FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 03/25/2008 |
3. Issuer Name and Ticker or Trading Symbol
CKE RESTAURANTS INC [ CKR ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 58,193(1) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option(2) | (3) | 03/24/2009 | Common Stock | 6,000 | $18.125 | D | |
Stock Option(4) | (5) | 06/14/2014 | Common Stock | 3,333 | $11.26 | D | |
Stock Option(4) | (6) | 11/10/2015 | Common Stock | 10,000 | $13.15 | D | |
Stock Option(4) | (7) | 10/12/2016 | Common Stock | 15,000 | $19.13 | D | |
Stock Option(4) | (8) | 01/08/2018 | Common Stock | 20,000 | $11.34 | D |
Explanation of Responses: |
1. Includes 276 shares purchased pursuant to the CKE Restaurants, Inc. Employee Stock Purchase Plan, which is exempt under SEC Rule 16(b). |
2. Granted pursuant to the CKE Restaurants, Inc. 1994 Stock Incentive Plan, which is exempt under SEC Rule 16(b). |
3. The option was originally granted on March 24, 1999 and vested as to 33% upon each of the first three anniversaries of the grant date. |
4. Granted pursuant to the CKE Restaurants, Inc. 1999 Stock Incentive Plan, which is exempt under SEC Rule 16(b). |
5. The option was originally granted on June 14, 2004 and vested as to 33% upon each of the first three anniversaries of the grant date. The original grant was an option to purchase 10,000 shares, of which 6,667 options have been exercised. |
6. The option was originally granted on November 10, 2005 and vests as to 33% upon each of the first three anniversaries of the grant date. The original grant was an option to purchase 15,000 shares, of which 5,000 have been exercised. |
7. The option was originally granted on October 12, 2006 and vests as to 33% upon each of the first three anniversaries of the grant date. |
8. The option was originally granted on January 8, 2008 and vests as to 33% upon each of the first three anniversaries of the grant date. |
Remarks: |
/s/ Charles A. Seigel III as Attorney-in-Fact for Robert J. Starke | 04/04/2008 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |