0000920440-11-000004.txt : 20110511
0000920440-11-000004.hdr.sgml : 20110511
20110511162520
ACCESSION NUMBER: 0000920440-11-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110511
DATE AS OF CHANGE: 20110511
EFFECTIVENESS DATE: 20110511
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WAFRA INVESTMENT ADVISORY GROUP INC /NY
CENTRAL INDEX KEY: 0000920440
IRS NUMBER: 133244612
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03809
FILM NUMBER: 11832229
BUSINESS ADDRESS:
STREET 1: 345 PARK AVENUE 41ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 101540101
BUSINESS PHONE: 2127593700
MAIL ADDRESS:
STREET 1: 345 PARK AVENUE 41ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 101540101
13F-HR
1
h13f-033111.txt
FORM 13F COVER PAGE
Report for Calendar Year or Quarter ended: March 31, 2011
Check here if Amendment [ ] ; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Wafra Investment Advisory Group, Inc.
Address: 345 Park Avenue, 41st Floor
New York, NY 10154
13F File number:
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the
person signing the report is authorized to submit it, that
al information contained herein is true, correct and
complete, and that is understood that all required items,
statements schedules, lists and tables, are considered
internal parts of this form.
Person signing this report on behalf of Reporting Manager:
Name: Vincent Campagna
Title: Chief Compliance Officer
Phone: 212-759-3700
Signature, Place, and Date of Signing:
Vincent Campagna New York, NY, May 11, 2011
Report Type (Check only one)
[X] 13F Holding Report
[ ] 13F Notice
[ ] 13F Combination Report.
List of Other Managers Reporting for this Manager:
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 99
Form 13F Information Value Total: $558,234
List of Other Managers Included: 0
FORM 13F (SEC USE ONLY)
12/31/2010
Name of Reporting Manager
Item 6: Item 8:
Item 1: Item 2: Item 3: Item 4:
Item 5: Investment Discretion Item 7:
Voting Authority Shares
Title Fair
Shares or Shares (SH) (a) Sole (b) Shared- (c) Shared- Managers
Name of Issuer of Class Cusip No. Market Value
Principal AmtPrincipal (PRIN) Put/Call As Defined Other See Instr. V
(a) Sole (b) Shared (c) None
in Instr. V
AT&T Inc. (T) COM 00206R102 $9,171,000
299,618 SH 299,618
172,629 126,989
Abbott Laboratories (ABT) COM 002824100 $7,814,000
159,300 SH 159,300
90,250 69,050
Allergan Inc. (AGN) COM 018490102 $6,303,000
88,750 SH 88,750
51,650 37,100
Amazon. Com Inc. (AMZN COM 023135106 $7,484,000
41,550 SH 41,550
22,300 19,250
American Express Company (AXP) COM 025816109 $7,232,000
160,000 SH 160,000
81,400 78,600
American Tower Corp. (AMT) COM 029912201 $538,000
10,375 SH 10,375
10,375 0.00
American Waterworks (AWK) COM 030420103 $5,712,000
203,650 SH 203,650
114,250 89,400
Ameriprise Financial Inc. (AMP) COM 03076C106 $6,956,000
113,885 SH 113,885
61,280 52,605
Anadarko Petroleum Corp. (APC) COM 032511107 $5,661,000
69,100 SH 69,100
37,900 31,200
Ann Taylor Stores Corp. (ANN) COM 035623107 $317,000
10,900 SH 10,900
10,900 0.00
Apache Corp. (APA) COM 037411105 $8,455,000
64,585 SH 64,585
39,385 25,200
Apple Computer Inc. (AAPL COM 037833100 $22,775,000
65,350 SH 65,350
34,900 30,450
Atmel Corp. (ATML COM 049513104 $226,000
16,600 SH 16,600
16,600 0.00
Baker Hughes Inc. (BHI) COM 057224107 $8,364,000
113,900 SH 113,900
63,000 50,900
Bank of America Corp. (BAC) COM 060505104 $9,886,000
741,672 SH 741,672
380,500 361,172
Berkshire Hathaway Inc. (BRK/B CL B NEW 084670702 $4,683,000
56,000 SH 56,000
29,150 26,850
Broadcom Corp -CL A (BRCM COM 111320107 $5,500,000
139,675 SH 139,675
80,675 59,000
CVS / Caremark Corp (CVS) COM 126650100 $7,681,000
223,795 SH 223,795
127,255 96,540
Capital One Financial Corp. (COF) COM 14040H105 $5,173,000
99,550 SH 99,550
52,850 46,700
Caterpillar Inc. (CAT) COM 149123101 $9,548,000
85,750 SH 85,750
48,850 36,900
Celgene Corp. (CELG COM 151020104 $6,564,000
114,000 SH 114,000
59,700 54,300
ChevronTexaco Corp. (CVX) COM 166764100 $7,274,000
67,675 SH 67,675
41,275 26,400
Cirrus Logic Inc. (CRUS COM 172755100 $270,000
12,850 SH 12,850
12,850 0.00
Citigroup Inc. (C) COM 172967101 $11,183,000
2,530,000 SH 2,530,000
1,291,000 1,239,000
Coach Inc. (COH) COM 189754104 $5,080,000
97,625 SH 97,625
59,925 37,700
Coca-Cola Company (KO) COM 191216100 $10,873,000
163,900 SH 163,900
95,450 68,450
Conoco Phillips (COP) COM 20825C104 $5,323,000
66,650 SH 66,650
38,500 28,150
Cummins Inc (CMI) COM 231021106 $6,372,000
58,130 SH 58,130
32,930 25,200
Danaher Corp (DHR) COM 235851102 $599,000
11,550 SH 11,550
11,550 0.00
Deere & Co. (DE) COM 244199105 $8,202,000
84,650 SH 84,650
46,100 38,550
Diamond Offshore Drilling (DO) COM 25271C102 $2,479,000
31,900 SH 31,900
20,600 11,300
Dollar Tree Stores Inc. (DLTR COM 256746108 $1,560,000
28,100 SH 28,100
17,550 10,550
Dow Chemical (DOW) COM 260543103 $5,126,000
135,800 SH 135,800
79,000 56,800
Eaton Vance (EV) COM 278265103 $409,000
12,700 SH 12,700
12,700 0.00
Edwards Lifesciences Corp. (EW) COM 28176E108 $6,860,000
78,850 SH 78,850
49,950 28,900
Express Scripts Inc. 'A' (ESRX COM 302182100 $7,107,000
127,800 SH 127,800
75,200 52,600
Exxon Mobil Corporation (XOM) COM 30231G102 $14,247,000
169,350 SH 169,350
106,300 63,050
FMC Technologies (FTI) COM 30249U101 $992,000
10,500 SH 10,500
10,500 0.00
First Solar (FSLR COM 336433107 $2,815,000
17,500 SH 17,500
10,200 7,300
First Trust Financial Alpha Dex ETF (FXO) FINLS ALPHADEX 33734X135 $331,000
21,500 SH 21,500
21,500 0.00
Fluor Corp. (FLR) COM 343412102 $7,049,000
95,700 SH 95,700
55,100 40,600
Freeport McMoran Class B (FCX) COM 35671D857 $6,990,000
125,830 SH 125,830
71,130 54,700
Frontier Communicatns (FTR) COM 35906A108 $210,000
25,603 SH 25,603
11,081 14,522
General Electric Co. (GE) COM 369604103 $12,836,000
640,175 SH 640,175
331,875 308,300
Gilead Sciences Inc. (GILD COM 375558103 $7,404,000
174,325 SH 174,325
101,425 72,900
Glaxosmithkline Plc. (GSK) COM 37733W105 $1,056,000
27,500 SH 27,500
27,500 0.00
Goldman Sachs Group (GS) COM 38141G104 $7,708,000
48,600 SH 48,600
26,200 22,400
Google - A (GOOG CL A 38259P508 $12,040,000
20,520 SH 20,520
11,920 8,600
HMS Holdings (HMSY COM 40425J101 $6,384,000
78,000 SH 78,000
47,300 30,700
Hewlett-Packard Co. (HPQ) COM 428236103 $6,286,000
153,425 SH 153,425
85,925 67,500
Home Depot Inc. (HD) COM 437076102 $7,051,000
190,250 SH 190,250
108,350 81,900
Honeywell International Inc. (HON) COM 438516106 $7,971,000
133,500 SH 133,500
77,250 56,250
Huntington Bancshares (HBAN COM 446150104 $3,470,000
522,550 SH 522,550
287,100 235,450
ION Geophysical Corp (IO) COM 462044108 $630,000
49,650 SH 49,650
49,650 0.00
Int'l Business Machines Corp. (IBM) COM 459200101 $12,590,000
77,205 SH 77,205
44,855 32,350
Intel Corp. (INTC COM 458140100 $3,622,000
179,500 SH 179,500
106,850 72,650
J.B. Hunt Transport Services Inc. (JBHT COM 445658107 $5,001,000
110,100 SH 110,100
63,600 46,500
JP Morgan Chase & Co. (JPM) COM 46625H100 $12,235,000
265,400 SH 265,400
140,700 124,700
Jet Blue Airways (JBLU COM 477143101 $112,000
17,900 SH 17,900
17,900 0.00
Johnson & Johnson (JNJ) COM 478160104 $8,048,000
135,825 SH 135,825
79,975 55,850
Joy Global (JOYG COM 481165108 $7,347,000
74,350 SH 74,350
44,725 29,625
Lam Research Corp. (LRCX COM 512807108 $6,125,000
108,100 SH 108,100
63,300 44,800
MEMC Electronic Materials (WFR) COM 552715104 $2,717,000
209,650 SH 209,650
122,050 87,600
Marathon Oil Group (MRO) COM 565849106 $8,833,000
165,700 SH 165,700
95,300 70,400
McDonald's Corporation (MCD) COM 580135101 $9,485,000
124,650 SH 124,650
68,250 56,400
Microchip Tech. (MCHP COM 595017104 $478,000
12,575 SH 12,575
12,575 0.00
Micron Technology (MU) COM 595112103 $2,793,000
243,500 SH 243,500
135,000 108,500
Microsoft Corp. (MSFT COM 594918104 $8,546,000
336,575 SH 336,575
204,425 132,150
NetApp Inc. (NTAP COM 64110D104 $4,555,000
94,600 SH 94,600
55,150 39,450
Nike Inc. (NKE) COM 654106103 $6,141,000
81,125 SH 81,125
47,825 33,300
Oracle Corporation (ORCL COM 68389X105 $573,000
17,150 SH 17,150
17,150 0.00
PPL Corp. (PPL) COM 69351T106 $4,023,000
159,000 SH 159,000
82,700 76,300
Peabody Energy (BTU) COM 704549104 $750,000
10,425 SH 10,425
10,425 0.00
Pepsico Inc. (PEP) COM 713448108 $8,755,000
135,925 SH 135,925
75,050 60,875
Perrigo Co. (PRGO COM 714290103 $4,859,000
61,100 SH 61,100
37,300 23,800
Petsmart Inc. (PETM COM 716768106 $412,000
10,050 SH 10,050
10,050 0.00
Pfizer Inc. (PFE) COM 717081103 $8,556,000
421,247 SH 421,247
219,302 201,945
Polo Ralph Lauren Corp. (RL) COM 731572103 $5,536,000
44,775 SH 44,775
28,050 16,725
Procter & Gamble Co. (PG) COM 742718109 $11,920,000
193,500 SH 193,500
110,000 83,500
Prudential Financial Inc. (PRU) COM 744320102 $5,924,000
96,200 SH 96,200
51,400 44,800
Qualcomm Inc. (QCOM COM 747525103 $6,947,000
126,700 SH 126,700
72,600 54,100
Resmed Inc. (RMD) COM 761152107 $881,000
29,350 SH 29,350
29,350 0.00
Ross Stores Inc. (ROST COM 778296103 $754,000
10,600 SH 10,600
10,600 0.00
SPDR Trust Series 1 Index Fund (SPY) COM 78462F103 $3,772,000
28,450 SH 28,450
15,650 12,800
Schlumberger Ltd. (SLB) COM 806857108 $13,101,000
140,475 SH 140,475
73,650 66,825
Sei Investments Company (SEIC COM 784117103 $392,000
16,400 SH 16,400
16,400 0.00
Skyworks Solutions Inc. (SWKS COM 83088M102 $646,000
19,950 SH 19,950
19,950 0.00
TJX Companies (TJX) COM 872540109 $6,582,000
132,350 SH 132,350
76,700 55,650
The Mosaic Company (MOS) COM 61945A107 $4,934,000
62,650 SH 62,650
33,625 29,025
The Walt Disney Co. (DIS) COM 254687106 $7,422,000
172,250 SH 172,250
90,750 81,500
Tibco Software (TIBX COM 88632Q103 $357,000
13,100 SH 13,100
13,100 0.00
US Airway (LCC) COM 90341W108 $101,000
11,650 SH 11,650
11,650 0.00
US Steel Corp. (X) COM 912909108 $3,617,000
67,050 SH 67,050
36,950 30,100
United Therapeutics Corp (UTHR COM 91307C102 $4,470,000
66,700 SH 66,700
39,250 27,450
Verizon Communications (VZ) COM 92343V104 $5,581,000
144,820 SH 144,820
67,620 77,200
Visa 'A' (V) COM CL A 92826C839 $2,639,000
35,850 SH 35,850
19,850 16,000
Wells Fargo Company (WFC) COM 949746101 $8,158,000
257,281 SH 257,281
135,020 122,261
Whole Foods Market (WFMI COM 966837106 $5,516,000
83,700 SH 83,700
83,700 0.00
Zions Bancorporation (ZION COM 989701107 $2,198,000
95,300 SH 95,300
95,300 0.00
Column Total $558,234,000