-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OnyBEuTLqVbXMbfjj98Ji84Z0rUZ+d5B1Mq4JC+9PCt9w65RfAdOlrcCE9ERAICb V+f4UsEo6RJoF15vbRyywg== 0001019687-08-003465.txt : 20080807 0001019687-08-003465.hdr.sgml : 20080807 20080807162923 ACCESSION NUMBER: 0001019687-08-003465 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080807 DATE AS OF CHANGE: 20080807 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Strasbaugh CENTRAL INDEX KEY: 0000919583 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 770057484 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-48009 FILM NUMBER: 08998998 BUSINESS ADDRESS: STREET 1: 825 BUCKLEY ROAD CITY: SAN LUIS OBISPO STATE: CA ZIP: 93401 BUSINESS PHONE: 805-541-6425 MAIL ADDRESS: STREET 1: 825 BUCKLEY ROAD CITY: SAN LUIS OBISPO STATE: CA ZIP: 93401 FORMER COMPANY: FORMER CONFORMED NAME: CTK Windup Corporation/CA DATE OF NAME CHANGE: 20050729 FORMER COMPANY: FORMER CONFORMED NAME: CELERITEK INC/CA DATE OF NAME CHANGE: 19940301 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MILLER LLOYD I III CENTRAL INDEX KEY: 0000949119 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 4650 GORDON DRIVE CITY: NAPLES STATE: FL ZIP: 33940 BUSINESS PHONE: 9412628577 SC 13G 1 strasbaugh_13g-miller.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. __) STRASBAUGH - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, no par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 86260A 101 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2007 - -------------------------------------------------------------------------------- (Date of Event Which Required Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: | | Rule 13d-1(b) | | Rule 13d-1(c) |X| Rule 13d-1(d) - --------------- * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 6 Pages CUSIP NO. 86260A 101 SCHEDULE 13G Page 2 of 6 - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Lloyd I. Miller, III - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) | | (b) | | - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 2,308,197 (1) NUMBER OF SHARES ------------------------------------------------------ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 1,331 (2) EACH REPORTING ------------------------------------------------------ PERSON 7 SOLE DISPOSITIVE POWER WITH 2,308,197 (1) ------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 1,331 (2) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,309,528 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | | - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 14.0% (3) - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN and IA - -------------------------------------------------------------------------------- (1) Includes 2,045 shares of outstanding common stock, 1,000,000 shares underlying Series A Cumulative Redeemable Convertible Preferred Stock, or Series A Preferred Stock, and 150,000 shares underlying Warrants held directly by Lloyd I. Miller, III. Also includes 5,629 shares of outstanding common stock, 1,000,000 shares underlying Series A Preferred Stock and 150,000 shares underlying Warrants held directly by Milfam II L.P. Mr. Miller has the power, as the manager of a limited liability company that acts as the general partner to Milfam II L.P., to vote or dispose of the shares beneficially held by Milfam II L.P. Also includes the following shares of common stock over which Mr. Miller has the sole power to vote or dispose of: 109 shares held by the Catherine C. Miller - Irrevocable Trust Agreement; 109 shares held by the Kimberly S. Miller - Irrevocable Trust Agreement; 48 shares held by Milfam LLC; 48 shares held by Lloyd I. Miller, IV and 209 shares held by Alexandra B. Miller. CUSIP NO. 86260A 101 SCHEDULE 13G Page 3 of 6 (2) Represents the following shares of common stock over which Mr. Miller has shared power to vote or dispose of: 622 shares held by the Trust A-4 - Lloyd I. Miller; 661 shares held by Trust C - Lloyd I. Miller and 48 shares held by the Lloyd Crider - Irrevocable Trust Agreement. (3) Calculated based on 14,201,587 shares outstanding as of June 30, 2008. Beneficial ownership is determined in accordance with the rules of the Securities and Exchange Commission, and includes voting or investment power with respect to the securities. All shares of common stock underlying derivative securities, if any, that are currently exercisable or convertible or are scheduled to become exercisable or convertible for or into shares of common stock within 60 days after the date of the table are deemed to be outstanding for the purpose of calculating the percentage ownership of each listed person or group but are not deemed to be outstanding as to any other person or group. *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 86260A 101 SCHEDULE 13G Page 4 of 6 Item 1. (a) Name of Issuer: Strasbaugh (b) Address of Issuer's Principal Executive Offices: 825 Buckley Road San Luis Obispo, California 93401 Item 2. (a) Name of Person Filing: Lloyd I. Miller, III (b) Address of Principal Business Office or, if none, Residence: 4550 Gordon Drive Naples, Florida 34102 (c) Citizenship: United States of America (d) Title of Class of Securities: Common Stock, no par value (e) CUSIP Number: 86260A 101 Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: Not applicable. Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 2,309,528. (b) Percent of class: 14.0%. CUSIP NO. 86260A 101 SCHEDULE 13G Page 5 of 6 (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 2,308,197. (ii) Shared power to vote or to direct the vote: 1,331. (iii) Sole power to dispose or to direct the disposition of: 2,308,197. (iv) Shared power to dispose or to direct the disposition of: 1,331. Item 5. Ownership of Five Percent or Less of a Class. Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Other persons have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. Not. Applicable. Item 8. Identification and Classification of Members of the Group. Not Applicable. Item 9. Notice of Dissolution of Group. Not Applicable. Item 10. Certification. Not Applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. August 7, 2008 ------------------------ (Date) /S/ LLOYD I. MILLER, III ------------------------ (Signature) Lloyd I. Miller, III ------------------------ (Name/Title) CUSIP NO. 86260A 101 SCHEDULE 13G Page 6 of 6 The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative (other than an executive officer or general partner of the filing person), evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties for whom copies are to be sent. Attention: Intentional misstatements or omissions of fact constitute federal criminal violations (see 18 U.S.C. 1001). -----END PRIVACY-ENHANCED MESSAGE-----