0000920441-14-000001.txt : 20140214 0000920441-14-000001.hdr.sgml : 20140214 20140214141437 ACCESSION NUMBER: 0000920441-14-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 EFFECTIVENESS DATE: 20140214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KELLY LAWRENCE W & ASSOCIATES INC/CA CENTRAL INDEX KEY: 0000920441 IRS NUMBER: 953466353 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04133 FILM NUMBER: 14614602 BUSINESS ADDRESS: STREET 1: 199 SOUTH LOS ROBLES AVE STREET 2: SUITE 850 CITY: PASADENS STATE: CA ZIP: 91101 BUSINESS PHONE: 6264499500 MAIL ADDRESS: STREET 1: KELLY LAWARENCE W & ASSOCIATES INC STREET 2: 199 SOUTH LOS ROBLES AVE., STE. 850 CITY: PASADENA STATE: CA ZIP: 91101 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000920441 XXXXXXXX 12-31-2013 12-31-2013 KELLY LAWRENCE W & ASSOCIATES INC/CA

KELLY LAWARENCE W & ASSOCIATES INC 199 SOUTH LOS ROBLES AVE., STE. 850 PASADENA CA 91101

13F HOLDINGS REPORT 028-04133 N Alex Tescher 626-449-9500 Alex Tescher Pasadena CA 02-14-2014 0 204 448881 false INFORMATION TABLE 2 LKA-13f.xml Dominion Res 6.125% 4/01/2016 CV PFD 25746U703 27 500 SH SOLE 0 0 500 Dominion Res 6.125% 4/01/2016 CV PFD 25746U703 271 5000 SH OTR 0 0 5000 Metlife Inc 5% Ser 3/26/14 CV PFD 59156R116 88 2800 SH SOLE 0 0 2800 Metlife Inc 5% Ser 3/26/14 CV PFD 59156R116 230 7300 SH OTR 2100 0 5200 Annaly Cap Mgmt Inc PFD STK C PRD 035710706 44 2000 SH OTR 0 0 2000 Wells Fargo & Co New Dep Shs S PRD 949746879 48 1700 SH OTR 0 0 1700 3M Co. COM 88579Y101 162 1155 SH SOLE 680 0 475 3M Co. COM 88579Y101 549 3912 SH OTR 712 0 3200 AFLAC Inc. COM 001055102 2800 41915 SH SOLE 36921 0 4994 AFLAC Inc. COM 001055102 331 4950 SH OTR 0 0 4950 AT&T Inc COM 00206R102 28 800 SH SOLE 0 0 800 AT&T Inc COM 00206R102 191 5439 SH OTR 0 0 5439 AbbVie Inc. COM 00287Y109 165 3120 SH SOLE 0 0 3120 AbbVie Inc. COM 00287Y109 409 7750 SH OTR 0 0 7750 Abbott Labs COM 002824100 136 3560 SH SOLE 0 0 3560 Abbott Labs COM 002824100 289 7550 SH OTR 0 0 7550 Adobe Sys Inc Com COM 00724F101 78 1300 SH SOLE 0 0 1300 Albemarle Corp. COM 012653101 738 11640 SH OTR 11640 0 0 Allergan Inc. COM 018490102 2483 22350 SH SOLE 16250 0 6100 Altria Group Inc COM 02209S103 12 300 SH SOLE 0 0 300 Amer States Water Co COM 029899101 146 5080 SH OTR 0 0 5080 American Express Co COM 025816109 109 1200 SH SOLE 0 0 1200 American Intl Group Com New COM 026874784 7519 147285 SH SOLE 118435 0 28850 American Intl Group Com New COM 026874784 1121 21950 SH OTR 250 0 21700 Amgen, Inc. Com COM 031162100 11 100 SH OTR 0 0 100 Annaly Capital Mgmt Inc. COM 035710409 125 12500 SH OTR 0 0 12500 Apple, Inc. COM 037833100 18358 32722 SH SOLE 19144 0 13578 Apple, Inc. COM 037833100 3254 5800 SH OTR 885 0 4915 Applied Materials Inc. COM 038222105 2679 151500 SH SOLE 130700 0 20800 Applied Materials Inc. COM 038222105 168 9500 SH OTR 9500 0 0 Autoliv Inc Com COM 052800109 184 2000 SH OTR 2000 0 0 BP PLC Spons ADR COM 055622104 265 5449 SH OTR 0 0 5449 Bank of America Corp COM 060505104 34 2200 SH SOLE 2200 0 0 Bank of New York Mellon COM 064058100 31 900 SH OTR 0 0 900 Baxter Intl Inc. COM 071813109 35 500 SH SOLE 500 0 0 Berkley W R Corp Com COM 084423102 10 240 SH SOLE 240 0 0 Berkshire Hathaway Cl A COM 084670108 178 1 SH OTR 0 0 1 Berkshire Hathaway Cl B COM 084670207 214 1807 SH SOLE 1807 0 0 Berkshire Hathaway Cl B COM 084670207 24 200 SH OTR 0 0 200 Biomed Realty Trust COM 09063H107 47 2600 SH OTR 0 0 2600 Boeing Co. COM 097023105 45 330 SH SOLE 330 0 0 Boeing Co. COM 097023105 102 750 SH OTR 750 0 0 BorgWarner Inc COM 099724106 14168 253410 SH SOLE 127690 0 125720 BorgWarner Inc COM 099724106 1378 24650 SH OTR 4450 0 20200 Bristol Myers Squibb COM 110122108 116 2187 SH SOLE 1687 0 500 Bristol Myers Squibb COM 110122108 271 5100 SH OTR 4700 0 400 CVS Caremark Corp COM 126650100 26 370 SH SOLE 370 0 0 CVS Caremark Corp COM 126650100 477 6658 SH OTR 0 0 6658 Capital One Finl Corp COM 14040H105 9788 127765 SH SOLE 54340 0 73425 Capital One Finl Corp COM 14040H105 437 5700 SH OTR 150 0 5550 Cardinal Health Inc. COM 14149Y108 6 93 SH SOLE 93 0 0 Carefusion Corp. COM 14170T101 2 46 SH SOLE 46 0 0 Celgene Corp COM 151020104 12667 74964 SH SOLE 27859 0 47105 Celgene Corp COM 151020104 1031 6100 SH OTR 1400 0 4700 Cerner Corp COM 156782104 10255 183975 SH SOLE 83900 0 100075 Cerner Corp COM 156782104 804 14420 SH OTR 0 0 14420 Charles Schwab Corp (New) COM 808513105 389 14957 SH SOLE 14282 0 675 Charles Schwab Corp (New) COM 808513105 78 3000 SH OTR 3000 0 0 Chart Inds Inc COM 16115Q308 7433 77720 SH SOLE 22080 0 55640 Chart Inds Inc COM 16115Q308 391 4090 SH OTR 0 0 4090 Chevron Corp COM 166764100 3615 28938 SH SOLE 20405 0 8533 Chevron Corp COM 166764100 4302 34443 SH OTR 6276 0 28167 Ciena Corp. COM 171779309 9235 385925 SH SOLE 188600 0 197325 Ciena Corp. COM 171779309 906 37850 SH OTR 500 0 37350 Cisco Systems COM 17275R102 3432 153021 SH SOLE 128421 0 24600 Cisco Systems COM 17275R102 941 41975 SH OTR 5400 0 36575 Coca Cola Co COM 191216100 469 11342 SH SOLE 5800 0 5542 Coca Cola Co COM 191216100 333 8050 SH OTR 2800 0 5250 Comcast Corp New Cl. A COM 20030N101 23 450 SH SOLE 450 0 0 ConocoPhillips COM 20825C104 283 4000 SH OTR 0 0 4000 Costco Wholesale COM 22160K105 10983 92279 SH SOLE 46453 0 45826 Costco Wholesale COM 22160K105 1814 15241 SH OTR 1456 0 13785 Crimson Wine Group Ltd COM 22662X100 0 2 SH OTR 0 0 2 DR Horton Inc COM 23331A109 10955 490795 SH SOLE 241500 0 249295 DR Horton Inc COM 23331A109 814 36450 SH OTR 600 0 35850 Dentsply Intl Inc New COM 249030107 716 14762 SH SOLE 14762 0 0 Diamond Offshore Drill COM 25271C102 154 2700 SH SOLE 2700 0 0 Disney Walt Co Del COM 254687106 13132 171889 SH SOLE 87571 0 84318 Disney Walt Co Del COM 254687106 1202 15731 SH OTR 2356 0 13375 Dollar Gen Corp. COM 256677105 2544 42175 SH SOLE 42175 0 0 Duke Energy Corp New COM 26441C105 9 124 SH SOLE 124 0 0 EMC Corp Mass COM 268648102 99 3945 SH SOLE 1200 0 2745 EMC Corp Mass COM 268648102 138 5500 SH OTR 0 0 5500 Edwards Lifesciences Inc. COM 28176E108 7 100 SH SOLE 100 0 0 Embraer SA Spons ADR COM 29082A107 9629 299225 SH SOLE 155525 0 143700 Embraer SA Spons ADR COM 29082A107 634 19700 SH OTR 5500 0 14200 Energy Transfer Partners COM 29273R109 464 8100 SH SOLE 4900 0 3200 Energy Transfer Partners COM 29273R109 83 1450 SH OTR 1200 0 250 Entergy Corp. COM 29364G103 10 163 SH SOLE 163 0 0 Express Scripts Holding Co (ne COM 30219G108 11316 161111 SH SOLE 73301 0 87810 Express Scripts Holding Co (ne COM 30219G108 1279 18209 SH OTR 2575 0 15634 Exxon Mobil Corp COM 30231G102 375 3704 SH SOLE 600 0 3104 Exxon Mobil Corp COM 30231G102 682 6738 SH OTR 0 0 6738 Fairpoint Communication (new) COM 305560104 0 75 SH OTR 28 0 47 GNC Holdings Inc. Cl A COM 36191G107 8258 141280 SH SOLE 54880 0 86400 GNC Holdings Inc. Cl A COM 36191G107 1135 19425 SH OTR 3200 0 16225 Gallagher Arthur J & Co COM 363576109 11144 237460 SH SOLE 102975 0 134485 Gallagher Arthur J & Co COM 363576109 1768 37675 SH OTR 7000 0 30675 General Elec Co COM 369604103 8192 292249 SH SOLE 224089 0 68160 General Elec Co COM 369604103 2089 74523 SH OTR 13575 0 60948 General Mills Inc COM 370334104 225 4500 SH OTR 300 0 4200 Goldman Sachs Group COM 38141G104 213 1200 SH SOLE 0 0 1200 Google, Inc. COM 38259P508 16843 15029 SH SOLE 8119 0 6910 Google, Inc. COM 38259P508 1450 1294 SH OTR 264 0 1030 Hartford Finl Svcs COM 416515104 13188 364019 SH SOLE 187142 0 176877 Hartford Finl Svcs COM 416515104 2254 62200 SH OTR 11822 0 50378 Hershey Co COM 427866108 6834 70284 SH SOLE 23884 0 46400 Hexcel Corp COM 428291108 14616 327055 SH SOLE 153225 0 173830 Hexcel Corp COM 428291108 1499 33535 SH OTR 650 0 32885 Home Depot Inc. Com COM 437076102 16 200 SH SOLE 200 0 0 Hospira Inc COM 441060100 17 400 SH OTR 0 0 400 Int'l Bus Mach COM 459200101 192 1025 SH SOLE 525 0 500 Int'l Bus Mach COM 459200101 944 5035 SH OTR 0 0 5035 Intel Corp COM 458140100 10591 408050 SH SOLE 215125 0 192925 Intel Corp COM 458140100 1837 70770 SH OTR 13455 0 57315 IntercontinentalExchange Group COM 45866F104 229 1018 SH OTR 111 0 907 JPMorgan Chase & Co COM 46625H100 105 1800 SH OTR 1800 0 0 Johnson & Johnson COM 478160104 7667 83711 SH SOLE 64381 0 19330 Johnson & Johnson COM 478160104 1764 19257 SH OTR 4657 0 14600 Kimberly Clark Corp COM 494368103 298 2850 SH SOLE 1750 0 1100 Kimberly Clark Corp COM 494368103 857 8200 SH OTR 1300 0 6900 LSI Logic Corp COM 502161102 0 15 SH SOLE 15 0 0 Leucadia Natl Corp COM 527288104 1 26 SH OTR 0 0 26 McDonalds Corp COM 580135101 344 3550 SH SOLE 1800 0 1750 McDonalds Corp COM 580135101 832 8575 SH OTR 3000 0 5575 Merck & Co Inc COM 58933Y105 40 800 SH SOLE 0 0 800 Merck & Co Inc COM 58933Y105 150 3000 SH OTR 0 0 3000 Metlife Inc. COM 59156R108 9240 171374 SH SOLE 77467 0 93907 Metlife Inc. COM 59156R108 1416 26256 SH OTR 5140 0 21116 Microsoft Corp COM 594918104 37 1000 SH SOLE 0 0 1000 Microsoft Corp COM 594918104 574 15350 SH OTR 3150 0 12200 Mondelez Intl Inc Cl A COM 609207105 1055 29900 SH SOLE 22700 0 7200 Mondelez Intl Inc Cl A COM 609207105 408 11550 SH OTR 0 0 11550 Monsanto Co. COM 61166W101 17 150 SH SOLE 0 0 150 Mylan COM 628530107 14063 324035 SH SOLE 150295 0 173740 Mylan COM 628530107 1356 31250 SH OTR 300 0 30950 Nestle SA Spons ADR (For Reg) COM 641069406 4519 61406 SH SOLE 58626 0 2780 Nestle SA Spons ADR (For Reg) COM 641069406 1332 18106 SH OTR 5290 0 12816 Nokia Corp Sponsored ADR COM 654902204 1 150 SH OTR 0 0 150 OGE Energy Corp. COM 670837103 16 480 SH SOLE 480 0 0 Oracle Systems Corp COM 68389X105 103 2700 SH SOLE 0 0 2700 Oracle Systems Corp COM 68389X105 306 8000 SH OTR 0 0 8000 Paccar Inc COM 693718108 151 2550 SH SOLE 0 0 2550 Paccar Inc COM 693718108 207 3500 SH OTR 0 0 3500 Panasonic Corp ADR (new) COM 69832A205 5 465 SH SOLE 465 0 0 Pepsico Inc COM 713448108 11548 139235 SH SOLE 68675 0 70560 Pepsico Inc COM 713448108 1856 22380 SH OTR 3670 0 18710 Pfizer Inc COM 717081103 82 2690 SH SOLE 2690 0 0 Pfizer Inc COM 717081103 779 25432 SH OTR 6900 0 18532 Procter & Gamble Co. COM 742718109 1262 15496 SH SOLE 5729 0 9767 Procter & Gamble Co. COM 742718109 1723 21165 SH OTR 1900 0 19265 Pulte Group COM 745867101 1131 55520 SH SOLE 54725 0 795 Qualcomm Inc. COM 747525103 8721 117450 SH SOLE 36630 0 80820 Qualcomm Inc. COM 747525103 880 11850 SH OTR 2475 0 9375 Radioshack Corp COM 750438103 3 1000 SH SOLE 0 0 1000 Royal Dutch Shell PLC Spons AD COM 780259206 1990 27924 SH SOLE 27924 0 0 Royal Dutch Shell PLC Spons AD COM 780259206 157 2200 SH OTR 2200 0 0 Sanofi - ADR COM 80105N105 236 4400 SH OTR 2600 0 1800 Schlumberger Ltd COM 806857108 8227 91300 SH SOLE 45910 0 45390 Schlumberger Ltd COM 806857108 642 7125 SH OTR 1700 0 5425 Seadrill Ltd. COM G7945E105 10410 253415 SH SOLE 119850 0 133565 Seadrill Ltd. COM G7945E105 1846 44925 SH OTR 7725 0 37200 Sempra Energy COM 816851109 146 1624 SH OTR 1624 0 0 Siemens AG Spons ADR COM 826197501 256 1850 SH SOLE 1650 0 200 Siemens AG Spons ADR COM 826197501 761 5496 SH OTR 1080 0 4416 State Street Corp COM 857477103 165 2250 SH OTR 0 0 2250 Sysco Corp COM 871829107 242 6700 SH SOLE 6700 0 0 Sysco Corp COM 871829107 229 6350 SH OTR 3650 0 2700 Target Corp COM 87612E106 19 300 SH SOLE 0 0 300 Target Corp COM 87612E106 180 2850 SH OTR 1650 0 1200 Tempur Pedic Intl Inc. COM 88023U101 5 100 SH SOLE 100 0 0 Teva Pharmaceutical Inds ADR COM 881624209 514 12817 SH SOLE 12817 0 0 Toyota Motor Corp Spons ADR Re COM 892331307 5 45 SH SOLE 45 0 0 Transocean Ltd Reg Shs COM H8817H100 1 14 SH SOLE 14 0 0 Travelers Companies Com COM 89417E109 1 6 SH SOLE 6 0 0 Tredegar Corp. COM 894650100 107 3700 SH OTR 3700 0 0 Union Pac Corp COM 907818108 8956 53309 SH SOLE 26609 0 26700 Union Pac Corp COM 907818108 1373 8175 SH OTR 925 0 7250 United Parcel Service Cl B COM 911312106 210 2000 SH SOLE 2000 0 0 United Technologies COM 913017109 171 1500 SH SOLE 100 0 1400 United Technologies COM 913017109 467 4100 SH OTR 1300 0 2800 Unum Group COM 91529Y106 109 3100 SH SOLE 3100 0 0 V F Corp COM 918204108 100 1600 SH SOLE 1600 0 0 Verisign Inc. Com. COM 92343E102 756 12641 SH SOLE 12641 0 0 Verizon Communications COM 92343V104 42 850 SH SOLE 0 0 850 Verizon Communications COM 92343V104 359 7300 SH OTR 2900 0 4400 Vivendi ORD Shs COM F97982106 21 792 SH SOLE 792 0 0 Vodafone Group PLC Spons ADR COM 92857W209 670 17041 SH SOLE 8750 0 8291 Vodafone Group PLC Spons ADR COM 92857W209 725 18450 SH OTR 4800 0 13650 WalMart Stores, Inc. COM 931142103 23 295 SH SOLE 295 0 0 Walgreen Co COM 931422109 76 1325 SH SOLE 0 0 1325 Walgreen Co COM 931422109 109 1891 SH OTR 0 0 1891 Weatherford Intl LTD REG COM H27013103 9470 611350 SH SOLE 278050 0 333300 Weatherford Intl LTD REG COM H27013103 559 36100 SH OTR 700 0 35400 WellPoint Inc COM 94973V107 12747 137970 SH SOLE 66090 0 71880 WellPoint Inc COM 94973V107 1644 17790 SH OTR 2390 0 15400 Wells Fargo & Co New COM 949746101 45 1000 SH OTR 1000 0 0 Wisconsin Energy Corp COM 976657106 124 3000 SH OTR 3000 0 0 Zimmer Hldgs Inc. Com COM 98956P102 1 8 SH SOLE 8 0 0 Zoetis Inc Cl A COM 98978V103 6 189 SH SOLE 189 0 0 Zoetis Inc Cl A COM 98978V103 34 1028 SH OTR 0 0 1028 eBay Inc COM 278642103 10386 189295 SH SOLE 90300 0 98995 eBay Inc COM 278642103 1141 20800 SH OTR 3525 0 17275 iShares Silver Trust COM 46428Q109 6 300 SH OTR 0 0 300