0001604682-14-000008.txt : 20140902
0001604682-14-000008.hdr.sgml : 20140901
20140902124106
ACCESSION NUMBER: 0001604682-14-000008
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140902
FILED AS OF DATE: 20140902
DATE AS OF CHANGE: 20140902
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/
CENTRAL INDEX KEY: 0000920427
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 223282551
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
BUSINESS PHONE: 9087307630
MAIL ADDRESS:
STREET 1: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
FORMER COMPANY:
FORMER CONFORMED NAME: UNITY BANCORP INC /DE/
DATE OF NAME CHANGE: 19940316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DALLAS ROBERT H II
CENTRAL INDEX KEY: 0001033204
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12431
FILM NUMBER: 141076997
MAIL ADDRESS:
STREET 1: C/O UNITY BANCORP INC
STREET 2: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2014-09-02
0
0000920427
UNITY BANCORP INC /NJ/
unty
0001033204
DALLAS ROBERT H II
C/O UNITY BANK
64 OLD HIGHWAY 22
CLINTON
NJ
08809
1
0
1
0
Common Stock
2014-09-02
4
P
0
1108
8.3
A
12191
D
Common Stock
2014-09-02
4
P
0
164048
8.3
A
1657354
I
Dallas Financial Holdings, LLC
Stock Options
2014-09-02
4
P
0
19819
A
Common Stock
19819
19819
D
148,807 shares held at R & T; 1,344,499 held in brokerage account; 164,048 shares purchased through Rights offering for a total of 1,657,354 shares.
Total vested stock options: 4,863 at $9.83 expires 11/18/14; 2,756 at $12.62 expire 1/25/17; 4,200 at $7.10 expire 12/20/17; 8,000 at $3.80 expire 12/18/18.
Also reported as Indirect ownership by Mr. Dallas' brother, David D. Dallas.
11,083 restricted shares; 1,108 shares purchased through Rights Offering for a total of 12,191.
All previously reported shares in Direct ownership were transferred to Dallas Financial Holdings, LLC.
Robert H. Dallas, II, poa Linda B. McDermott
2014-09-02