-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qbkm6orNf/nglZOpHWY2ybzStcD5HkmPym++LRawbYwsV7gfZbo8wQooj3TLgEkp Ob9k9V9DQkgxpw6I5nV2qA== 0000891092-02-001093.txt : 20020920 0000891092-02-001093.hdr.sgml : 20020920 20020920131746 ACCESSION NUMBER: 0000891092-02-001093 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20020920 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CELERITEK INC/CA CENTRAL INDEX KEY: 0000919583 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770057484 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49108 FILM NUMBER: 02768580 BUSINESS ADDRESS: STREET 1: 3236 SCOTT BLVD CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4089865060 MAIL ADDRESS: STREET 1: 3236 SCOTT BLVD CITY: SANTA CLARA STATE: CA ZIP: 95054 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ANAREN MICROWAVE INC CENTRAL INDEX KEY: 0000006314 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 160928561 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 6635 KIRKVILLE RD CITY: EAST SYRACUSE STATE: NY ZIP: 13057 BUSINESS PHONE: 3154328909 MAIL ADDRESS: STREET 1: 6635 KIRKVILLE ROAD CITY: EAST SYRACUSE STATE: NY ZIP: 13057 FORMER COMPANY: FORMER CONFORMED NAME: MICRONETICS INC DATE OF NAME CHANGE: 19721103 SC 13D/A 1 e13829_13da.txt SCHEDULE 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 2) Under the Securities Exchange Act of 1934 Celeritek, Inc. --------------- (Name of Issuer) Common Stock ------------ (Title of Class of Securities) 150926103 --------- (CUSIP Number) Tamer Husseini Celeritek, Inc. 3236 Scott Boulevard Santa Clara, California 95054 (408) 986-5060 -------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) September 19, 2002 ------------------ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.ss.240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [ ] Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See ss.240.13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 150926103 SCHEDULE 13D - -------------------------------------------------------------------------------- 1. Names of Reporting Persons: Anaren Microwave, Inc. I.R.S. Identification Nos. of above persons (entities only): 16-0928561 - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) WC - -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization New York - -------------------------------------------------------------------------------- Number of Shares 7. Sole Voting Power 777,300 Beneficially -------------------------------------------------------- Owned by 8. Shared Voting Power - 0 - Each -------------------------------------------------------- Reporting 9. Sole Dispositive Power 777,300 Person With -------------------------------------------------------- 10. Shared Dispositive Power - 0 - - -------------------------------------------------------------------------------- 2 11. Aggregate Amount Beneficially Owned by Each Reporting Person 777,300 shares of Common Stock - -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 6.35% - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) CO This Amendment No. 2 amends the statement on Schedule 13D filed with the Securities and Exchange Commission on July 11, 2002, as amended on August 6, 2002, by Anaren Microwave, Inc., a New York corporation ("Anaren"), with respect to its ownership of common stock, no par value, of Celeritek, Inc., a California corporation ("Celeritek"). Item 4. Purpose of Transaction On September 19, 2002, Anaren sent a letter to Celeritek, a copy of which is attached hereto as an exhibit. Item 7. Material to be Filed as Exhibits Exhibit 1 - Letter dated September 19, 2002 from Anaren to Celeritek SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATE: September 20, 2002 ANAREN MICROWAVE, INC. By: /s/ Lawrence A. Sala ------------------------ Name: Lawrence A. Sala Title: Chairman, President and Chief Executive Officer 3 EX-1 3 e13829ex_1.txt LETTER TO CELERITEK, INC. EXHIBIT 1 [ANAREN MICROWAVE, INC. LETTERHEAD] VIA EXPRESS MAIL - ---------------- September 19, 2002 Celeritek, Inc. 3236 Scott Boulevard Santa Clara, California 95054 Attention: Mr. Tamer Husseini Reference: Celeritek, Inc./Anaren Microwave, Inc. Dear Tamer: As I have previously communicated to you, we believe that a combination of Celeritek and Anaren would be to the advantage of both companies and their stockholders. In recent weeks, we have received many communications from Celeritek's stockholders indicating that they share this belief and expressing their desire that the companies move ahead with a transaction. On behalf of Anaren's Board of Directors, I am submitting an acquisition proposal for consideration by the Board of Directors of Celeritek. Based on the limited information available in the public domain, Anaren is prepared to offer $8.75 per share in an all-cash business combination transaction to acquire all of the outstanding shares of Celeritek common stock. This offer is contingent upon successful completion of our due diligence review of Celeritek, which may result in an adjustment in our offer price, and the negotiation and execution of a definitive acquisition agreement. We believe we can reasonably accomplish our investigative due diligence within a two to three week time period. Anaren is willing to sign a customary confidentiality agreement in connection with its due diligence. If Celeritek's Board is willing to consider this proposal, we must hear from you by no later than Tuesday, October 1, 2002. This letter is an indication of interest and is not intended to be a binding offer of agreement. Anaren expressly reserves the right to take one or more of the actions enumerated in its Schedule 13D filed on July 11, 2002, as amended. Sincerely, /s/ Lawrence A. Sala - -------------------- Lawrence A. Sala President and CEO -----END PRIVACY-ENHANCED MESSAGE-----