0001072613-18-000397.txt : 20180628 0001072613-18-000397.hdr.sgml : 20180628 20180628160518 ACCESSION NUMBER: 0001072613-18-000397 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180627 FILED AS OF DATE: 20180628 DATE AS OF CHANGE: 20180628 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT MANAGEMENT CO LTD CENTRAL INDEX KEY: 0001034546 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-08394 FILM NUMBER: 18925402 BUSINESS ADDRESS: STREET 1: 77 GRACECHURCH STREET CITY: LONDON STATE: X0 ZIP: EC3V0AS BUSINESS PHONE: 4417171107 MAIL ADDRESS: STREET 1: 77 GRACECHURCH STREET CITY: LONDON STATE: X0 ZIP: EC3V0AS REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT GROUP PLC CENTRAL INDEX KEY: 0001018138 FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-08394 FILM NUMBER: 18925403 BUSINESS ADDRESS: STREET 1: 77 GRACECHURCH STREET CITY: LONDON STATE: X0 ZIP: EC3V0AS BUSINESS PHONE: 011441717110771 MAIL ADDRESS: STREET 1: 77 GRACECHURCH STREET CITY: LONDON STATE: X0 ZIP: EC3V0AS FORMER NAME: FORMER CONFORMED NAME: OLLIFF & PARTNERS PLC DATE OF NAME CHANGE: 19960705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TEMPLETON DRAGON FUND INC CENTRAL INDEX KEY: 0000919893 IRS NUMBER: 650473580 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 S.E. 2ND STREET CITY: FORT LAUDERDALE STATE: FL ZIP: 33301-1923 BUSINESS PHONE: 9545277500 MAIL ADDRESS: STREET 1: 300 S.E. 2ND STREET CITY: FORT LAUDERDALE STATE: FL ZIP: 33301-1923 4 1 templeton-4_18217.xml OWNERSHIP DOCUMENT X0306 4 2018-06-27 0 0000919893 TEMPLETON DRAGON FUND INC TDF 0001018138 CITY OF LONDON INVESTMENT GROUP PLC 77 GRACECHURCH STREET LONDON X0 EC3V0AS UNITED KINGDOM 0 0 1 0 0001034546 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 77 GRACECHURCH STREET LONDON X0 EC3V0AS UNITED KINGDOM 0 0 1 0 Common Stock, par value $.01 per share 2018-06-27 2018-06-27 4 P 0 17222 21.05 A 944874 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 338032 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 796525 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 491741 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 868668 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 283373 I As investment adviser to a Dublin, Ireland-listed open-ended investment company Common Stock, par value $.01 per share 622735 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 958336 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 159406 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 2018-06-27 2018-06-27 4 P 0 2583 21.05 A 164725 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 150787 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 2018-06-27 2018-06-27 4 P 0 11195 21.05 A 3755616 I As investment adviser to unaffiliated third-party segregated accounts These securities are beneficially owned by Emerging (BMI) Markets Country Fund. These securities are beneficially owned by Emerging Markets Free Fund. These securities are beneficially owned by Emerging Markets Global Fund. These securities are beneficially owned by Emerging Markets Investable Fund. These securities are beneficially owned by Global Emerging Markets Fund. These securities are beneficially owned by The Emerging World Fund. These securities are beneficially owned by Emerging Free Markets Country Fund. These securities are beneficially owned by Emerging Markets Country Fund. These securities are beneficially owned by Investable Emerging Markets Country Fund. These securities are beneficially owned by The EM Plus CEF Fund. These securities are beneficially owned by EM Special Situations CEF Focused Fund. These securities are beneficially owned by 13 unaffiliated third-party segregated accounts. No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer. As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 13 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities. /s/ Thomas Griffith, Director - City of London Group PLC 2018-06-28 /s/ Thomas Griffith, Director - City of London Investment Management Company Limited 2018-06-28