0001209191-14-035605.txt : 20140520 0001209191-14-035605.hdr.sgml : 20140520 20140520165849 ACCESSION NUMBER: 0001209191-14-035605 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140516 FILED AS OF DATE: 20140520 DATE AS OF CHANGE: 20140520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Diversicare Healthcare Services, Inc. CENTRAL INDEX KEY: 0000919956 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-SKILLED NURSING CARE FACILITIES [8051] IRS NUMBER: 621559667 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1621 GALLERIA BLVD. CITY: BRENTWOOD STATE: TN ZIP: 37027 BUSINESS PHONE: 6157717575 MAIL ADDRESS: STREET 1: 1621 GALLERIA BLVD. CITY: BRENTWOOD STATE: TN ZIP: 37027 FORMER COMPANY: FORMER CONFORMED NAME: ADVOCAT INC DATE OF NAME CHANGE: 19940309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCurdy Chad A. CENTRAL INDEX KEY: 0001429866 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12996 FILM NUMBER: 14858558 MAIL ADDRESS: STREET 1: 1621 GALLERIA BLVD CITY: BRENTWOOD STATE: TN ZIP: 37027 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-05-16 0 0000919956 Diversicare Healthcare Services, Inc. DVCR 0001429866 McCurdy Chad A. 1621 GALLERIA BLVD BRENTWOOD TN 37027 1 0 1 0 Common Stock 2014-05-16 4 P 0 20800 6.0615 A 35000 I In IRA Common Stock 2014-05-16 4 P 0 36300 6.0615 A 161300 I Jointly Held with Spouse Common Stock 2014-05-19 4 P 0 13700 6.6858 A 175000 I Jointly Held with Spouse Common Stock 2014-05-20 4 P 0 7500 6.3422 A 7500 I In Spouse's IRA Common Stock 1287 D Common Stock 1017600 I Owned by Marlin Capital Partners, LLC Common Stock 5000 I Owned by Dependent Child Dividend Equivalent Rights on 2012 Restricted Shares Common Stock 1.07 12.02 D Dividend Equivalent Rights on 2013 Restricted Shares Common Stock 2.04 12.39 D Dividend Equivalent Rights on 2014 Restricted Shares Common Stock 2.92 2.92 D Stock Settled Stock Appreciation Right 5.45 2020-06-18 Common Stock 1000 1000 D Stock Settled Stock Appreciation Right 2.37 2019-03-13 Common Stock 1000 1000 D Stock Options (right to buy) 10.80 2018-03-12 Common Stock 15000 15000 D This price represents the weighted average purchase price of multiple transactions on the reported date at prices that ranged between $5.99627 and $6.5500. Detailed information regarding the number of shares purchased at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer. This price represents the weighted average purchase price of multiple transactions on the reported date at prices that ranged between $6.0999 and $6.9092. Detailed information regarding the number of shares purchased at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer. This price represents the weighted average purchase price of multiple transactions on the reported date at prices that ranged between $6.3086 and $6.4092. Detailed information regarding the number of shares purchased at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer. Mr. McCurdy is the Managing Partner of Marlin Capital Partners, LLC. This reporting person disclaims beneficial ownership of shares held by his child except to the extent of his pecuniary interest therein. These dividend equivalent rights accrued on shares of restricted stock granted on March 12, 2012 and will vest as the underlying shares vest. These dividend equivalent rights accrued on shares of restricted stock granted on March 12, 2013 and will vest as the underlying shares vest. These dividend equivalent rights accrued on shares of restricted stock granted on March 12, 2014 and will vest as the underlying shares vest. Vests 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant, and 1/3 on the third anniversary of the date of grant. /s/ Jonathan D. Stanley, Attorney-in-Fact for Chad A. McCurdy 2014-05-20 EX-24.4_523848 2 poa.txt POA DOCUMENT POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Jonathan D. Stanley, Sam Daniel, Kelly J. Gill and Susan V. Sidwell signing singly, the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of Advocat Inc. (the "Company"), Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, or 5, complete and execute any amendment or amendments thereto, and timely file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; (3) execute for and on behalf of the undersigned a Form ID and any subsequent filings, submissions or correspondence relating thereto; and (4) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. This Power of Attorney replaces and revokes any and all prior powers of attorney granted by the undersigned, in the undersigned's capacity as an officer and/or director of the Company, relating to Section 16 of the Securities Exchange Act of 1934. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 31st day of January, 2012. /s/ Chad A. McCurdy Signature Chad A. McCurdy Print Name