-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E9AVZlZTxbFvtEJlO27N77ifK34tGVdir2zmvsCD8coFnd42P80GzzaEhcpjqNMX fMZyAocZDEMuatetE7qKrw== 0000950123-07-012552.txt : 20070912 0000950123-07-012552.hdr.sgml : 20070912 20070912170258 ACCESSION NUMBER: 0000950123-07-012552 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20070912 DATE AS OF CHANGE: 20070912 GROUP MEMBERS: D. E. SHAW & CO., L.L.C. GROUP MEMBERS: D. E. SHAW & CO., L.P. GROUP MEMBERS: D. E. SHAW SYNOPTIC PORTFOLIOS 2, L.L.C. GROUP MEMBERS: DAVID E. SHAW SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC CENTRAL INDEX KEY: 0000920424 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 133757717 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-45125 FILM NUMBER: 071113756 BUSINESS ADDRESS: STREET 1: 380 MADISON AVE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125884000 MAIL ADDRESS: STREET 1: 380 MADISON AVE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: D. E. SHAW LAMINAR PORTFOLIOS, L.L.C. CENTRAL INDEX KEY: 0001263972 IRS NUMBER: 010577802 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 39TH FLOOR, TOWER 45 STREET 2: 120 WEST FORTY-FIFTH STREET CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2124780000 MAIL ADDRESS: STREET 1: 39TH FLOOR, TOWER 45 STREET 2: 120 WEST FORTY-FIFTH STREET CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: D.E. SHAW LAMINAR PORTFOLIOS, L.L.C. DATE OF NAME CHANGE: 20060928 FORMER COMPANY: FORMER CONFORMED NAME: DE SHAW LAMINAR PORTFOLIOS LLC DATE OF NAME CHANGE: 20030916 SC 13D/A 1 y39623sc13dza.txt AMENDMENT NO. 1 TO SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Investment Technology Group, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 46145F105 (CUSIP Number) D. E. Shaw Laminar Portfolios, L.L.C. Attn: Compliance Department 120 West Forty-Fifth Street Floor 39, Tower 45 New York, NY 10036 212-478-0000 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) September 10, 2007 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box: [ ] NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 240.13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D - -------------------------------------------------------------------------------- CUSIP NO. 46145F105 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON D. E. Shaw Laminar Portfolios, L.L.C. FEIN 01-0577802 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) WC - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER -0- NUMBER OF ----------------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY 3,430,418 OWNED BY ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING -0- PERSON WITH ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 3,430,418 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,430,418 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.7% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) OO - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- CUSIP NO. 46145F105 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON D. E. Shaw Synoptic Portfolios 2, L.L.C. FEIN 20-4229475 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) WC - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER -0- NUMBER OF ----------------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY 157 OWNED BY ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING -0- PERSON WITH ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 157 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 157 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) OO - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- CUSIP NO. 46145F105 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON D. E. Shaw & Co., L.L.C. FEIN 13-3799946 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) AF - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER -0- NUMBER OF ----------------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY 3,430,575 OWNED BY ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING -0- PERSON WITH ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 3,430,575 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,430,575 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.7% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) OO - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- CUSIP NO. 46145F105 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON D. E. Shaw & Co., L.P. FEIN 13-3695715 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) AF - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER -0- NUMBER OF ----------------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY 3,430,575 OWNED BY ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING -0- PERSON WITH ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 3,430,575 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,430,575 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.7% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IA, PN - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- CUSIP NO. 46145F105 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON David E. Shaw - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) AF - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER -0- NUMBER OF ----------------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY 3,430,575 OWNED BY ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING -0- PERSON WITH ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 3,430,575 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,430,575 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.7% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - -------------------------------------------------------------------------------- AMENDMENT NO. 1 TO SCHEDULE 13D This Amendment No. 1 to Schedule 13D amends and supplements the Schedule 13D filed with the Securities and Exchange Commission on June 12, 2007 (the "Schedule 13D"). Capitalized terms used herein which are not defined herein have the meanings given to such terms in the Schedule 13D. Except as otherwise provided herein, all Items of the Schedule 13D remain unchanged. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION Item 3 of the Schedule 13D is hereby supplemented as follows: In acquiring 702,550 additional Common Shares owned by Laminar, Laminar expended approximately $28,492,512 (excluding commissions) of its working capital. ITEM 4. PURPOSE OF TRANSACTION Item 4 of the Schedule 13D is hereby supplemented as follows: In order to retain its flexibility to increase its holdings of Common Stock in the Issuer, D. E. Shaw Composite International Fund (the controlling entity of Laminar for purposes of premerger notification to the Federal Trade Commission) filed a Premerger Notification and Report Form (FTC Form C4) with the Federal Trade Commission under the Hart Scott Rodino Antitrust Improvements Act of 1976 (the "HSR Act") on August 2, 2007, and requested early termination of the waiting period pursuant to the HSR Act. On September 4, 2007, the Premerger Notification Office verbally granted early termination of the HSR Act waiting period. As a result of the expiration of the waiting period under the HSR Act, the Reporting Persons are permitted under the HSR Act to purchase additional shares of Common Stock such that the Reporting Persons could hold up to $500 million (subject to adjustment from time to time in accordance with the HSR Act, with the current threshold being $597.9 million) in total market value of Common Stock of the Issuer at the time of any such purchase. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER Paragraphs (a), (b) and (c) of Item 5 of the Schedule 13D are hereby replaced as follows: (a), (b) Based upon the Issuer's Form 10-Q, filed with the Securities and Exchange Commission on August 9, 2007, there were 44,408,018 Common Shares issued and outstanding as of August 1, 2007. On June 12, 2007, Laminar beneficially owned 2,727,868 Common Shares, which represented approximately 6.1% of the outstanding Common Shares. The 3,430,418 Common Shares beneficially owned by Laminar at the time of this filing's submission (due to additional acquisitions since June 12, 2007) (the "Laminar Shares") represent approximately 7.7% of the Common Shares issued and outstanding. The 157 Common Shares beneficially owned by Synoptic (the "Synoptic Shares") represent approximately 0.000004% of the Common Shares issued and outstanding. Laminar has the power to vote or to direct the vote of (and the power to dispose or direct the disposition of) the Laminar Shares. Synoptic has the power to vote or to direct the vote of (and the power to dispose or direct the disposition of) the Synoptic Shares. DESCO LP, as Laminar and Synoptic's investment adviser, and DESCO LLC, as Laminar and Synoptic's managing member, may be deemed to have the shared power to vote or direct the vote of (and the shared power to dispose or direct the disposition of) the Laminar Shares and the Synoptic Shares. As managing member of DESCO LLC, DESCO II, Inc. may be deemed to have the shared power to vote or to direct the vote of (and the shared power to dispose or direct the disposition of) the Laminar Shares and the Synoptic Shares. As general partner of DESCO LP, DESCO, Inc. may be deemed to have the shared power to vote or to direct the vote of (and the shared power to dispose or direct the disposition of) the Laminar Shares and the Synoptic Shares. None of DESCO LP, DESCO LLC, DESCO, Inc., or DESCO II, Inc., owns any Common Shares directly, and each such entity disclaims beneficial ownership of the Laminar Shares and the Synoptic Shares. David E. Shaw does not own any Common Shares directly. By virtue of David E. Shaw's position as president and sole shareholder of DESCO, Inc., which is the general partner of DESCO LP, and by virtue of David E. Shaw's position as president and sole shareholder of DESCO II, Inc., which is the managing member of DESCO LLC, David E. Shaw may be deemed to have the shared power to vote or direct the vote of (and the shared power to dispose or direct the disposition of) the Laminar Shares and the Synoptic Shares and, therefore, David E. Shaw may be deemed to be the indirect beneficial owner of the Laminar Shares and the Synoptic Shares. David E. Shaw disclaims beneficial ownership of the Laminar Shares and the Synoptic Shares. As of the date hereof, neither any Reporting Person nor, to the best knowledge of any Reporting Person, any of the persons set forth in Item 2 owns any Common Shares other than the Laminar Shares and the Synoptic Shares. (c) The trading dates, number of Common Shares purchased or sold and the price per share for all transactions by the Reporting Persons in the Common Shares within the last 60 days, which were all brokered transactions, are set forth below:
NUMBER OF SHARES NAME DATE PURCHASED/(SOLD) PRICE - ---- ------- ----------------- ------ Laminar 9/5/07 1,739 $ 40.7 Laminar 9/5/07 2,300 $40.72 Laminar 9/5/07 200 $40.73 Laminar 9/5/07 3,346 $40.76 Laminar 9/5/07 1,500 $40.77
Laminar 9/5/07 900 $40.79 Laminar 9/5/07 1,154 $ 40.8 Laminar 9/5/07 1,100 $40.81 Laminar 9/5/07 3,000 $40.83 Laminar 9/5/07 3,100 $40.85 Laminar 9/5/07 4,000 $40.86 Laminar 9/5/07 2,000 $40.87 Laminar 9/5/07 1,700 $40.88 Laminar 9/5/07 5,673 $40.89 Laminar 9/5/07 36,978 $ 40.9 Laminar 9/5/07 7,436 $40.91 Laminar 9/5/07 11,183 $40.92 Laminar 9/5/07 5,956 $40.93 Laminar 9/5/07 4,583 $40.94 Laminar 9/5/07 24,272 $40.95 Laminar 9/5/07 (3,400) $40.98 Laminar 9/5/07 (7,300) $40.99 Laminar 9/6/07 200 $40.07 Laminar 9/6/07 1,057 $40.08 Laminar 9/6/07 2,400 $40.09 Laminar 9/6/07 919 $ 40.1 Laminar 9/6/07 500 $40.11 Laminar 9/6/07 2,044 $40.12 Laminar 9/6/07 700 $40.13
Laminar 9/6/07 763 $40.14 Laminar 9/6/07 3,414 $40.15 Laminar 9/6/07 4,000 $40.16 Laminar 9/6/07 1,036 $40.17 Laminar 9/6/07 1,000 $40.18 Laminar 9/6/07 2,745 $40.19 Laminar 9/6/07 1,400 $ 40.2 Laminar 9/6/07 4,500 $40.21 Laminar 9/6/07 1,500 $40.22 Laminar 9/6/07 3,054 $40.23 Laminar 9/6/07 3,500 $40.24 Laminar 9/6/07 10,072 $40.25 Laminar 9/6/07 2,028 $40.26 Laminar 9/6/07 3,400 $40.27 Laminar 9/6/07 946 $40.28 Laminar 9/6/07 2,258 $40.29 Laminar 9/6/07 2,000 $ 40.3 Laminar 9/6/07 600 $40.31 Laminar 9/6/07 600 $40.32 Laminar 9/6/07 3,800 $40.33 Laminar 9/6/07 1,000 $40.34 Laminar 9/6/07 5,600 $40.35 Laminar 9/6/07 2,700 $40.36 Laminar 9/6/07 3,600 $40.37
Laminar 9/6/07 7,500 $40.38 Laminar 9/6/07 1,800 $40.39 Laminar 9/6/07 12,551 $ 40.4 Laminar 9/6/07 13,399 $40.41 Laminar 9/6/07 12,194 $40.42 Laminar 9/6/07 200 $40.43 Laminar 9/6/07 4,200 $40.44 Laminar 9/6/07 4,500 $40.45 Laminar 9/6/07 900 $40.46 Laminar 9/6/07 1,100 $40.47 Laminar 9/6/07 15 $40.48 Laminar 9/6/07 800 $40.51 Laminar 9/6/07 1,985 $40.52 Laminar 9/6/07 1,900 $40.56 Laminar 9/6/07 500 $40.63 Laminar 9/6/07 100 $40.64 Laminar 9/6/07 200 $40.65 Laminar 9/6/07 1,000 $40.68 Laminar 9/6/07 1,900 $40.69 Laminar 9/6/07 2,700 $ 40.7 Laminar 9/6/07 300 $40.85 Laminar 9/6/07 400 $40.86 Laminar 9/6/07 1,300 $40.88 Laminar 9/6/07 500 $40.89
Laminar 9/6/07 1,700 $ 40.9 Laminar 9/6/07 800 $40.91 Laminar 9/6/07 1,200 $40.92 Laminar 9/6/07 300 $40.93 Laminar 9/6/07 400 $40.94 Laminar 9/6/07 2,600 $40.95 Laminar 9/6/07 2,000 $40.96 Laminar 9/6/07 4,900 $40.97 Laminar 9/6/07 800 $40.98 Laminar 9/6/07 300 $40.99 Laminar 9/6/07 10,700 $ 41 Laminar 9/6/07 (400) $41.01 Laminar 9/7/07 100 $39.95 Laminar 9/7/07 392 $39.96 Laminar 9/7/07 1,292 $39.97 Laminar 9/7/07 600 $39.98 Laminar 9/7/07 1,408 $39.99 Laminar 9/7/07 1,608 $ 40 Laminar 9/7/07 200 $40.01 Laminar 9/7/07 3,200 $40.02 Laminar 9/7/07 1,600 $40.03 Laminar 9/7/07 1,317 $40.04 Laminar 9/7/07 217 $40.05 Laminar 9/7/07 100 $40.06
Laminar 9/7/07 1,700 $40.09 Laminar 9/7/07 2,719 $ 40.1 Laminar 9/7/07 1,964 $40.11 Laminar 9/7/07 2,283 $40.14 Laminar 9/7/07 1,300 $40.15 Laminar 9/7/07 700 $40.16 Laminar 9/7/07 1,300 $40.39 Laminar 9/7/07 100 $40.43 Laminar 9/7/07 700 $40.44 Laminar 9/7/07 400 $40.45 Laminar 9/7/07 1,700 $40.46 Laminar 9/7/07 1,100 $40.47 Laminar 9/7/07 300 $40.48 Laminar 9/7/07 5,700 $40.49 Laminar 9/7/07 124,000 $40.50 Laminar 9/10/07 27,300 $40.32 Laminar 9/10/07 1,700 $40.33 Laminar 9/10/07 300 $40.34 Laminar 9/10/07 200 $40.35 Laminar 9/10/07 400 $40.38 Laminar 9/10/07 400 $40.39 Laminar 9/10/07 900 $ 40.4 Laminar 9/10/07 600 $40.44 Laminar 9/10/07 100 $40.45
Laminar 9/10/07 100 $40.46 Laminar 9/10/07 800 $40.48 Laminar 9/10/07 1,400 $40.49 Laminar 9/10/07 2,350 $ 40.5 Laminar 9/10/07 700 $40.51 Laminar 9/10/07 200 $40.52 Laminar 9/10/07 200 $40.54 Laminar 9/10/07 1,100 $40.56 Laminar 9/10/07 223,800 $ 40.6
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS Exhibit 1 Power of Attorney, granted by David E. Shaw relating to D. E. Shaw & Co., Inc., in favor of the signatories hereto, among others, dated February 24, 2004. Exhibit 2 Power of Attorney, granted by David E. Shaw relating to D. E. Shaw & Co. II, Inc., in favor of the signatories hereto, among others, dated February 24, 2004. SIGNATURES After reasonable inquiry and to the best of each of the undersigned's knowledge and belief, each of the undersigned, severally and not jointly, certifies that the information set forth in this statement is true, complete and correct. Powers of Attorney, dated February 24, 2004, granted by David E. Shaw in favor of Anne Dinning, Julius Gaudio, Lou Salkind, Stuart Steckler and Eric Wepsic are attached hereto as Exhibit 1 and Exhibit 2 and incorporated herein by reference. Dated: September 12, 2007 D. E. SHAW LAMINAR PORTFOLIOS, L.L.C. By: D. E. SHAW & CO., L.L.C., as Managing Member By: /s/ Eric Wepsic ------------------------------------ Name: Eric Wepsic Title: Managing Director D. E. SHAW SYNOPTIC PORTFOLIOS 2, L.L.C. By: D. E. SHAW & CO., L.L.C., as Managing Member By: /s/ Eric Wepsic ------------------------------------ Name: Eric Wepsic Title: Managing Director D. E. SHAW & Co., L.L.C. By: /s/ Eric Wepsic ------------------------------------ Name: Eric Wepsic Title: Managing Director D. E. SHAW & Co., L.P. By: /s/ Eric Wepsic ------------------------------------ Name: Eric Wepsic Title: Managing Director DAVID E. SHAW By: /s/ Eric Wepsic ------------------------------------ Name: Eric Wepsic Title: Attorney-in-Fact for David E. Shaw
EX-99.1 2 y39623exv99w1.txt POWER OF ATTORNEY EXHIBIT 1 POWER OF ATTORNEY FOR CERTAIN FILINGS UNDER THE SECURITIES EXCHANGE ACT OF 1934 I, David E. Shaw, hereby make, constitute and appoint each of: Anne Dinning, Julius Gaudio, Lou Salkind, Stuart Steckler, and Eric Wepsic, acting individually, as my agent and attorney-in-fact, with full power of substitution, for the purpose of, from time to time, executing in my name and/or my capacity as President of D. E. Shaw & Co., Inc. (acting for itself or as the general partner of D. E. Shaw & Co., L. P. and general partner or managing member of other entities, any which in turn may be acting for itself or other entities) all documents, certificates, instruments, statement, other filings, and amendments to the forgoing (collectively, "documents") determined by such person to be necessary or appropriate to comply with ownership or control-person reporting requirements imposed by any United States or non-United States governmental or regulatory authority, including without limitation Forms 3, 4, 5, 13D, 13F, and 13G required to be filed with the Securities and Exchange Commission; and delivering, furnishing or filing any such documents with the appropriate governmental or regulatory authority. Any such determination shall be conclusively evidenced by such person's execution, delivery, furnishing, and/or filing of the applicable document. This power of attorney shall be valid from the date hereof and replaces the power granted on February 5, 2001, which is hereby cancelled. IN WITNESS HEREOF, I have executed this instrument as of the date set forth below. Date: February 24, 2004 DAVID E. SHAW, as President of D. E. Shaw & Co., Inc. /s/ David E. Shaw New York, New York EX-99.2 3 y39623exv99w2.txt POWER OF ATTORNEY EXHIBIT 2 POWER OF ATTORNEY FOR CERTAIN FILINGS UNDER THE SECURITIES EXCHANGE ACT OF 1934 I, David E. Shaw, hereby make, constitute and appoint each of: Anne Dinning, Julius Gaudio, Lou Salkind, Stuart Steckler, and Eric Wepsic, acting individually, as my agent and attorney-in-fact, with full power of substitution, for the purpose of, from time to time, executing in my name and/or my capacity as President of D. E. Shaw & Co. II, Inc. (acting for itself and as the managing member of D. E. Shaw & Co., L.L.C., which in turn may be acting for itself or as the managing member of other companies) all documents, certificates, instruments, statement, other filings and amendments to the forgoing (collectively, "documents") determined by such person to be necessary or appropriate to comply with ownership or control-person reporting requirements imposed by any United States or non-United States governmental or regulatory authority, including without limitation Forms 3, 4, 5, 13D, 13F and 13G required to be filed with the Securities and Exchange Commission; and delivering, furnishing or filing any such documents with the appropriate governmental or regulatory authority. Any such determination shall be conclusively evidenced by such person's execution and delivery, furnishing or filing of the applicable document. This power of attorney shall be valid from the date hereof and replaces the power granted on February 5, 2001, which is hereby cancelled. IN WITNESS HEREOF, I have executed this instrument as of the date set forth below. Date: February 24, 2004 DAVID E. SHAW, as President of D. E. Shaw & Co. II, Inc. /s/ David E. Shaw New York, New York
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