0000920441-14-000003.txt : 20140815
0000920441-14-000003.hdr.sgml : 20140815
20140814181546
ACCESSION NUMBER: 0000920441-14-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140815
DATE AS OF CHANGE: 20140814
EFFECTIVENESS DATE: 20140815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: KELLY LAWRENCE W & ASSOCIATES INC/CA
CENTRAL INDEX KEY: 0000920441
IRS NUMBER: 953466353
STATE OF INCORPORATION: CA
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04133
FILM NUMBER: 141044590
BUSINESS ADDRESS:
STREET 1: 199 SOUTH LOS ROBLES AVE
STREET 2: SUITE 850
CITY: PASADENS
STATE: CA
ZIP: 91101
BUSINESS PHONE: 6264499500
MAIL ADDRESS:
STREET 1: KELLY LAWARENCE W & ASSOCIATES INC
STREET 2: 199 SOUTH LOS ROBLES AVE., STE. 850
CITY: PASADENA
STATE: CA
ZIP: 91101
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000920441
XXXXXXXX
06-30-2014
06-30-2014
KELLY LAWRENCE W & ASSOCIATES INC/CA
KELLY LAWARENCE W & ASSOCIATES INC
199 SOUTH LOS ROBLES AVE., STE. 850
PASADENA
CA
91101
13F HOLDINGS REPORT
028-04133
N
Alex Tescher
Executive Vice President/Trading & Operations
626-449-9500
Alex Tescher
Pasadena
CA
08-14-2014
0
213
469142
false
INFORMATION TABLE
2
LKA-13f.xml
LKA 13F HOLDINGS REPORT FOR PERIOD ENDING JUNE 30, 2014
Dominion Res 6.125% 4/01/2016
CV PFD
25746U703
29
500
SH
SOLE
0
0
500
Dominion Res 6.125% 4/01/2016
CV PFD
25746U703
288
5000
SH
OTR
0
0
5000
Metlife Inc 5% Ser 3/26/14
CV PFD
59156R116
89
2800
SH
SOLE
0
0
2800
Metlife Inc 5% Ser 3/26/14
CV PFD
59156R116
233
7300
SH
OTR
2100
0
5200
Stanley Black & Decker Corp 6.
CV PFD
854502804
51
450
SH
OTR
0
0
450
Annaly Cap Mgmt Inc PFD STK C
PRD
035710706
49
2000
SH
OTR
0
0
2000
Wells Fargo & Co New Dep Shs S
PRD
949746879
51
1700
SH
OTR
0
0
1700
3M Co.
COM
88579Y101
119
830
SH
SOLE
355
0
475
3M Co.
COM
88579Y101
575
4012
SH
OTR
812
0
3200
AFLAC Inc.
COM
001055102
2567
41240
SH
SOLE
36696
0
4544
AFLAC Inc.
COM
001055102
242
3888
SH
OTR
138
0
3750
AT&T Inc
COM
00206R102
195
5520
SH
OTR
81
0
5439
AbbVie Inc.
COM
00287Y109
130
2310
SH
SOLE
0
0
2310
AbbVie Inc.
COM
00287Y109
437
7750
SH
OTR
0
0
7750
Abbott Labs
COM
002824100
103
2510
SH
SOLE
0
0
2510
Abbott Labs
COM
002824100
309
7550
SH
OTR
0
0
7550
Adobe Sys Inc Com
COM
00724F101
94
1300
SH
SOLE
0
0
1300
Albemarle Corp.
COM
012653101
832
11640
SH
OTR
11640
0
0
Allergan Inc.
COM
018490102
1557
9200
SH
SOLE
6950
0
2250
Amer States Water Co
COM
029899101
169
5080
SH
OTR
0
0
5080
American Express Co
COM
025816109
114
1200
SH
SOLE
0
0
1200
American Intl Group Com New
COM
026874784
8001
146585
SH
SOLE
118135
0
28450
American Intl Group Com New
COM
026874784
1133
20750
SH
OTR
250
0
20500
Amgen, Inc. Com
COM
031162100
19
162
SH
OTR
62
0
100
Annaly Capital Mgmt Inc.
COM
035710409
143
12500
SH
OTR
0
0
12500
Apple, Inc.
COM
037833100
21216
228298
SH
SOLE
132832
0
95466
Apple, Inc.
COM
037833100
3285
35350
SH
OTR
6195
0
29155
Applied Materials Inc.
COM
038222105
3292
146000
SH
SOLE
128200
0
17800
Applied Materials Inc.
COM
038222105
214
9500
SH
OTR
9500
0
0
Autoliv Inc Com
COM
052800109
213
2000
SH
OTR
2000
0
0
Avery Dennison Corp.
COM
053611109
305
5950
SH
OTR
5950
0
0
BP PLC Spons ADR
COM
055622104
287
5449
SH
OTR
0
0
5449
Bank of America Corp
COM
060505104
18
1200
SH
SOLE
1200
0
0
Bank of America Corp
COM
060505104
2
140
SH
OTR
140
0
0
Bank of New York Mellon
COM
064058100
34
900
SH
OTR
0
0
900
Baxter Intl Inc.
COM
071813109
36
500
SH
SOLE
500
0
0
Bed Bath & Beyond, Inc. Com
COM
075896100
9225
160770
SH
SOLE
86270
0
74500
Bed Bath & Beyond, Inc. Com
COM
075896100
1012
17630
SH
OTR
2940
0
14690
Berkley W R Corp Com
COM
084423102
11
240
SH
SOLE
240
0
0
Berkshire Hathaway Cl A
COM
084670108
190
1
SH
OTR
0
0
1
Berkshire Hathaway Cl B
COM
084670207
236
1867
SH
SOLE
1867
0
0
Berkshire Hathaway Cl B
COM
084670207
25
200
SH
OTR
0
0
200
Biomed Realty Trust
COM
09063H107
57
2600
SH
OTR
0
0
2600
Boeing Co.
COM
097023105
42
330
SH
SOLE
330
0
0
Boeing Co.
COM
097023105
55
430
SH
OTR
430
0
0
BorgWarner Inc
COM
099724106
12704
194870
SH
SOLE
101000
0
93870
BorgWarner Inc
COM
099724106
1177
18050
SH
OTR
3250
0
14800
Bristol Myers Squibb
COM
110122108
102
2105
SH
SOLE
1605
0
500
Bristol Myers Squibb
COM
110122108
247
5100
SH
OTR
4700
0
400
CVS Caremark Corp
COM
126650100
28
370
SH
SOLE
370
0
0
CVS Caremark Corp
COM
126650100
502
6658
SH
OTR
0
0
6658
Capital One Finl Corp
COM
14040H105
10566
127915
SH
SOLE
54240
0
73675
Capital One Finl Corp
COM
14040H105
297
3600
SH
OTR
150
0
3450
Cardinal Health Inc.
COM
14149Y108
6
93
SH
SOLE
93
0
0
Carefusion Corp.
COM
14170T101
2
46
SH
SOLE
46
0
0
Celgene Corp
COM
151020104
13530
157548
SH
SOLE
78788
0
78760
Celgene Corp
COM
151020104
996
11600
SH
OTR
2800
0
8800
Cerner Corp
COM
156782104
7942
153965
SH
SOLE
76690
0
77275
Cerner Corp
COM
156782104
530
10270
SH
OTR
0
0
10270
Charles Schwab Corp (New)
COM
808513105
403
14957
SH
SOLE
14282
0
675
Charles Schwab Corp (New)
COM
808513105
81
3000
SH
OTR
3000
0
0
Chevron Corp
COM
166764100
7968
61033
SH
SOLE
23745
0
37288
Chevron Corp
COM
166764100
4353
33343
SH
OTR
6276
0
27067
Ciena Corp.
COM
171779309
3743
172790
SH
SOLE
113240
0
59550
Ciena Corp.
COM
171779309
703
32450
SH
OTR
900
0
31550
Cisco Systems
COM
17275R102
3804
153071
SH
SOLE
127771
0
25300
Cisco Systems
COM
17275R102
1048
42175
SH
OTR
5400
0
36775
Coca Cola Co
COM
191216100
480
11342
SH
SOLE
5400
0
5942
Coca Cola Co
COM
191216100
434
10250
SH
OTR
2800
0
7450
Comcast Corp New Cl. A
COM
20030N101
24
450
SH
SOLE
450
0
0
ConocoPhillips
COM
20825C104
343
4000
SH
OTR
0
0
4000
Costco Wholesale
COM
22160K105
10429
90564
SH
SOLE
44368
0
46196
Costco Wholesale
COM
22160K105
1392
12091
SH
OTR
1356
0
10735
Crimson Wine Group Ltd
COM
22662X100
0
2
SH
OTR
0
0
2
DR Horton Inc
COM
23331A109
12214
496895
SH
SOLE
244125
0
252770
DR Horton Inc
COM
23331A109
999
40650
SH
OTR
9000
0
31650
Diamond Offshore Drill
COM
25271C102
278
5600
SH
SOLE
5300
0
300
Diamond Offshore Drill
COM
25271C102
87
1750
SH
OTR
0
0
1750
Disney Walt Co Del
COM
254687106
14707
171534
SH
SOLE
87916
0
83618
Disney Walt Co Del
COM
254687106
944
11006
SH
OTR
2356
0
8650
Dollar Gen Corp.
COM
256677105
4
75
SH
SOLE
75
0
0
Du Pont E I Nemours Com
COM
263534109
4
55
SH
OTR
55
0
0
Duke Energy Corp New
COM
26441C105
9
124
SH
SOLE
124
0
0
EMC Corp Mass
COM
268648102
22
845
SH
SOLE
700
0
145
Edwards Lifesciences Inc.
COM
28176E108
9
100
SH
SOLE
100
0
0
Edwards Lifesciences Inc.
COM
28176E108
172
2000
SH
OTR
0
0
2000
Embraer SA Spons ADR
COM
29082A107
11439
314000
SH
SOLE
156150
0
157850
Embraer SA Spons ADR
COM
29082A107
572
15700
SH
OTR
5500
0
10200
Energy Transfer Partners
COM
29273R109
470
8100
SH
SOLE
4500
0
3600
Energy Transfer Partners
COM
29273R109
88
1525
SH
OTR
1200
0
325
Entergy Corp.
COM
29364G103
13
163
SH
SOLE
163
0
0
Express Scripts Holding Co (ne
COM
30219G108
9833
141836
SH
SOLE
69826
0
72010
Express Scripts Holding Co (ne
COM
30219G108
1065
15359
SH
OTR
2575
0
12784
Exxon Mobil Corp
COM
30231G102
373
3704
SH
SOLE
600
0
3104
Exxon Mobil Corp
COM
30231G102
637
6330
SH
OTR
0
0
6330
Fairpoint Communication (new)
COM
305560104
0
75
SH
OTR
28
0
47
Gallagher Arthur J & Co
COM
363576109
10373
222595
SH
SOLE
101760
0
120835
Gallagher Arthur J & Co
COM
363576109
1770
37975
SH
OTR
7000
0
30975
General Elec Co
COM
369604103
8249
313899
SH
SOLE
240839
0
73060
General Elec Co
COM
369604103
1845
70224
SH
OTR
14576
0
55648
General Mills Inc
COM
370334104
236
4500
SH
OTR
300
0
4200
Gilead Sciences Inc.
COM
375558103
2819
34000
SH
SOLE
0
0
34000
Goldman Sachs Group
COM
38141G104
201
1200
SH
SOLE
0
0
1200
Google Inc Cl A
COM
38259P508
8506
14549
SH
SOLE
7697
0
6852
Google Inc Cl A
COM
38259P508
555
949
SH
OTR
214
0
735
Google Inc Cl C
COM
38259P706
8371
14551
SH
SOLE
7697
0
6854
Google Inc Cl C
COM
38259P706
546
949
SH
OTR
214
0
735
Hartford Finl Svcs
COM
416515104
13057
364619
SH
SOLE
187448
0
177171
Hartford Finl Svcs
COM
416515104
1995
55711
SH
OTR
11422
0
44289
Hershey Co
COM
427866108
11
109
SH
SOLE
109
0
0
Hexcel Corp
COM
428291108
12689
310240
SH
SOLE
153535
0
156705
Hexcel Corp
COM
428291108
1163
28435
SH
OTR
850
0
27585
Hospira Inc
COM
441060100
21
400
SH
OTR
0
0
400
Int'l Bus Mach
COM
459200101
186
1025
SH
SOLE
525
0
500
Int'l Bus Mach
COM
459200101
913
5035
SH
OTR
0
0
5035
Intel Corp
COM
458140100
13230
428150
SH
SOLE
215625
0
212525
Intel Corp
COM
458140100
2053
66456
SH
OTR
13906
0
52550
IntercontinentalExchange Group
COM
45866F104
6
34
SH
SOLE
34
0
0
IntercontinentalExchange Group
COM
45866F104
192
1018
SH
OTR
111
0
907
JPMorgan Chase & Co
COM
46625H100
104
1800
SH
OTR
1800
0
0
Johnson & Johnson
COM
478160104
12284
117411
SH
SOLE
64481
0
52930
Johnson & Johnson
COM
478160104
1912
18277
SH
OTR
4077
0
14200
KB Home
COM
48666K109
11072
592730
SH
SOLE
259450
0
333280
KB Home
COM
48666K109
1035
55400
SH
OTR
1400
0
54000
Kimberly Clark Corp
COM
494368103
122
1100
SH
SOLE
0
0
1100
Kimberly Clark Corp
COM
494368103
145
1300
SH
OTR
1300
0
0
Leucadia Natl Corp
COM
527288104
1
26
SH
OTR
0
0
26
Lions Gate Entmnt Corp Com New
COM
535919203
2715
95000
SH
SOLE
0
0
95000
McDonalds Corp
COM
580135101
358
3550
SH
SOLE
1800
0
1750
McDonalds Corp
COM
580135101
609
6050
SH
OTR
3000
0
3050
Merck & Co Inc
COM
58933Y105
40
700
SH
SOLE
0
0
700
Merck & Co Inc
COM
58933Y105
191
3310
SH
OTR
310
0
3000
Metlife Inc.
COM
59156R108
444
8000
SH
OTR
200
0
7800
Microsoft Corp
COM
594918104
42
1000
SH
SOLE
0
0
1000
Microsoft Corp
COM
594918104
561
13450
SH
OTR
3250
0
10200
Mondelez Intl Inc Cl A
COM
609207105
6067
161325
SH
SOLE
53550
0
107775
Mondelez Intl Inc Cl A
COM
609207105
480
12750
SH
OTR
0
0
12750
Mylan
COM
628530107
14013
271785
SH
SOLE
137005
0
134780
Mylan
COM
628530107
1070
20750
SH
OTR
300
0
20450
Nestle SA Spons ADR (For Reg)
COM
641069406
4781
61556
SH
SOLE
58406
0
3150
Nestle SA Spons ADR (For Reg)
COM
641069406
1406
18106
SH
OTR
5290
0
12816
Newcastle Invt Corp
COM
65105M108
244
51000
SH
SOLE
51000
0
0
Newcastle Invt Corp
COM
65105M108
217
45300
SH
OTR
0
0
45300
Nokia Corp Sponsored ADR
COM
654902204
1
150
SH
OTR
0
0
150
OGE Energy Corp.
COM
670837103
19
480
SH
SOLE
480
0
0
Oracle Systems Corp
COM
68389X105
57
1400
SH
SOLE
0
0
1400
Oracle Systems Corp
COM
68389X105
324
8000
SH
OTR
0
0
8000
Paccar Inc
COM
693718108
160
2550
SH
SOLE
0
0
2550
Paccar Inc
COM
693718108
225
3575
SH
OTR
0
0
3575
Panasonic Corp ADR (new)
COM
69832A205
6
465
SH
SOLE
465
0
0
Pepsico Inc
COM
713448108
12386
138635
SH
SOLE
67825
0
70810
Pepsico Inc
COM
713448108
1735
19425
SH
OTR
3265
0
16160
Pfizer Inc
COM
717081103
64
2143
SH
SOLE
2143
0
0
Pfizer Inc
COM
717081103
627
21132
SH
OTR
3300
0
17832
Procter & Gamble Co.
COM
742718109
1218
15496
SH
SOLE
5354
0
10142
Procter & Gamble Co.
COM
742718109
1663
21165
SH
OTR
1900
0
19265
Pulte Group
COM
745867101
1405
69695
SH
SOLE
68900
0
795
Qualcomm Inc.
COM
747525103
8076
101975
SH
SOLE
36280
0
65695
Qualcomm Inc.
COM
747525103
780
9850
SH
OTR
2475
0
7375
Radioshack Corp
COM
750438103
1
1000
SH
SOLE
0
0
1000
Roper Inds Inc.
COM
776696106
11790
80745
SH
SOLE
40575
0
40170
Roper Inds Inc.
COM
776696106
1334
9135
SH
OTR
1475
0
7660
Royal Dutch Shell PLC Spons AD
COM
780259206
2094
25424
SH
SOLE
25424
0
0
Royal Dutch Shell PLC Spons AD
COM
780259206
181
2200
SH
OTR
2200
0
0
Sanofi - ADR
COM
80105N105
8
150
SH
SOLE
150
0
0
Sanofi - ADR
COM
80105N105
250
4700
SH
OTR
2600
0
2100
Schlumberger Ltd
COM
806857108
11095
94065
SH
SOLE
48340
0
45725
Schlumberger Ltd
COM
806857108
619
5245
SH
OTR
1220
0
4025
Seadrill Ltd.
COM
G7945E105
11698
292815
SH
SOLE
135200
0
157615
Seadrill Ltd.
COM
G7945E105
1681
42075
SH
OTR
7725
0
34350
Sempra Energy
COM
816851109
170
1624
SH
OTR
1624
0
0
Siemens AG Spons ADR (new)
COM
826197501
244
1850
SH
SOLE
1650
0
200
Siemens AG Spons ADR (new)
COM
826197501
719
5446
SH
OTR
1080
0
4366
Southwestern Energy Co
COM
845467109
2820
62000
SH
SOLE
0
0
62000
Sport Chalet Inc Cl A
COM
849163209
0
175
SH
OTR
175
0
0
Sport Chalet Inc Cl B
COM
849163308
0
25
SH
OTR
25
0
0
Starbucks Corp
COM
855244109
15
200
SH
OTR
200
0
0
State Street Corp
COM
857477103
151
2250
SH
OTR
0
0
2250
Sysco Corp
COM
871829107
251
6700
SH
SOLE
6700
0
0
Sysco Corp
COM
871829107
328
8750
SH
OTR
3650
0
5100
Target Corp
COM
87612E106
17
300
SH
SOLE
0
0
300
Target Corp
COM
87612E106
49
850
SH
OTR
850
0
0
Tempur Pedic Intl Inc.
COM
88023U101
6
100
SH
SOLE
100
0
0
Tenet Healthcare Corp
COM
88033G407
11108
236650
SH
SOLE
117525
0
119125
Tenet Healthcare Corp
COM
88033G407
796
16950
SH
OTR
250
0
16700
Teva Pharmaceutical Inds ADR
COM
881624209
672
12817
SH
SOLE
12817
0
0
Tredegar Corp.
COM
894650100
49
2080
SH
OTR
2080
0
0
Union Pac Corp
COM
907818108
9450
94738
SH
SOLE
50608
0
44130
Union Pac Corp
COM
907818108
1172
11750
SH
OTR
1850
0
9900
United Parcel Service Cl B
COM
911312106
277
2700
SH
SOLE
2700
0
0
United Parcel Service Cl B
COM
911312106
15
150
SH
OTR
0
0
150
United Technologies
COM
913017109
358
3100
SH
OTR
1300
0
1800
Unum Group
COM
91529Y106
67
1925
SH
SOLE
1625
0
300
V F Corp
COM
918204108
113
1800
SH
SOLE
1600
0
200
Verisign Inc. Com.
COM
92343E102
300
6153
SH
SOLE
6153
0
0
Verizon Communications
COM
92343V104
236
4831
SH
SOLE
2090
0
2741
Verizon Communications
COM
92343V104
589
12044
SH
OTR
4162
0
7882
Vivendi ORD Shs
COM
F97982106
20
792
SH
SOLE
792
0
0
Vodafone Group PLC Spons ADR
COM
92857W308
310
9277
SH
SOLE
4524
0
4753
Vodafone Group PLC Spons ADR
COM
92857W308
336
10061
SH
OTR
2618
0
7443
WalMart Stores, Inc.
COM
931142103
3
44
SH
OTR
44
0
0
Walgreen Co
COM
931422109
98
1325
SH
SOLE
0
0
1325
Walgreen Co
COM
931422109
140
1891
SH
OTR
0
0
1891
WellPoint Inc
COM
94973V107
13241
123045
SH
SOLE
64005
0
59040
WellPoint Inc
COM
94973V107
1694
15740
SH
OTR
2090
0
13650
Wells Fargo & Co New
COM
949746101
9
170
SH
OTR
170
0
0
Wisconsin Energy Corp
COM
976657106
141
3000
SH
OTR
3000
0
0
Zimmer Hldgs Inc. Com
COM
98956P102
1
8
SH
SOLE
8
0
0
Zoetis Inc Cl A
COM
98978V103
4
118
SH
SOLE
118
0
0
Zoetis Inc Cl A
COM
98978V103
33
1028
SH
OTR
0
0
1028
eBay Inc
COM
278642103
8730
174390
SH
SOLE
90495
0
83895
eBay Inc
COM
278642103
945
18881
SH
OTR
3681
0
15200
iShares Silver Trust
COM
46428Q109
6
300
SH
OTR
0
0
300