-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DbkZVPA8eOTzORb0GvpC7vyDbexUmYimMJs4vC1xh27d11LZhwhRKl2NZciQ6xyN Mw6pU4NkLzBTfyEL5AmZdA== 0001099409-01-500019.txt : 20010307 0001099409-01-500019.hdr.sgml : 20010307 ACCESSION NUMBER: 0001099409-01-500019 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010301 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CELERITEK INC/CA CENTRAL INDEX KEY: 0000919583 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770057484 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-48009 FILM NUMBER: 1558692 BUSINESS ADDRESS: STREET 1: 3236 SCOTT BLVD CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4089865060 MAIL ADDRESS: STREET 1: 3236 SCOTT BLVD CITY: SANTA CLARA STATE: CA ZIP: 95054 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KAHN INVESTMENT MANAGEEMENT LLC CENTRAL INDEX KEY: 0001133929 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 582527819 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 5506 WORSHAM CT. CITY: WINDMERE STATE: FL ZIP: 34786 BUSINESS PHONE: 7609292688 MAIL ADDRESS: STREET 1: 5506 WORSHAM CT. CITY: WINDMERE STATE: FL ZIP: 34786 SC 13G 1 celeritek3.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 CELERITEK, INC. - ------------------------------------------------------------------- (Name of Issuer) COMMON STOCK - -------------------------------------------------------------------- (Title of Class of Securities) 150926103 ---------------------------------- (CUSIP Number) DECEMBER 31, 2000 - --------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) /x/ Rule 13d-1(c) / / Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1 of 4 Pages CUSIP No. 150926103 Page 2 of 4 Pages --------- COMMON - ------------------------------------------------------------------------ (1) Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Kahn Investment Management, LLC 58-2527819 - ------------------------------------------------------------------------ (2) Check the Appropriate Box if a Member (a) / / of a Group (See Instructions) (b) / / - ------------------------------------------------------------------------ (3) SEC Use Only - ------------------------------------------------------------------------ (4) Citizenship or Place of Organization United States - ------------------------------------------------------------------------ Number of Shares (5) Sole Voting Power Beneficially 1,140,400 Owned by ------------------------------------------- Each Reporting (6) Shared Voting Power Person With: 0 ------------------------------------------- (7) Sole Dispositive Power 1,140,400 ------------------------------------------- (8) Shared Dispositive Power 0 - ------------------------------------------------------------------------ (9) Aggregate Amount Beneficially Owned by Each Reporting Person 1,140,400 - ------------------------------------------------------------------------ (10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) / / NOT APPLICABLE - ------------------------------------------------------------------------ (11) Percent of Class Represented by Amount in Row (9) 9.6% - ------------------------------------------------------------------------ (12) Type of Reporting Person (See Instructions) IA - ------------------------------------------------------------------------ CUSIP No. 150926103 13G Page 3 of 4 Pages ITEM 1. (a) Name of Issuer CELERITEK, INC. -------------------------------------------------------------- (b) Address of Issuer's Principal Executive Offices 3236 SCOTT BLVD. SANTA CLARA, CA 95054 -------------------------------------------------------------- ITEM 2. (a) Name of Person Filing Kahn Investment Management, LLC -------------------------------------------------------------- (b) Address of Principal Business Office or, if none, Residence 5506 Worsham Court, Windemere, FL 34786 -------------------------------------------------------------- (c) Citizenship United States -------------------------------------------------------------- (d) Title of Class of Securities COMMON STOCK -------------------------------------------------------------- (e) CUSIP Number 150926103 -------------------------------------------------------------- ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTIONS 240.13d-1(b) OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: (a) / / Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) / / Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) / / Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) / / Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) /X/ An investment adviser in accordance with section 240.13d-1(b)(1)(ii)(E). (f) / / An employee benefit plan or endowment fund in accordance with section 240.13d-1(b)(1)(ii)(F). (g) / / A parent holding company or control person in accordance with section 240.13d-1(b)(1)(ii)(G). (h) / / A savings association as defined in section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). (i) / / A church plan that is excluded from the definition of an invest- ment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3). (j) / / Group, in accordance with section 240.13d-1(b)(1)(ii)(J). CUSIP No. 150926103 13G Page 3 of 4 Pages ITEM 4. OWNERSHIP Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 1,140,400 -------------------------------------------------------------------- (b) Percent of class: 9.6% -------------------------------------------------------------------- (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote 1,140,400 ---------------------------------------------------------- (ii) Shared power to vote or to direct the vote 0 ---------------------------------------------------------- (iii) Sole power to dispose or to direct the disposition of 1,140,400 ---------------------------------------------------------- (iv) Shared power to dispose or to direct the disposition of 0 ---------------------------------------------------------- ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 12eric34 five percent of the class of securities, check the following [ ]. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON The shares are held by Kahn Capital Partners, L.P., other private investment funds of which the reporting person is the investment manager and Brian Kahn individually. CUSIP No. 150926103 13G Page 4 of 4 Pages ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not applicable ITEM 10. CERTIFICATION By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 24, 2001 --------------------------------- Date /s/ Brian R. Kahn --------------------------------- Signature Brian R. Kahn, Manager --------------------------------- Name/Title -----END PRIVACY-ENHANCED MESSAGE-----