0000920440-11-000005.txt : 20110802
0000920440-11-000005.hdr.sgml : 20110802
20110802092455
ACCESSION NUMBER: 0000920440-11-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110802
DATE AS OF CHANGE: 20110802
EFFECTIVENESS DATE: 20110802
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WAFRA INVESTMENT ADVISORY GROUP INC /NY
CENTRAL INDEX KEY: 0000920440
IRS NUMBER: 133244612
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03809
FILM NUMBER: 111002198
BUSINESS ADDRESS:
STREET 1: 345 PARK AVENUE 41ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 101540101
BUSINESS PHONE: 2127593700
MAIL ADDRESS:
STREET 1: 345 PARK AVENUE 41ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 101540101
13F-HR
1
h13f-063011.txt
FORM 13F COVER PAGE
Report for Calendar Year or Quarter ended: June 30, 2011
Check here if Amendment [ ] ; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Wafra Investment Advisory Group, Inc.
Address: 345 Park Avenue, 41st Floor
New York, NY 10154
13F File number:
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the
person signing the report is authorized to submit it, that
al information contained herein is true, correct and
complete, and that is understood that all required items,
statements schedules, lists and tables, are considered
internal parts of this form.
Person signing this report on behalf of Reporting Manager:
Name: Vincent Campagna
Title: Chief Compliance Officer
Phone: 212-759-3700
Signature, Place, and Date of Signing:
Vincent Campagna New York, NY, August 2, 2011
Report Type (Check only one)
[X] 13F Holding Report
[ ] 13F Notice
[ ] 13F Combination Report.
List of Other Managers Reporting for this Manager:
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 91
Form 13F Information Value Total: $555,494
List of Other Managers Included: 0
FORM 13F (SEC USE ONLY)
6/30/2011
Name of Reporting Manager
Item 6: Item 8:
Item 1: Item 2: Item 3: Item 4:
Item 5: Investment Discretion Item 7:
Voting Authority Shares
Title Fair
Shares or Shares (SH) (a) Sole (b) Shared- (c) Shared- Managers
Name of Issuer of Class Cusip No. Market Value
Principal AmtPrincipal (PRIN) Put/Call As Defined Other See Instr. V
(a) Sole (b) Shared (c) None
in Instr. V
AT&T Inc. (T) COM 00206R102 $9,411,000
299,618 SH 299,618
172,629 126,989
Allegheny Technologies (ATI) COM 01741R102 $3,221,000
50,750 SH 50,750
31,250 19,500
Allergan Inc. (AGN) COM 018490102 $7,388,000
88,750 SH 88,750
51,650 37,100
Amazon. Com Inc. (AMZN COM 023135106 $8,231,000
40,250 SH 40,250
21,000 19,250
American Express Company (AXP) COM 025816109 $8,272,000
160,000 SH 160,000
81,400 78,600
American Tower Corp. (AMT) COM 029912201 $543,000
10,375 SH 10,375
10,375 0.00
American Waterworks (AWK) COM 030420103 $5,997,000
203,650 SH 203,650
114,250 89,400
Ameriprise Financial Inc. (AMP) COM 03076C106 $6,569,000
113,885 SH 113,885
61,280 52,605
Anadarko Petroleum Corp. (APC) COM 032511107 $5,304,000
69,100 SH 69,100
37,900 31,200
Ann Taylor Stores Corp. (ANN) COM 035623107 $284,000
10,900 SH 10,900
10,900 0.00
Apache Corp. (APA) COM 037411105 $7,969,000
64,585 SH 64,585
39,385 25,200
Apple Computer Inc. (AAPL COM 037833100 $28,649,000
85,350 SH 85,350
54,900 30,450
Atmel Corp. (ATML COM 049513104 $295,000
21,000 SH 21,000
21,000 0.00
Baker Hughes Inc. (BHI) COM 057224107 $8,265,000
113,900 SH 113,900
63,000 50,900
Bank of America Corp. (BAC) COM 060505104 $8,533,000
778,522 SH 778,522
417,350 361,172
Berkshire Hathaway Inc. (BRK/B CL B NEW 084670702 $4,334,000
56,000 SH 56,000
29,150 26,850
Broadcom Corp -CL A (BRCM COM 111320107 $4,699,000
139,675 SH 139,675
80,675 59,000
CVS / Caremark Corp (CVS) COM 126650100 $8,410,000
223,795 SH 223,795
127,255 96,540
Capital One Financial Corp. (COF) COM 14040H105 $7,167,000
138,700 SH 138,700
75,700 63,000
Caterpillar Inc. (CAT) COM 149123101 $6,388,000
60,000 SH 60,000
31,150 28,850
Celgene Corp. (CELG COM 151020104 $6,876,000
114,000 SH 114,000
59,700 54,300
ChevronTexaco Corp. (CVX) COM 166764100 $5,978,000
58,125 SH 58,125
37,225 20,900
Cirrus Logic Inc. (CRUS COM 172755100 $413,000
26,000 SH 26,000
26,000 0.00
Citigroup Inc. (C) COM 172967424 $9,165,000
220,100 SH 220,100
113,750 106,350
Coach Inc. (COH) COM 189754104 $6,081,000
95,125 SH 95,125
57,425 37,700
Coca-Cola Company (KO) COM 191216100 $11,029,000
163,900 SH 163,900
95,450 68,450
Conoco Phillips (COP) COM 20825C104 $3,733,000
49,650 SH 49,650
29,400 20,250
Cummins Inc (CMI) COM 231021106 $6,102,000
58,960 SH 58,960
33,760 25,200
Deere & Co. (DE) COM 244199105 $4,761,000
57,750 SH 57,750
29,900 27,850
Diamond Offshore Drilling (DO) COM 25271C102 $2,246,000
31,900 SH 31,900
20,600 11,300
Dollar Tree Stores Inc. (DLTR COM 256746108 $3,767,000
56,550 SH 56,550
34,500 22,050
Dow Chemical (DOW) COM 260543103 $4,889,000
135,800 SH 135,800
79,000 56,800
Eaton Vance (EV) COM 278265103 $384,000
12,700 SH 12,700
12,700 0.00
Edwards Lifesciences Corp. (EW) COM 28176E108 $6,549,000
75,125 SH 75,125
46,225 28,900
Express Scripts Inc. 'A' (ESRX COM 302182100 $6,899,000
127,800 SH 127,800
75,200 52,600
Exxon Mobil Corporation (XOM) COM 30231G102 $13,782,000
169,350 SH 169,350
106,300 63,050
FMC Technologies (FTI) COM 30249U101 $614,000
13,700 SH 13,700
13,700 0.00
First Trust Financial Alpha Dex ETF (FXO) FINLS ALPHADEX 33734X135 $315,000
21,500 SH 21,500
21,500 0.00
Fluor Corp. (FLR) COM 343412102 $6,188,000
95,700 SH 95,700
55,100 40,600
Freeport McMoran Class B (FCX) COM 35671D857 $6,656,000
125,830 SH 125,830
71,130 54,700
Frontier Communicatns (FTR) COM 35906A108 $207,000
25,603 SH 25,603
11,081 14,522
General Electric Co. (GE) COM 369604103 $12,074,000
640,175 SH 640,175
331,875 308,300
Gilead Sciences Inc. (GILD COM 375558103 $7,219,000
174,325 SH 174,325
101,425 72,900
Glaxosmithkline Plc. (GSK) COM 37733W105 $1,180,000
27,500 SH 27,500
27,500 0.00
Goldman Sachs Group (GS) COM 38141G104 $4,093,000
30,750 SH 30,750
16,600 14,150
Google - A (GOOG CL A 38259P508 $10,391,000
20,520 SH 20,520
11,920 8,600
Green Mountain Coffee Roasters (GMCR COM 393122106 $3,532,000
39,575 SH 39,575
23,975 15,600
HMS Holdings (HMSY COM 40425J101 $5,946,000
77,350 SH 77,350
46,650 30,700
Home Depot Inc. (HD) COM 437076102 $7,052,000
194,700 SH 194,700
109,100 85,600
Honeywell International Inc. (HON) COM 438516106 $7,955,000
133,500 SH 133,500
77,250 56,250
Huntington Bancshares (HBAN COM 446150104 $3,428,000
522,550 SH 522,550
287,100 235,450
ION Geophysical Corp (IO) COM 462044108 $470,000
49,650 SH 49,650
49,650 0.00
Int'l Business Machines Corp. (IBM) COM 459200101 $13,245,000
77,205 SH 77,205
44,855 32,350
Intel Corp. (INTC COM 458140100 $3,978,000
179,500 SH 179,500
106,850 72,650
J.B. Hunt Transport Services Inc. (JBHT COM 445658107 $5,185,000
110,100 SH 110,100
63,600 46,500
JP Morgan Chase & Co. (JPM) COM 46625H100 $10,865,000
265,400 SH 265,400
140,700 124,700
Johnson & Johnson (JNJ) COM 478160104 $12,428,000
186,825 SH 186,825
107,525 79,300
Joy Global (JOYG COM 481165108 $3,350,000
35,175 SH 35,175
20,600 14,575
Marathon Oil Group (MRO) COM 565849106 $8,729,000
165,700 SH 165,700
95,300 70,400
McDonald's Corporation (MCD) COM 580135101 $8,601,000
102,000 SH 102,000
52,850 49,150
Microchip Tech. (MCHP COM 595017104 $477,000
12,575 SH 12,575
12,575 0.00
Microsoft Corp. (MSFT COM 594918104 $8,751,000
336,575 SH 336,575
204,425 132,150
Nike Inc. (NKE) COM 654106103 $6,998,000
77,775 SH 77,775
44,475 33,300
Omnivision Technologies (OVTI COM 682128103 $613,000
17,600 SH 17,600
17,600 0.00
Oracle Corporation (ORCL COM 68389X105 $564,000
17,150 SH 17,150
17,150 0.00
PPL Corp. (PPL) COM 69351T106 $4,425,000
159,000 SH 159,000
82,700 76,300
Pepsico Inc. (PEP) COM 713448108 $9,573,000
135,925 SH 135,925
75,050 60,875
Perrigo Co. (PRGO COM 714290103 $5,369,000
61,100 SH 61,100
37,300 23,800
Petsmart Inc. (PETM COM 716768106 $456,000
10,050 SH 10,050
10,050 0.00
Pfizer Inc. (PFE) COM 717081103 $12,247,000
594,497 SH 594,497
343,202 251,295
Polo Ralph Lauren Corp. (RL) COM 731572103 $5,659,000
42,675 SH 42,675
25,950 16,725
Procter & Gamble Co. (PG) COM 742718109 $12,301,000
193,500 SH 193,500
110,000 83,500
Prudential Financial Inc. (PRU) COM 744320102 $6,117,000
96,200 SH 96,200
51,400 44,800
Qualcomm Inc. (QCOM COM 747525103 $9,944,000
175,100 SH 175,100
100,000 75,100
Red Hat (RHT) COM 756577102 $3,461,000
75,400 SH 75,400
43,600 31,800
Resmed Inc. (RMD) COM 761152107 $908,000
29,350 SH 29,350
29,350 0.00
SPDR Trust Series 1 Index Fund (SPY) COM 78462F103 $29,502,000
223,550 SH 223,550
38,150 185,400
Salesforce.com (CRM) COM 79466L302 $3,158,000
21,200 SH 21,200
12,200 9,000
Schlumberger Ltd. (SLB) COM 806857108 $11,972,000
138,560 SH 138,560
71,735 66,825
Sei Investments Company (SEIC COM 784117103 $369,000
16,400 SH 16,400
16,400 0.00
Skyworks Solutions Inc. (SWKS COM 83088M102 $458,000
19,950 SH 19,950
19,950 0.00
TJX Companies (TJX) COM 872540109 $5,965,000
113,550 SH 113,550
62,700 50,850
The Mosaic Company (MOS) COM 61945C103 $4,243,000
62,650 SH 62,650
33,625 29,025
The Walt Disney Co. (DIS) COM 254687106 $6,725,000
172,250 SH 172,250
90,750 81,500
Tibco Software (TIBX COM 88632Q103 $543,000
18,700 SH 18,700
18,700 0.00
United Therapeutics Corp (UTHR COM 91307C102 $3,675,000
66,700 SH 66,700
39,250 27,450
VMware (VMW) CL A COM 928563402 $4,831,000
48,200 SH 48,200
26,500 21,700
Verizon Communications (VZ) COM 92343V104 $5,392,000
144,820 SH 144,820
67,620 77,200
Wells Fargo Company (WFC) COM 949746101 $3,609,000
128,631 SH 128,631
67,520 61,111
Whole Foods Market (WFM) COM 966837106 $6,631,000
104,500 SH 104,500
55,450 49,050
Zions Bancorporation (ZION COM 989701107 $4,274,000
178,000 SH 178,000
97,600 80,400
Column Total $555,494,000