0000920441-11-000003.txt : 20110812 0000920441-11-000003.hdr.sgml : 20110812 20110812125959 ACCESSION NUMBER: 0000920441-11-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110812 DATE AS OF CHANGE: 20110812 EFFECTIVENESS DATE: 20110812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KELLY LAWRENCE W & ASSOCIATES INC/CA CENTRAL INDEX KEY: 0000920441 IRS NUMBER: 953466353 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04133 FILM NUMBER: 111030296 BUSINESS ADDRESS: STREET 1: 199 SOUTH LOS ROBLES AVE STREET 2: SUITE 850 CITY: PASADENS STATE: CA ZIP: 91101 BUSINESS PHONE: 6264499500 MAIL ADDRESS: STREET 1: KELLY LAWARENCE W & ASSOCIATES INC STREET 2: 199 SOUTH LOS ROBLES AVE., STE. 850 CITY: PASADENA STATE: CA ZIP: 91101 13F-HR 1 lka_13f.txt LKA FORM 13F FILING FOR PERIOD ENDING 06/30/2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Lawrence Kelly & Associates, Incorporated Address: 199 South Los Robles Avenue Suite 850 Pasadena, CA 91101 13F File Number: 28-4898 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this report on Behalf of Reporting Manager: Name: Alex Tescher Title: Executive Vice President Phone: 626/449-9500 Email: alex@lawrencekelly.com Signature, Place, and Date of Signing: Alex Tescher Pasadena, CA August 12, 2011 Report Type (Check only one.): [ X ] 13F Holdings Report. [ ] 13F Notice. [ ] 13F Combination Report. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 125 Form 13F Information Table Value Total: $389,211 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Hartford Finl Svcs 7.25% Ser 4 CV PFD 416515708 1320 50800 SH SOLE 38300 12500 927 35700 SH OTHER 35700 JPMorgan Chase 8.625% Pfd Ser PRD 46625H621 371 13300 SH SOLE 12500 800 123 4400 SH OTHER 4400 3M Co. COM 88579Y101 61 645 SH SOLE 645 692 7300 SH OTHER 7300 AFLAC Inc. COM 001055102 3151 67509 SH SOLE 47314 20195 1049 22462 SH OTHER 22462 Abbott Labs COM 002824100 198 3760 SH SOLE 3760 316 6000 SH OTHER 6000 Adobe Sys Inc Com COM 00724F101 1083 34450 SH SOLE 32100 2350 57 1800 SH OTHER 1800 Albemarle Corp. COM 012653101 616 8900 SH OTHER 8900 Allergan Inc. COM 018490102 1998 24000 SH SOLE 16250 7750 491 5900 SH OTHER 5900 America Movil-ADR Ser L COM 02364W105 307 5700 SH OTHER 5700 American Express Co COM 025816109 279 5400 SH OTHER 5400 Apple, Inc. COM 037833100 17540 52255 SH SOLE 23616 28639 2620 7805 SH OTHER 7805 Autoliv Inc Com COM 052800109 3844 49000 SH SOLE 49000 314 4000 SH OTHER 4000 BHP Billiton LTD Spons ADR COM 088606108 11517 121710 SH SOLE 38975 82735 1699 17950 SH OTHER 17950 BP PLC Spons ADR COM 055622104 250 5649 SH OTHER 5649 Barrick Gold Corp. COM 067901108 725 16000 SH SOLE 16000 60 1325 SH OTHER 1325 Bristol Myers Squibb COM 110122108 61 2120 SH SOLE 1620 500 188 6500 SH OTHER 6500 CSX Corp COM 126408103 6672 254450 SH SOLE 88750 165700 511 19500 SH OTHER 19500 CVS Caremark Corp COM 126650100 352 9358 SH OTHER 9358 Cameco Corp COM 13321L108 2371 90000 SH SOLE 90000 Celgene Corp COM 151020104 3666 60775 SH SOLE 14200 46575 Cerner Corp COM 156782104 11208 183400 SH SOLE 62950 120450 666 10900 SH OTHER 10900 Charles Schwab Corp (New) COM 808513105 239 14507 SH SOLE 13607 900 49 3000 SH OTHER 3000 Chevron Corp COM 166764100 3986 38759 SH SOLE 18227 20532 3861 37543 SH OTHER 37543 Cisco Systems COM 17275R102 2108 135071 SH SOLE 120571 14500 501 32100 SH OTHER 32100 Coca Cola Co COM 191216100 7602 112978 SH SOLE 21988 90990 676 10050 SH OTHER 10050 Coeur D'Alene Mines Corp COM 192108504 4328 178400 SH SOLE 72600 105800 616 25375 SH OTHER 25375 ConocoPhillips COM 20825C104 301 4000 SH OTHER 4000 Costco Wholesale COM 22160K105 12511 154000 SH SOLE 70851 83149 2170 26706 SH OTHER 26706 Dentsply Intl Inc New COM 249030107 840 22062 SH SOLE 22062 Disney Walt Co Del COM 254687106 9741 249525 SH SOLE 75625 173900 1093 28006 SH OTHER 28006 EMC Corp Mass COM 268648102 9730 353170 SH SOLE 140025 213145 1210 43925 SH OTHER 43925 East West Bancorp Inc COM 27579R104 5081 251400 SH SOLE 57700 193700 219 10850 SH OTHER 10850 Express Scripts Inc COM 302182100 11345 210175 SH SOLE 80300 129875 1228 22750 SH OTHER 22750 Exxon Mobil Corp COM 30231G102 326 4004 SH SOLE 1800 2204 830 10203 SH OTHER 10203 General Elec Co COM 369604103 25 1300 SH SOLE 1300 175 9298 SH OTHER 9298 General Mills Inc COM 370334104 5625 151125 SH SOLE 44025 107100 987 26525 SH OTHER 26525 Goldman Sachs Group Com COM 38141G104 356 2675 SH OTHER 2675 Google, Inc. COM 38259P508 12005 23707 SH SOLE 10775 12932 962 1900 SH OTHER 1900 Hartford Financial Svcs COM 416515104 1854 70300 SH SOLE 40950 29350 Hershey Co COM 427866108 5071 89200 SH SOLE 30900 58300 Int'l Bus Mach COM 459200101 3009 17538 SH SOLE 538 17000 885 5160 SH OTHER 5160 Intel Corp COM 458140100 604 27263 SH SOLE 9763 17500 787 35535 SH OTHER 35535 Intuit COM 461202103 3939 75950 SH SOLE 750 75200 41 800 SH OTHER 800 Johnson & Johnson COM 478160104 9449 142052 SH SOLE 72348 69704 1517 22807 SH OTHER 22807 Joy Global Inc COM 481165108 10648 111805 SH SOLE 42250 69555 1248 13100 SH OTHER 13100 Linn Energy LLC Unit Ltd Liab COM 536020100 156 4000 SH SOLE 4000 55 1400 SH OTHER 1400 McDonalds Corp COM 580135101 9258 109795 SH SOLE 37425 72370 2087 24750 SH OTHER 24750 Microsoft Corp COM 594918104 802 30850 SH OTHER 30850 Mosaic Co COM 61945A107 2583 38140 SH SOLE 22230 15910 735 10850 SH OTHER 10850 NYSE Euronext COM 629491101 12052 351675 SH SOLE 134284 217391 1879 54825 SH OTHER 54825 Nestle SA Spons ADR (For Reg) COM 641069406 16833 269854 SH SOLE 125180 144674 2559 41020 SH OTHER 41020 Oracle Systems Corp COM 68389X105 160 4875 SH SOLE 2775 2100 165 5000 SH OTHER 5000 Paccar Inc COM 693718108 130 2550 SH SOLE 2550 169 3300 SH OTHER 3300 Pepsico Inc COM 713448108 13007 184674 SH SOLE 77438 107236 2467 35024 SH OTHER 35024 Pfizer Inc COM 717081103 39 1897 SH SOLE 1897 732 35546 SH OTHER 35546 Procter & Gamble Co. COM 742718109 533 8386 SH SOLE 3829 4557 1310 20615 SH OTHER 20615 Qualcomm Inc. COM 747525103 9251 162900 SH SOLE 65300 97600 434 7650 SH OTHER 7650 Rockwood Holdings Inc. COM 774415103 5847 105745 SH SOLE 10250 95495 681 12325 SH OTHER 12325 Royal Dutch Shell PLC Spons AD COM 780259206 2646 37199 SH SOLE 34999 2200 772 10850 SH OTHER 10850 Schlumberger Ltd COM 806857108 12328 142683 SH SOLE 67622 75061 1416 16385 SH OTHER 16385 Seadrill Ltd. COM G7945E105 11927 338075 SH SOLE 114950 223125 2104 59650 SH OTHER 59650 Siemens AG Spons ADR COM 826197501 14310 104050 SH SOLE 45650 58400 1967 14300 SH OTHER 14300 Southwestern Energy Co COM 845467109 12326 287450 SH SOLE 122633 164817 1499 34950 SH OTHER 34950 Sysco Corp COM 871829107 583 18700 SH OTHER 18700 Target Corp COM 87612E106 204 4350 SH OTHER 4350 Telefonica SA - Spons ADR COM 879382208 136 5550 SH SOLE 4950 600 555 22671 SH OTHER 22671 Teva Pharmaceutical Inds ADR COM 881624209 10967 227435 SH SOLE 103357 124078 2088 43300 SH OTHER 43300 Union Pac Corp COM 907818108 9391 89950 SH SOLE 34275 55675 1031 9875 SH OTHER 9875 United Technologies COM 913017109 695 7850 SH OTHER 7850 Verisign Inc. Com. COM 92343E102 775 23149 SH SOLE 23149 Verizon Communications COM 92343V104 17 450 SH SOLE 450 467 12540 SH OTHER 12540