0000920440-11-000006.txt : 20111025
0000920440-11-000006.hdr.sgml : 20111025
20111025142210
ACCESSION NUMBER: 0000920440-11-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111025
DATE AS OF CHANGE: 20111025
EFFECTIVENESS DATE: 20111025
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WAFRA INVESTMENT ADVISORY GROUP INC /NY
CENTRAL INDEX KEY: 0000920440
IRS NUMBER: 133244612
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03809
FILM NUMBER: 111156431
BUSINESS ADDRESS:
STREET 1: 345 PARK AVENUE 41ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 101540101
BUSINESS PHONE: 2127593700
MAIL ADDRESS:
STREET 1: 345 PARK AVENUE 41ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 101540101
13F-HR
1
h13f-093011.txt
FORM 13F COVER PAGE
Report for Calendar Year or Quarter ended: September 30,
2011
Check here if Amendment [ ] ; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Wafra Investment Advisory Group, Inc.
Address: 345 Park Avenue, 41st Floor
New York, NY 10154
13F File number:
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the
person signing the report is authorized to submit it, that
al information contained herein is true, correct and
complete, and that is understood that all required items,
statements schedules, lists and tables, are considered
internal parts of this form.
Person signing this report on behalf of Reporting Manager:
Name: Vincent Campagna
Title: Chief Compliance Officer
Phone: 212-759-3700
Signature, Place, and Date of Signing:
Vincent Campagna New York, NY, October 25, 2011
Report Type (Check only one)
[X] 13F Holding Report
[ ] 13F Notice
[ ] 13F Combination Report.
List of Other Managers Reporting for this Manager:
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 87
Form 13F Information Value Total: $482,468
List of Other Managers Included: 0
FORM 13F (SEC USE ONLY)
9/30/2011
Name of Reporting Manager
Item 6: Item 8:
Item 1: Item 2: Item 3: Item 4:
Item 5: Investment Discretion Item 7:
Voting Authority Shares
Title Fair
Shares or Shares (SH) (a) Sole (b) Shared- (c) Shared- Managers
Name of Issuer of Class Cusip No. Market Value
Principal AmtPrincipal (PRIN) Put/Call As Defined Other See Instr. V
(a) Sole (b) Shared (c) None
in Instr. V
AT&T Inc. (T) COM 00206R102 $9,666,000
338,918 SH 338,918
172,629 166,289
Allegheny Technologies (ATI) COM 01741R102 $2,247,000
60,750 SH 60,750
31,250 29,500
Allergan Inc. (AGN) COM 018490102 $7,962,000
96,650 SH 96,650
51,650 45,000
Amazon. Com Inc. (AMZN COM 023135106 $8,703,000
40,250 SH 40,250
21,000 19,250
American Express Company (AXP) COM 025816109 $7,184,000
160,000 SH 160,000
81,400 78,600
American Tower Corp. (AMT) COM 029912201 $558,000
10,375 SH 10,375
10,375 0.00
American Waterworks (AWK) COM 030420103 $6,196,000
205,300 SH 205,300
115,900 89,400
Ameriprise Financial Inc. (AMP) COM 03076C106 $4,483,000
113,885 SH 113,885
61,280 52,605
Anadarko Petroleum Corp. (APC) COM 032511107 $4,357,000
69,100 SH 69,100
37,900 31,200
Ann Taylor Stores Corp. (ANN) COM 035623107 $249,000
10,900 SH 10,900
10,900 0.00
Apache Corp. (APA) COM 037411105 $5,182,000
64,585 SH 64,585
39,385 25,200
Apple Computer Inc. (AAPL COM 037833100 $22,250,000
58,350 SH 58,350
31,400 26,950
Atmel Corp. (ATML COM 049513104 $169,000
21,000 SH 21,000
21,000 0.00
Berkshire Hathaway Inc. (BRK/B CL B NEW 84670702 $6,067,000
85,400 SH 85,400
42,750 42,650
CVS / Caremark Corp (CVS) COM 126650100 $7,440,000
221,495 SH 221,495
124,955 96,540
Capital One Financial Corp. (COF) COM 14040H105 $5,497,000
138,700 SH 138,700
75,700 63,000
Celgene Corp. (CELG COM 151020104 $7,058,000
114,000 SH 114,000
59,700 54,300
ChevronTexaco Corp. (CVX) COM 166764100 $7,572,000
81,775 SH 81,775
37,225 44,550
Cirrus Logic Inc. (CRUS COM 172755100 $383,000
26,000 SH 26,000
26,000 0.00
Citigroup Inc. (C) COM 172967424 $6,570,000
256,500 SH 256,500
128,500 128,000
Coach Inc. (COH) COM 189754104 $753,000
14,525 SH 14,525
8,175 6,350
Coca-Cola Company (KO) COM 191216100 $12,309,000
182,200 SH 182,200
95,450 86,750
Conoco Phillips (COP) COM 20825C104 $6,490,000
102,500 SH 102,500
56,400 46,100
Cummins Inc (CMI) COM 231021106 $3,749,000
45,910 SH 45,910
26,810 19,100
Deere & Co. (DE) COM 244199105 $3,729,000
57,750 SH 57,750
29,900 27,850
Diamond Offshore Drilling (DO) COM 25271C102 $2,239,000
40,900 SH 40,900
20,600 20,300
Dick's Sporting Goods (DKS) COM 253393102 $5,086,000
152,000 SH 152,000
84,100 67,900
Dollar Tree Stores Inc. (DLTR COM 256746108 $4,888,000
65,050 SH 65,050
34,500 30,550
EMC Corp/Mass (EMC) COM 268648102 $4,427,000
210,900 SH 210,900
114,400 96,500
Express Scripts Inc. 'A' (ESRX COM 302182100 $4,738,000
127,800 SH 127,800
75,200 52,600
Exxon Mobil Corporation (XOM) COM 30231G102 $19,403,000
267,150 SH 267,150
146,400 120,750
FMC Technologies (FTI) COM 30249U101 $515,000
13,700 SH 13,700
13,700 0.00
Fastenal (FAST COM 311900104 $3,806,000
114,350 SH 114,350
58,700 55,650
Frontier Communicatns (FTR) COM 35906A108 $156,000
25,603 SH 25,603
11,081 14,522
General Electric Co. (GE) COM 369604103 $9,743,000
640,175 SH 640,175
331,875 308,300
Gilead Sciences Inc. (GILD COM 375558103 $6,193,000
159,625 SH 159,625
86,725 72,900
Glaxosmithkline Plc. (GSK) COM 37733W105 $1,135,000
27,500 SH 27,500
27,500 0.00
Goldman Sachs Group (GS) COM 38141G104 $2,108,000
22,300 SH 22,300
11,200 11,100
Google - A (GOOG CL A 38259P508 $11,109,000
21,570 SH 21,570
11,920 9,650
Green Mountain Coffee Roasters (GMCR COM 393122106 $5,142,000
55,325 SH 55,325
32,525 22,800
HMS Holdings (HMSY COM 40425J101 $5,096,000
208,950 SH 208,950
116,850 92,100
Home Depot Inc. (HD) COM 437076102 $6,965,000
211,900 SH 211,900
109,100 102,800
Honeywell International Inc. (HON) COM 438516106 $5,862,000
133,500 SH 133,500
77,250 56,250
Huntington Bancshares (HBAN COM 446150104 $3,512,000
731,600 SH 731,600
400,600 331,000
ION Geophysical Corp (IO) COM 462044108 $235,000
49,650 SH 49,650
49,650 0.00
Int'l Business Machines Corp. (IBM) COM 459200101 $15,188,000
86,855 SH 86,855
47,855 39,000
Intel Corp. (INTC COM 458140100 $3,830,000
179,500 SH 179,500
106,850 72,650
J.B. Hunt Transport Services Inc. (JBHT COM 445658107 $2,727,000
75,500 SH 75,500
43,850 31,650
JP Morgan Chase & Co. (JPM) COM 46625H100 $7,994,000
265,400 SH 265,400
140,700 124,700
Johnson & Johnson (JNJ) COM 478160104 $13,701,000
215,125 SH 215,125
117,075 98,050
Juniper Networks Inc. (JNPR COM 48203R104 $2,585,000
149,750 SH 149,750
80,250 69,500
LKQ Corp (LKQX COM 501889208 $288,000
11,900 SH 11,900
11,900 0.00
Marathon Petroleum Corp (MPC) COM 56585A102 $2,242,000
82,850 SH 82,850
47,650 35,200
McDonald's Corporation (MCD) COM 580135101 $8,958,000
102,000 SH 102,000
52,850 49,150
Microchip Tech. (MCHP COM 595017104 $391,000
12,575 SH 12,575
12,575 0.00
Microsoft Corp. (MSFT COM 594918104 $11,981,000
481,375 SH 481,375
252,575 228,800
Newmont Mining Corp (NEM) COM 651639106 $3,915,000
62,200 SH 62,200
33,500 28,700
Nike Inc. (NKE) COM 654106103 $7,275,000
85,075 SH 85,075
44,475 40,600
Oracle Corporation (ORCL COM 68389X105 $493,000
17,150 SH 17,150
17,150 0.00
PPL Corp. (PPL) COM 69351T106 $5,855,000
205,150 SH 205,150
101,500 103,650
Perrigo Co. (PRGO COM 714290103 $5,933,000
61,100 SH 61,100
37,300 23,800
Petsmart Inc. (PETM COM 716768106 $429,000
10,050 SH 10,050
10,050 0.00
Pfizer Inc. (PFE) COM 717081103 $11,173,000
631,947 SH 631,947
343,202 288,745
Phillip Morris International (PM) COM 718172109 $7,754,000
124,300 SH 124,300
54,300 70,000
Polycom Inc. (PLCM COM 73172K104 $389,000
21,200 SH 21,200
21,200 0.00
Praxair Inc. (PX) COM 74005P104 $5,071,000
54,250 SH 54,250
30,250 24,000
Precision Castparts Corp. (PCP) COM 740189105 $6,450,000
41,490 SH 41,490
23,490 18,000
Procter & Gamble Co. (PG) COM 742718109 $14,146,000
223,900 SH 223,900
120,700 103,200
Prudential Financial Inc. (PRU) COM 744320102 $4,508,000
96,200 SH 96,200
51,400 44,800
Qualcomm Inc. (QCOM COM 747525103 $9,082,000
186,750 SH 186,750
100,000 86,750
Ralph Lauren Corp. (RL) CL A 751212101 $3,505,000
27,025 SH 27,025
15,300 11,725
Red Hat (RHT) COM 756577102 $5,965,000
141,150 SH 141,150
76,800 64,350
Resmed Inc. (RMD) COM 761152107 $845,000
29,350 SH 29,350
29,350 0.00
Salesforce.com (CRM) COM 79466L302 $4,937,000
43,200 SH 43,200
22,500 20,700
Schlumberger Ltd. (SLB) COM 806857108 $8,504,000
142,375 SH 142,375
75,550 66,825
Skyworks Solutions Inc. (SWKS COM 83088M102 $358,000
19,950 SH 19,950
19,950 0.00
TJX Companies (TJX) COM 872540109 $6,299,000
113,550 SH 113,550
62,700 50,850
The Walt Disney Co. (DIS) COM 254687106 $5,195,000
172,250 SH 172,250
90,750 81,500
Tibco Software (TIBX COM 88632Q103 $637,000
28,450 SH 28,450
28,450 0.00
Utilities Select Sector SPDR (XLU) SBI INT-UTILS 81369Y886 $5,235,000
155,700 SH 155,700
71,050 84,650
VMware (VMW) CL A COM 928563402 $4,525,000
56,300 SH 56,300
29,450 26,850
Verizon Communications (VZ) COM 92343V104 $7,118,000
193,420 SH 193,420
67,620 125,800
Wal-Mart Stores Inc. (WMT) COM 931142103 $10,741,000
206,950 SH 206,950
143,000 63,950
Waste Management Inc. (WM) COM 94106L109 $2,963,000
91,000 SH 91,000
45,500 45,500
Wells Fargo Company (WFC) COM 949746101 $4,771,000
197,800 SH 197,800
74,850 122,950
Whole Foods Market (WFM) COM 966837106 $6,825,000
104,500 SH 104,500
55,450 49,050
Zions Bancorporation (ZION COM 989701107 $2,506,000
178,000 SH 178,000
97,600 80,400
Column Total $482,468,000