0001562180-21-007568.txt : 20211208 0001562180-21-007568.hdr.sgml : 20211208 20211208170213 ACCESSION NUMBER: 0001562180-21-007568 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211207 FILED AS OF DATE: 20211208 DATE AS OF CHANGE: 20211208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRODY MARK S CENTRAL INDEX KEY: 0001248813 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 211479384 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/ CENTRAL INDEX KEY: 0000920427 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 223282551 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 9087307630 MAIL ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 FORMER COMPANY: FORMER CONFORMED NAME: UNITY BANCORP INC /DE/ DATE OF NAME CHANGE: 19940316 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2021-12-07 false 0000920427 UNITY BANCORP INC /NJ/ UNTY 0001248813 BRODY MARK S C/O UNITY BANK 64 OLD HIGHWAY 22 CLINTON NJ 08809 true false false false Common Stock 2021-12-08 4 S false 2190.00 26.0357 D 67077.00 D Common Stock 40102.00 I Financial Planning Analysts Common Stock 255465.00 I Financial Planning Analysts Dispositive Shares Restricted Stock 1675.00 D Stock Options (Right to buy) Common Stock 22800.00 D This transaction was executed in multiple trades at prices ranging from $26.00 USD to $26.22 USD, the price reported above reflects the weighted average sale price. A total of 67,077 shares are beneficially owned by Dr. Brody; 33,712 are held in accounts at Computershare, of which 33,592 are held jointly with his spouse, 13,436 are held in street name, and 19,929 are held in an account at Shareworks. Shares held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority, but has dispositive power. 1,675 restricted shares are held in an account at Computershare, which have upcoming vesting dates. 22,800 stock options were granted under various dates and vesting periods of which 13,400 are currently exercisable. Total Beneficial Ownership: 377,719 Dr. Mark Brody, POA Laurie Cook, Chief Accounting Officer/SVP 2021-12-08