0001181431-11-035773.txt : 20110608 0001181431-11-035773.hdr.sgml : 20110607 20110608180931 ACCESSION NUMBER: 0001181431-11-035773 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110606 FILED AS OF DATE: 20110608 DATE AS OF CHANGE: 20110608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ULLMAN DAVID E CENTRAL INDEX KEY: 0001196690 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23874 FILM NUMBER: 11901800 MAIL ADDRESS: STREET 1: C/O 500 HANOVER PIKE CITY: HAMPSTEAD STATE: MD ZIP: 21074 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BANK JOS A CLOTHIERS INC /DE/ CENTRAL INDEX KEY: 0000920033 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 363189198 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 500 HANOVER PIKE CITY: HAMPSTEAD STATE: MD ZIP: 21074 BUSINESS PHONE: 4102392700 4 1 rrd314692.xml 2010 10B5-1 (158,201 EXERCISED/68,199 SOLD) X0303 4 2011-06-06 0 0000920033 BANK JOS A CLOTHIERS INC /DE/ JOSB 0001196690 ULLMAN DAVID E C/O JOS. A. BANK CLOTHIERS, INC. 500 HANOVER PIKE HAMPSTEAD MD 21074 0 1 0 0 EVP, CFO Common Stock, $.01 par value 2011-06-06 4 M 0 70312 3.0575 A 75700 D Common Stock, $.01 par value 2011-06-06 4 M 0 87889 6.5847 A 163589 D Common Stock, $.01 par value 2011-06-06 4 S 0 65217 47.1288 D 98372 D Common Stock, $.01 par value 2011-06-06 4 S 0 2982 47.8840 D 95390 D Employee Stock Option Right to Buy 3.0575 2011-06-06 4 M 0 70312 3.0575 D 2002-03-15 2012-03-15 Common Stock, $.01 par value 70312 0 D Employee Stock Option Right to Buy 6.5847 2011-06-06 4 M 0 87889 6.5847 D 2003-03-14 2013-03-14 Common Stock, $.01 par value 87889 0 D A 50% stock dividend was declared by the Issuer on June 17, 2010 and distributed on August 18, 2010 (the "Stock Dividend"). As a result, the previously reported option to purchase 46,875 shares of Common Stock at an exercise price of $4.5862 per share was adjusted to an option to purchase 70,312 shares of Common Stock at an exercise price of $3.0575 per share As a result of the Stock Dividend, the number of shares of common stock then owned by the Reporting Person was adjusted to 5,388 shares. The amount of securities beneficially owned following the reported transaction is inclusive of the adjusted shares. As a result of the Stock Dividend, the previously reported option to purchase 58,593 shares of Common Stock at an exercise price of $9.8771 per share was adjusted to an option to purchase 87,889 shares of Common Stock at an exercise price of $6.5847 per share. The number of shares reported in this cell was aggregated from multiple transactions. The price reported in this cell is the weighted average sale price for the aggregated transactions reported on this line. The range of prices from such transactions is $46.59-$ 47.46, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer the full information regarding the number of shares sold at each separate price within the range reported in this footnote 5. The price reported in this cell is the weighted average sale price for the aggregated transactions reported on this line. The range of prices from such transactions is $47.70-$ 47.94, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer the full information regarding the number of shares sold at each separate price within the range reported in this footnote 6. The sales reported herein were made pursuant to a 10b5-1 Trading Plan, dated December 16, 2010. David E. Ullman 2011-06-08