0001181431-11-035773.txt : 20110608
0001181431-11-035773.hdr.sgml : 20110607
20110608180931
ACCESSION NUMBER: 0001181431-11-035773
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110606
FILED AS OF DATE: 20110608
DATE AS OF CHANGE: 20110608
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ULLMAN DAVID E
CENTRAL INDEX KEY: 0001196690
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23874
FILM NUMBER: 11901800
MAIL ADDRESS:
STREET 1: C/O 500 HANOVER PIKE
CITY: HAMPSTEAD
STATE: MD
ZIP: 21074
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BANK JOS A CLOTHIERS INC /DE/
CENTRAL INDEX KEY: 0000920033
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600]
IRS NUMBER: 363189198
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0130
BUSINESS ADDRESS:
STREET 1: 500 HANOVER PIKE
CITY: HAMPSTEAD
STATE: MD
ZIP: 21074
BUSINESS PHONE: 4102392700
4
1
rrd314692.xml
2010 10B5-1 (158,201 EXERCISED/68,199 SOLD)
X0303
4
2011-06-06
0
0000920033
BANK JOS A CLOTHIERS INC /DE/
JOSB
0001196690
ULLMAN DAVID E
C/O JOS. A. BANK CLOTHIERS, INC.
500 HANOVER PIKE
HAMPSTEAD
MD
21074
0
1
0
0
EVP, CFO
Common Stock, $.01 par value
2011-06-06
4
M
0
70312
3.0575
A
75700
D
Common Stock, $.01 par value
2011-06-06
4
M
0
87889
6.5847
A
163589
D
Common Stock, $.01 par value
2011-06-06
4
S
0
65217
47.1288
D
98372
D
Common Stock, $.01 par value
2011-06-06
4
S
0
2982
47.8840
D
95390
D
Employee Stock Option Right to Buy
3.0575
2011-06-06
4
M
0
70312
3.0575
D
2002-03-15
2012-03-15
Common Stock, $.01 par value
70312
0
D
Employee Stock Option Right to Buy
6.5847
2011-06-06
4
M
0
87889
6.5847
D
2003-03-14
2013-03-14
Common Stock, $.01 par value
87889
0
D
A 50% stock dividend was declared by the Issuer on June 17, 2010 and distributed on August 18, 2010 (the "Stock Dividend"). As a result, the previously reported option to purchase 46,875 shares of Common Stock at an exercise price of $4.5862 per share was adjusted to an option to purchase 70,312 shares of Common Stock at an exercise price of $3.0575 per share
As a result of the Stock Dividend, the number of shares of common stock then owned by the Reporting Person was adjusted to 5,388 shares. The amount of securities beneficially owned following the reported transaction is inclusive of the adjusted shares.
As a result of the Stock Dividend, the previously reported option to purchase 58,593 shares of Common Stock at an exercise price of $9.8771 per share was adjusted to an option to purchase 87,889 shares of Common Stock at an exercise price of $6.5847 per share.
The number of shares reported in this cell was aggregated from multiple transactions.
The price reported in this cell is the weighted average sale price for the aggregated transactions reported on this line. The range of prices from such transactions is $46.59-$ 47.46, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer the full information regarding the number of shares sold at each separate price within the range reported in this footnote 5.
The price reported in this cell is the weighted average sale price for the aggregated transactions reported on this line. The range of prices from such transactions is $47.70-$ 47.94, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer the full information regarding the number of shares sold at each separate price within the range reported in this footnote 6.
The sales reported herein were made pursuant to a 10b5-1 Trading Plan, dated December 16, 2010.
David E. Ullman
2011-06-08