-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WXHTcAoZzbeHaCiu56cNICxbzIYpc1aBA9yO+eMi1C0BpEbmbZ8ktt+m993V/acl xcNlyP+IvP0d42NulMxykA== 0000920441-09-000004.txt : 20091113 0000920441-09-000004.hdr.sgml : 20091113 20091113133551 ACCESSION NUMBER: 0000920441-09-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091113 DATE AS OF CHANGE: 20091113 EFFECTIVENESS DATE: 20091113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KELLY LAWRENCE W & ASSOCIATES INC/CA CENTRAL INDEX KEY: 0000920441 IRS NUMBER: 953466353 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04133 FILM NUMBER: 091180546 BUSINESS ADDRESS: STREET 1: 199 SOUTH LOS ROBLES AVE STREET 2: SUITE 850 CITY: PASADENS STATE: CA ZIP: 91101 BUSINESS PHONE: 6264499500 MAIL ADDRESS: STREET 1: KELLY LAWARENCE W & ASSOCIATES INC STREET 2: 199 SOUTH LOS ROBLES AVE., STE. 850 CITY: PASADENA STATE: CA ZIP: 91101 13F-HR 1 lka_13f.txt LAWRENCE KELLY & ASSOC., INC. FORM 13F FOR PE 09/30/2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Lawrence Kelly & Associates, Incorporated Address: 199 South Los Robles Avenue Suite 850 Pasadena, CA 91101 13F File Number: 28-4898 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this report on Behalf of Reporting Manager: Name: Alex Tescher Title: Executive Vice President Phone: 626/449-9500 Email: alex@lawrencekelly.com Signature, Place, and Date of Signing: Alex Tescher Pasadena, CA November 13, 2009 Report Type (Check only one.): [ X ] 13F Holdings Report. [ ] 13F Notice. [ ] 13F Combination Report. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 115 Form 13F Information Table Value Total: $383,948 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- JPMorgan Chase 8.625% Pfd Ser PRD 46625H621 344 12500 SH SOLE 12500 22 800 SH OTHER 800 3M Co. COM 88579Y101 25 338 SH SOLE 338 539 7300 SH OTHER 7300 AFLAC Inc. COM 001055102 8276 193639 SH SOLE 100704 92935 1330 31112 SH OTHER 31112 Abbott Labs COM 002824100 208 4210 SH SOLE 4210 336 6800 SH OTHER 6800 Adobe Sys Inc Com COM 00724F101 4033 122050 SH SOLE 44750 77300 59 1800 SH OTHER 1800 Albemarle Corp. COM 012653101 308 8900 SH OTHER 8900 Allergan Inc. COM 018490102 397 7000 SH SOLE 7000 278 4900 SH OTHER 4900 America Movil-ADR Ser L COM 02364W105 250 5700 SH OTHER 5700 American Express Co COM 025816109 214 6300 SH OTHER 6300 Apple, Inc. COM 037833100 17452 94155 SH SOLE 43625 50530 1538 8300 SH OTHER 8300 Autoliv Inc Com COM 052800109 3224 95950 SH SOLE 9300 86650 Avery Dennison Corp COM 053611109 62 1720 SH SOLE 120 1600 290 8050 SH OTHER 8050 BP PLC Spons ADR COM 055622104 197 3695 SH SOLE 923 2772 721 13546 SH OTHER 13546 Berkley WR Corp COM 084423102 11639 460398 SH SOLE 230811 229587 1509 59686 SH OTHER 59686 Best Buy Inc COM 086516101 206 5500 SH OTHER 5500 CVS Caremark Corp COM 126650100 13184 368873 SH SOLE 177469 191404 1860 52056 SH OTHER 52056 Celgene Corp COM 151020104 4100 73350 SH SOLE 25600 47750 Charles Schwab Corp (New) COM 808513105 305 15947 SH SOLE 15947 57 3000 SH OTHER 3000 Chevron Corp COM 166764100 3292 46745 SH SOLE 25213 21532 2524 35843 SH OTHER 35843 Cisco Systems COM 17275R102 12556 533370 SH SOLE 269410 263960 1416 60132 SH OTHER 60132 Coca Cola Co COM 191216100 153 2853 SH SOLE 413 2440 193 3600 SH OTHER 3600 Costco Wholesale COM 22160K105 11042 195850 SH SOLE 98150 97700 1482 26294 SH OTHER 26294 Covidien PLC (new) COM G2554F105 11413 263825 SH SOLE 133000 130825 1557 36000 SH OTHER 36000 Dentsply Intl Inc New COM 249030107 13922 403075 SH SOLE 203450 199625 2105 60950 SH OTHER 60950 Disney Walt Co Del COM 254687106 7924 288575 SH SOLE 105325 183250 845 30756 SH OTHER 30756 Exxon Mobil Corp COM 30231G102 529 7709 SH SOLE 5255 2454 920 13403 SH OTHER 13403 First Solar Inc. COM 336433107 1758 11500 SH SOLE 1075 10425 145 950 SH OTHER 950 General Elec Co COM 369604103 274 16675 SH SOLE 8325 8350 562 34223 SH OTHER 34223 Goldman Sachs Group Com COM 38141G104 10586 57425 SH SOLE 28575 28850 530 2875 SH OTHER 2875 Google, Inc. COM 38259P508 13439 27102 SH SOLE 13192 13910 853 1720 SH OTHER 1720 Heinz H J Co. COM 423074103 994 25000 SH SOLE 25000 Int'l Bus Mach COM 459200101 34 288 SH SOLE 288 773 6460 SH OTHER 6460 Intel Corp COM 458140100 1692 86463 SH SOLE 9763 76700 863 44100 SH OTHER 44100 Intuit COM 461202103 6394 224350 SH SOLE 110350 114000 37 1300 SH OTHER 1300 JPMorgan Chase & Co COM 46625H100 355 8100 SH OTHER 8100 Johnson & Johnson COM 478160104 11459 188198 SH SOLE 116743 71455 2135 35057 SH OTHER 35057 L-3 Communications Hldgs Inc. COM 502424104 7665 95425 SH SOLE 26600 68825 566 7050 SH OTHER 7050 McDonalds Corp COM 580135101 388 6800 SH OTHER 6800 Microsoft Corp COM 594918104 9166 356375 SH SOLE 177675 178700 1466 57000 SH OTHER 57000 NYSE Euronext COM 629491101 9252 320250 SH SOLE 157525 162725 1166 40375 SH OTHER 40375 Nestle SA Spons ADR (For Reg) COM 641069406 12016 282349 SH SOLE 160762 121587 1910 44875 SH OTHER 44875 Nokia Corp Sponsored ADR COM 654902204 154 10550 SH OTHER 10550 Oracle Systems Corp COM 68389X105 102 4875 SH SOLE 2775 2100 104 5000 SH OTHER 5000 Paccar Inc COM 693718108 134 3550 SH SOLE 3550 407 10800 SH OTHER 10800 Pepsico Inc COM 713448108 11574 197314 SH SOLE 96255 101059 2257 38474 SH OTHER 38474 Petroleo Brasileiro SA Spons A COM 71654V408 220 4800 SH OTHER 4800 Pfizer Inc COM 717081103 523 31594 SH OTHER 31594 Procter & Gamble Co. COM 742718109 500 8641 SH SOLE 4134 4507 1139 19665 SH OTHER 19665 Quanta Services Inc COM 74762E102 4782 216100 SH SOLE 86300 129800 205 9250 SH OTHER 9250 Royal Dutch Shell PLC Spons AD COM 780259206 2541 44425 SH SOLE 42225 2200 646 11300 SH OTHER 11300 Sanofi Aventis Spons ADR COM 80105N105 9383 253950 SH SOLE 125225 128725 1220 33025 SH OTHER 33025 Schlumberger Ltd COM 806857108 9225 154788 SH SOLE 85413 69375 934 15675 SH OTHER 15675 Siemens AG Spons ADR COM 826197501 10026 107850 SH SOLE 57400 50450 1162 12500 SH OTHER 12500 Southwestern Energy Co COM 845467109 17881 418950 SH SOLE 203200 215750 1707 40000 SH OTHER 40000 State Street Corp COM 857477103 208 3950 SH OTHER 3950 Sunpower Corp Cl A COM 867652109 1873 62675 SH SOLE 45900 16775 185 6200 SH OTHER 6200 Telefonica SA - Spons ADR COM 879382208 12691 153075 SH SOLE 69525 83550 1536 18532 SH OTHER 18532 Teva Pharmaceutical Inds ADR COM 881624209 16290 322195 SH SOLE 165075 157120 2467 48800 SH OTHER 48800 Thermo Fisher Scientific, Inc. COM 883556102 12074 276490 SH SOLE 139950 136540 1404 32150 SH OTHER 32150 Transocean Ltd. COM H8817H100 915 10700 SH SOLE 2150 8550 233 2724 SH OTHER 2724 United Technologies COM 913017109 48 780 SH SOLE 780 466 7650 SH OTHER 7650 Verisign Inc. Com. COM 92343E102 1878 79275 SH SOLE 79275 341 14400 SH OTHER 14400 Vestas Wind Systems A/S OrdF COM 5964651 3221 44730 SH SOLE 22890 21840 540 7500 SH OTHER 7500 Visa, Inc. Cl A COM 92826C839 8628 124840 SH SOLE 64375 60465 805 11650 SH OTHER 11650
-----END PRIVACY-ENHANCED MESSAGE-----