-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PeXnjD+z+u9Msgu0bLQsNIokfKHVGA7nCng1xFsF/cvnp/Rh6HXxYavOY5B6j481 UfmJwsy23Tu45/+YlAxftA== 0000920440-09-000003.txt : 20090805 0000920440-09-000003.hdr.sgml : 20090805 20090805102439 ACCESSION NUMBER: 0000920440-09-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090805 DATE AS OF CHANGE: 20090805 EFFECTIVENESS DATE: 20090805 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WAFRA INVESTMENT ADVISORY GROUP INC /NY CENTRAL INDEX KEY: 0000920440 IRS NUMBER: 133244612 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03809 FILM NUMBER: 09985906 BUSINESS ADDRESS: STREET 1: 345 PARK AVENUE 41ST FLOOR CITY: NEW YORK STATE: NY ZIP: 101540101 BUSINESS PHONE: 2127593700 MAIL ADDRESS: STREET 1: 345 PARK AVENUE 41ST FLOOR CITY: NEW YORK STATE: NY ZIP: 101540101 13F-HR 1 h13f-063009.txt FORM 13F COVER PAGE Report for Calendar Year or Quarter ended: June 30, 2009 Check here if Amendment [ ] ; Amendment Number: This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Wafra Investment Advisory Group, Inc. Address: 345 Park Avenue, 41st Floor New York, NY 10154 13F File number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that al information contained herein is true, correct and complete, and that is understood that all required items, statements schedules, lists and tables, are considered internal parts of this form. Person signing this report on behalf of Reporting Manager: Name: Vincent Campagna Title: Chief Compliance Officer Phone: 212-759-3700 Signature, Place, and Date of Signing: Vincent Campagna New York, NY, August 5, 2009 Report Type (Check only one) [X] 13F Holding Report [ ] 13F Notice [ ] 13F Combination Report. List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 93 Form 13F Information Value Total: $334,568 List of Other Managers Included: 0 FORM 13F (SEC USE ONLY) 6/30/2009 Name of Reporting Manager Item 6: Item 8: Item 1: Item 2: Item 3: Item 4: Item 5: Investment Discretion Item 7: Voting Authority Shares Title Fair Shares or Shares (SH) (a) Sole (b) Shared- (c) Shared- Managers Name of Issuer of Class Cusip No. Market Value Principal AmtPrincipal (PRIN) Put/Call As Defined Other See Instr. V (a) Sole (b) Shared (c) None in Instr. V AT&T Inc. (T) COM 00206R102 $7,783,000 313,318 SH 313,318 186,329 126,989 Abbott Laboratories (ABT) COM 002824100 $6,781,000 144,150 SH 144,150 90,250 53,900 Accenture Ltd. (ACN) CL A G1150G111 $1,979,000 59,150 SH 59,150 34,900 24,250 Activision Blizzard (ATVID COM 00507V109 $159,000 12,550 SH 12,550 12,550 0 Aflac Inc. (AFL) COM 001055102 $3,479,000 111,900 SH 111,900 66,500 45,400 American Express Company (AXP) COM 025816109 $2,525,000 108,650 SH 108,650 66,900 41,750 American Tower Corp. (AMT) COM 029912201 $327,000 10,375 SH 10,375 10,375 0 Ameriprise Financial Inc. (AMP) COM 03076C106 $1,842,000 75,885 SH 75,885 46,730 29,155 Anadarko Petroleum Corp. (APC) COM 032511107 $4,204,000 92,625 SH 92,625 51,900 40,725 Apache Corp. (APA) COM 037411105 $4,452,000 61,700 SH 61,700 39,385 22,315 Apple Computer Inc. (AAPL COM 037833100 $6,530,000 45,850 SH 45,850 27,150 18,700 Arris Group (ARRS COM 04269Q100 $307,000 25,250 SH 25,250 25,250 0 Avon Products (AVP) COM 054303102 $2,035,000 78,950 SH 78,950 48,750 30,200 Bank of America Corp. (BAC) COM 060505104 $1,899,000 143,889 SH 143,889 89,017 54,872 Bed Bath & Beyond Inc. (BBBY COM 075896100 $2,595,000 84,375 SH 84,375 51,325 33,050 Broadcom Corp -CL A (BRCM COM 111320107 $3,639,000 146,775 SH 146,775 97,850 48,925 C.H. Robinson Worldwide Inc. (CHRW COM 12541W209 $529,000 10,150 SH 10,150 10,150 0 CVS / Caremark Corp (CVS) COM 126650100 $6,022,000 188,948 SH 188,948 113,355 75,593 Caterpillar Inc. (CAT) COM 149123101 $2,732,000 82,700 SH 82,700 49,200 33,500 Celgene Corp. (CELG COM 151020104 $4,444,000 92,900 SH 92,900 55,200 37,700 Cisco Systems Inc. (CSCO COM 17275R102 $7,826,000 419,650 SH 419,650 263,000 156,650 Citigroup Inc. (C) COM 172967101 $425,000 143,150 SH 143,150 93,600 49,550 Coach Inc. (COH) COM 189754104 $4,808,000 178,875 SH 178,875 112,875 66,000 Coca-Cola Company (KO) COM 191216100 $7,081,000 147,550 SH 147,550 90,300 57,250 Conoco Phillips (COP) COM 20825C104 $5,118,000 121,695 SH 121,695 71,845 49,850 Deere & Co. (DE) COM 244199105 $3,207,000 80,275 SH 80,275 42,050 38,225 Diamond Offshore Drilling (DO) COM 25271C102 $1,860,000 22,400 SH 22,400 22,400 0 Dow Chemical (DOW) COM 260543103 $2,097,000 129,900 SH 129,900 79,000 50,900 EMC Corp/Mass (EMC) COM 268648102 $2,017,000 153,950 SH 153,950 108,100 45,850 EOG Resources Inc. (EOG) COM 26875P101 $1,151,000 16,950 SH 16,950 16,950 0 EQT Corp (EQT) COM 26884L109 $379,000 10,850 SH 10,850 10,850 0 Eaton Vance (EV) COM 278265103 $340,000 12,700 SH 12,700 12,700 0 Endo Pharma (ENDP COM 29264F205 $211,000 11,800 SH 11,800 11,800 0 Exelon (EXC) COM 30161N101 $5,374,000 104,950 SH 104,950 65,550 39,400 Express Scripts Inc. 'A' (ESRX COM 302182100 $6,499,000 94,525 SH 94,525 59,025 35,500 Exxon Mobil Corporation (XOM) COM 30231G102 $14,863,000 212,598 SH 212,598 130,048 82,550 FMC Technologies (FTI) COM 30249U101 $498,000 13,250 SH 13,250 13,250 0 Fluor Corp. (FLR) COM 343412102 $3,365,000 65,600 SH 65,600 41,800 23,800 General Electric Co. (GE) COM 369604103 $6,122,000 522,375 SH 522,375 302,275 220,100 Genzyme Corp. Genl Division (GENZ COM 372917104 $3,009,000 54,050 SH 54,050 33,450 20,600 Gilead Sciences Inc. (GILD COM 375558103 $5,106,000 109,000 SH 109,000 71,825 37,175 Glaxosmithkline Plc. (GSK) COM 37733W105 $972,000 27,500 SH 27,500 27,500 0 Goldman Sachs Group (GS) COM 38141G104 $5,820,000 39,475 SH 39,475 24,500 14,975 Hanesbrands Inc. (HBI) COM 410345102 $186,000 12,400 SH 12,400 12,400 0 Harmonic Inc (HLIT COM 413160102 $161,000 27,300 SH 27,300 27,300 0 Hewlett-Packard Co. (HPQ) COM 428236103 $4,059,000 105,025 SH 105,025 67,750 37,275 Hologic Inc. (HOLX COM 436440101 $2,607,000 182,930 SH 182,930 116,580 66,350 Honeywell International Inc. (HON) COM 438516106 $2,798,000 89,100 SH 89,100 59,150 29,950 Ingersoll-Rand Co. (IR) COM G4776G101 $1,640,000 78,450 SH 78,450 56,400 22,050 Int'l Business Machines Corp. (IBM) COM 459200101 $9,137,000 87,500 SH 87,500 58,750 28,750 Intel Corp. (INTC COM 458140100 $4,609,000 278,475 SH 278,475 177,875 100,600 J.B. Hunt Transport Services Inc. (JBHT COM 445658107 $771,000 25,250 SH 25,250 25,250 0 JP Morgan Chase & Co. (JPM) COM 46625H100 $6,907,000 202,500 SH 202,500 122,400 80,100 Johnson & Johnson (JNJ) COM 478160104 $6,337,000 111,575 SH 111,575 72,225 39,350 Joy Global (JOYG COM 481165108 $2,072,000 58,000 SH 58,000 38,275 19,725 Kraft Foods Inc -A (KFT) COM 50075N104 $4,283,000 169,012 SH 169,012 97,212 71,800 MEMC Electronic Materials (WFR) COM 552715104 $1,850,000 103,850 SH 103,850 61,000 42,850 Marathon Oil Group (MRO) COM 565849106 $3,436,000 114,025 SH 114,025 72,450 41,575 McDonald's Corporation (MCD) COM 580135101 $6,568,000 114,250 SH 114,250 67,650 46,600 Medtronics Inc. (MDT) COM 585055106 $5,356,000 153,525 SH 153,525 96,850 56,675 Merck & Co. Inc. (MRK) COM 589331107 $3,314,000 118,525 SH 118,525 74,675 43,850 Microchip Tech. (MCHP COM 595017104 $2,249,000 99,750 SH 99,750 68,875 30,875 Microsoft Corp. (MSFT COM 594918104 $6,850,000 288,175 SH 288,175 183,025 105,150 Monsanto Co. (MON) COM 61166W101 $4,420,000 59,450 SH 59,450 39,200 20,250 Morgan Stanley (MS) COM 617446448 $3,179,000 111,500 SH 111,500 70,150 41,350 NetApp Inc (NTAP COM 64110D104 $4,206,000 213,275 SH 213,275 136,550 76,725 Nike Inc. (NKE) COM 654106103 $4,834,000 93,350 SH 93,350 57,500 35,850 Oracle Corporation (ORCL COM 68389X105 $5,565,000 259,825 SH 259,825 161,425 98,400 PPL Corp. (PPL) COM 69351T106 $4,689,000 142,250 SH 142,250 82,700 59,550 Peabody Energy (BTU) COM 704549104 $339,000 11,250 SH 11,250 11,250 0 Pepsico Inc. (PEP) COM 713448108 $5,398,000 98,225 SH 98,225 56,250 41,975 Petsmart Inc. (PETM COM 716768106 $248,000 11,550 SH 11,550 11,550 0 Pfizer Inc. (PFE) COM 717081103 $3,505,000 233,650 SH 233,650 147,225 86,425 Phillip Morris International (PM) COM 718172109 $6,574,000 150,700 SH 150,700 86,650 64,050 Polo Ralph Lauren Corp. (RL) COM 731572103 $2,957,000 55,225 SH 55,225 35,800 19,425 Procter & Gamble Co. (PG) COM 742718109 $5,432,000 106,300 SH 106,300 66,650 39,650 Prudential Financial Inc. (PRU) COM 744320102 $2,700,000 72,550 SH 72,550 40,400 32,150 Qualcomm Inc. (QCOM COM 747525103 $5,650,000 124,995 SH 124,995 76,920 48,075 Quest Diagnostics Inc. (DGX) COM 74834L100 $3,987,000 70,650 SH 70,650 41,750 28,900 Resmed Inc. (RMD) COM 761152107 $598,000 14,675 SH 14,675 14,675 0 Ross Stores Inc. (ROST COM 778296103 $710,000 18,400 SH 18,400 18,400 0 SPDR Financial Select Sector (XLF SBI INT-FINL 81369Y605 $2,124,000 177,700 SH 177,700 19,650 158,050 Schlumberger Ltd. (SLB) COM 806857108 $4,240,000 78,360 SH 78,360 44,985 33,375 Sei Investments Company (SEIC COM 784117103 $296,000 16,400 SH 16,400 16,400 0 Skyworks Solutions Inc. (SWKS COM 83088M102 $174,000 17,750 SH 17,750 17,750 0 Spirit Aerosystems (SPR) COM 848574109 $2,035,000 148,075 SH 148,075 92,250 55,825 TJX Companies (TJX) COM 872540109 $2,831,000 90,000 SH 90,000 54,500 35,500 Target Corp. (TGT) COM 87612E106 $3,187,000 80,750 SH 80,750 47,850 32,900 The Walt Disney Co. (DIS) COM 254687106 $4,123,000 176,725 SH 176,725 105,225 71,500 Verizon Communications (VZ) COM 92343V104 $2,639,000 85,864 SH 85,864 46,164 39,700 Wal-Mart Stores Inc. (WMT) COM 931142103 $8,857,000 182,850 SH 182,850 115,750 67,100 Wells Fargo Company (WFC) COM 949746101 $6,092,000 251,106 SH 251,106 147,601 103,505 Wyeth (WYE) COM 983024100 $5,378,000 118,475 SH 118,475 73,175 45,300 Column Total $334,568,000
-----END PRIVACY-ENHANCED MESSAGE-----