0001604682-14-000008.txt : 20140902 0001604682-14-000008.hdr.sgml : 20140901 20140902124106 ACCESSION NUMBER: 0001604682-14-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140902 FILED AS OF DATE: 20140902 DATE AS OF CHANGE: 20140902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/ CENTRAL INDEX KEY: 0000920427 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 223282551 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 9087307630 MAIL ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 FORMER COMPANY: FORMER CONFORMED NAME: UNITY BANCORP INC /DE/ DATE OF NAME CHANGE: 19940316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DALLAS ROBERT H II CENTRAL INDEX KEY: 0001033204 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 141076997 MAIL ADDRESS: STREET 1: C/O UNITY BANCORP INC STREET 2: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-09-02 0 0000920427 UNITY BANCORP INC /NJ/ unty 0001033204 DALLAS ROBERT H II C/O UNITY BANK 64 OLD HIGHWAY 22 CLINTON NJ 08809 1 0 1 0 Common Stock 2014-09-02 4 P 0 1108 8.3 A 12191 D Common Stock 2014-09-02 4 P 0 164048 8.3 A 1657354 I Dallas Financial Holdings, LLC Stock Options 2014-09-02 4 P 0 19819 A Common Stock 19819 19819 D 148,807 shares held at R & T; 1,344,499 held in brokerage account; 164,048 shares purchased through Rights offering for a total of 1,657,354 shares. Total vested stock options: 4,863 at $9.83 expires 11/18/14; 2,756 at $12.62 expire 1/25/17; 4,200 at $7.10 expire 12/20/17; 8,000 at $3.80 expire 12/18/18. Also reported as Indirect ownership by Mr. Dallas' brother, David D. Dallas. 11,083 restricted shares; 1,108 shares purchased through Rights Offering for a total of 12,191. All previously reported shares in Direct ownership were transferred to Dallas Financial Holdings, LLC. Robert H. Dallas, II, poa Linda B. McDermott 2014-09-02