 114950 223125 2108 58450 SH OTHER 58450 Siemens AG Spons ADR COM 826197501 14235 103650 SH SOLE 45650 58000 1943 14150 SH OTHER 14150 Southwestern Energy Co COM 845467109 12339 287150 SH SOLE 122683 164467 1502 34950 SH OTHER 34950 Sysco Corp COM 871829107 518 18700 SH OTHER 18700 Target Corp COM 87612E106 5 100 SH SOLE 100 218 4350 SH OTHER 4350 Telefonica SA - Spons ADR COM 879382208 140 5550 SH SOLE 4950 600 572 22671 SH OTHER 22671 Teva Pharmaceutical Inds ADR COM 881624209 11405 227335 SH SOLE 103357 123978 2002 39900 SH OTHER 39900 Union Pac Corp COM 907818108 8845 89950 SH SOLE 34275 55675 971 9875 SH OTHER 9875 United Technologies COM 913017109 648 7650 SH OTHER 7650 Verisign Inc. Com. COM 92343E102 838 23149 SH SOLE 23149 Verizon Communications COM 92343V104 17 450 SH SOLE 450 264 6840 SH OTHER 6840 Vulcan Materials Co. COM 929160109 8115 177950 SH SOLE 34650 143300 467 10250 SH OTHER 10250