0000920440-12-000005.txt : 20121116
0000920440-12-000005.hdr.sgml : 20121116
20121115204511
ACCESSION NUMBER: 0000920440-12-000005
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121116
DATE AS OF CHANGE: 20121115
EFFECTIVENESS DATE: 20121116
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WAFRA INVESTMENT ADVISORY GROUP INC /NY
CENTRAL INDEX KEY: 0000920440
IRS NUMBER: 133244612
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03809
FILM NUMBER: 121209955
BUSINESS ADDRESS:
STREET 1: 345 PARK AVENUE 41ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 101540101
BUSINESS PHONE: 2127593700
MAIL ADDRESS:
STREET 1: 345 PARK AVENUE 41ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 101540101
13F-HR/A
1
h13f-093012.txt
FORM 13F COVER PAGE
Report for Calendar Year or Quarter ended: September 30,
2012
Check here if Amendment [ X ] ; Amendment Number:1
This Amendment (Check only one.): [ ] is a restatement
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Wafra Investment Advisory Group, Inc.
Address: 345 Park Avenue, 41st Floor
New York, NY 10154
13F File number:
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the
person signing the report is authorized to submit it, that
al information contained herein is true, correct and
complete, and that is understood that all required items,
statements schedules, lists and tables, are considered
internal parts of this form.
Person signing this report on behalf of Reporting Manager:
Name: Vincent Campagna
Title: Chief Compliance Officer
Phone: 212-759-3700
Signature, Place, and Date of Signing:
Vincent Campagna New York, NY, November 15, 2012
Report Type (Check only one)
[X] 13F Holding Report
[ ] 13F Notice
[ ] 13F Combination Report.
List of Other Managers Reporting for this Manager:
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 63
Form 13F Information Value Total: $622,743
List of Other Managers Included: 0
FORM 13F (SEC USE ONLY)
9/30/2012
Name of Reporting Manager
Item 6: Item 8:
Item 1: Item 2: Item 3: Item 4:
Item 5: Investment Discretion Item 7:
Voting Authority Shares
Title Fair
Shares or Shares (SH) (a) Sole (b) Shared- (c) Shared- Managers
Name of Issuer of Class Cusip No. Market Value
Principal AmtPrincipal (PRIN) Put/Call As Defined Other See Instr. V
(a) Sole (b) Shared (c) None
in Instr. V
AT&T Inc. (T) COM 00206R102 $13,718,000
363,868 SH 363,868
172,629 191,239
Allergan Inc. (AGN) COM 18490102 $9,190,000
100,350 SH 100,350
50,750 49,600
American Waterworks (AWK) COM 030420103 $7,119,000
192,100 SH 192,100
95,350 96,750
Ameriprise Financial Inc. (AMP) COM 03076C106 $7,077,000
124,830 SH 124,830
61,280 63,550
Anadarko Petroleum Corp. (APC) COM 032511107 $7,090,000
101,400 SH 101,400
47,050 54,350
Apple Computer Inc. (AAPL COM 037833100 $38,552,000
57,790 SH 57,790
29,560 28,230
Bank of America Corp. (BAC) COM 060505104 $11,921,000
1,350,000 SH 1,350,000
1,350,000 0.00
Berkshire Hathaway Inc. (BRK/B CL B NEW 84670702 $6,483,000
73,500 SH 73,500
34,700 38,800
Bristol-Myers Squibb Co. (BMY) COM 110122108 $709,000
21,000 SH 21,000
21,000 0.00
CBS Corp (CBS) CL B 124857202 $9,693,000
266,800 SH 266,800
124,700 142,100
CF Industries Holdings Inc. (CF) COM 125269100 $9,756,000
43,900 SH 43,900
21,500 22,400
CVS / Caremark Corp (CVS) COM 126650100 $12,599,000
260,195 SH 260,195
130,605 129,590
Cameron International (CAM) COM 13342B105 $2,363,000
42,150 SH 42,150
11,650 30,500
Capital One Financial Corp. (COF) COM 14040H105 $12,009,000
210,650 SH 210,650
92,150 118,500
Celgene Corp. (CELG COM 151020104 $9,550,000
125,000 SH 125,000
66,800 58,200
Cerner Corp (CERN COM 156782104 $8,803,000
113,750 SH 113,750
57,700 56,050
Cirrus Logic Inc. (CRUS COM 172755100 $522,000
13,600 SH 13,600
13,600 0.00
Citigroup Inc. (C) COM 172967424 $42,356,000
1,294,500 SH 1,294,500
1,128,450 166,050
Coca-Cola Enterprises (CCE) COM 19122T109 $8,302,000
265,500 SH 265,500
132,850 132,650
Conoco Phillips (COP) COM 20825C104 $8,563,000
149,750 SH 149,750
76,250 73,500
Danaher Corp (DHR) COM 235851102 $7,862,000
142,550 SH 142,550
72,400 70,150
EMC Corp/Mass (EMC) COM 268648102 $9,508,000
348,650 SH 348,650
171,700 176,950
Express Scripts Hldg Co (ESRX COM 30219G108 $10,315,000
164,700 SH 164,700
84,050 80,650
Exxon Mobil Corporation (XOM) COM 30231G102 $22,058,000
241,200 SH 241,200
124,600 116,600
Fresh Market (TFM) COM 35804H106 $5,699,000
95,089 SH 95,089
44,580 50,509
General Electric Co. (GE) COM 369604103 $17,902,000
788,300 SH 788,300
382,050 406,250
Gilead Sciences Inc. (GILD COM 375558103 $12,389,000
186,775 SH 186,775
93,725 93,050
Google - A (GOOG CL A 38259P508 $17,067,000
22,620 SH 22,620
11,920 10,700
Home Depot Inc. (HD) COM 437076102 $14,700,000
243,500 SH 243,500
124,200 119,300
Honeywell International Inc. (HON) COM 438516106 $10,196,000
170,650 SH 170,650
86,300 84,350
Int'l Business Machines Corp. (IBM) COM 459200101 $16,628,000
80,155 SH 80,155
44,555 35,600
JP Morgan Chase & Co. (JPM) COM 46625H100 $13,745,000
339,550 SH 339,550
157,600 181,950
Juniper Networks Inc. (JNPR COM 48203R104 $5,878,000
343,550 SH 343,550
139,750 203,800
Marathon Petroleum Corp (MPC) COM 56585A102 $8,289,000
151,850 SH 151,850
71,200 80,650
Microchip Tech. (MCHP COM 595017104 $4,611,000
140,850 SH 140,850
70,500 70,350
Microsoft Corp. (MSFT COM 594918104 $14,326,000
481,375 SH 481,375
252,575 228,800
National Oilwell 637071101 (NOV) COM 637071101 $9,709,000
121,199 SH 121,199
52,900 68,299
Oracle Corporation (ORCL COM 68389X105 $969,000
30,800 SH 30,800
30,800 0.00
Owens Corning (OC) COM 690742101 $5,615,000
167,800 SH 167,800
78,400 89,400
Pepsico Inc. (PEP) COM 713448108 $13,301,000
187,950 SH 187,950
87,950 100,000
Perrigo Co. (PRGO COM 714290103 $8,608,000
74,100 SH 74,100
35,700 38,400
Pfizer Inc. (PFE) COM 717081103 $17,180,000
691,360 SH 691,360
355,300 336,060
Prudential Financial Inc. (PRU) COM 744320102 $4,475,000
82,100 SH 82,100
37,800 44,300
Qualcomm Inc. (QCOM COM 747525103 $13,247,000
212,050 SH 212,050
107,300 104,750
Resmed Inc. (RMD) COM 761152107 $710,000
17,550 SH 17,550
17,550 0.00
Rowan Co. Inc. (RDC) COM 779382100 $493,000
14,600 SH 14,600
14,600 0.00
SPDR Trust Series 1 Index Fund (SPY) TR UNIT 78462F103 $2,735,000
19,000 SH 19,000
19,000 0.00
Salesforce.com (CRM) COM 79466L302 $7,902,000
51,750 SH 51,750
22,500 29,250
Schlumberger Ltd. (SLB) COM 806857108 $11,591,000
160,250 SH 160,250
81,550 78,700
Sherwin-Williams (SHW) COM 824348106 $6,306,000
42,350 SH 42,350
21,200 21,150
Starbucks Corp. (SBUX COM 855244109 $9,059,000
178,650 SH 178,650
83,150 95,500
TJX Companies (TJX) COM 872540109 $10,445,000
233,200 SH 233,200
113,400 119,800
The Walt Disney Co. (DIS) COM DISNEY 254687106 $13,308,000
254,550 SH 254,550
120,650 133,900
Tibco Software (TIBX COM 88632Q103 $485,000
16,050 SH 16,050
16,050 0.00
Transocean Sedco Forex Inc. (RIG) REG SHS G90078109 $4,853,000
108,100 SH 108,100
50,500 57,600
United Rentals (URI) COM 911363109 $5,358,000
163,800 SH 163,800
76,650 87,150
VMware (VMW) CL A COM 928563402 $5,911,000
61,100 SH 61,100
27,500 33,600
Verizon Communications (VZ) COM 92343V104 $8,814,000
193,420 SH 193,420
67,620 125,800
Wal-Mart Stores Inc. (WMT) COM 931142103 $13,623,000
184,600 SH 184,600
92,350 92,250
Wells Fargo Company (WFC) COM 949746101 $14,584,000
422,350 SH 422,350
195,800 226,550
Westport Innovations (WPRT COM NEW 960908309 $4,049,000
145,450 SH 145,450
68,050 77,400
Whole Foods Market (WFM) COM 966837106 $7,948,000
81,600 SH 81,600
40,500 41,100
Zions Bancorporation (ZION COM 989701107 $3,917,000
189,600 SH 189,600
56,250 133,350
Column Total $622,743,000