0000919530-16-000023.txt : 20160427 0000919530-16-000023.hdr.sgml : 20160427 20160427122751 ACCESSION NUMBER: 0000919530-16-000023 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160427 DATE AS OF CHANGE: 20160427 EFFECTIVENESS DATE: 20160427 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JOHN G ULLMAN & ASSOCIATES INC CENTRAL INDEX KEY: 0000919530 IRS NUMBER: 101113141 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03893 FILM NUMBER: 161594284 BUSINESS ADDRESS: STREET 1: 51 EAST MARKET STREET STREET 2: P O BOX 1424 CITY: CORNING STATE: NY ZIP: 14830 BUSINESS PHONE: 6079363785 MAIL ADDRESS: STREET 1: 51 EAST MARKET STREET STREET 2: P O BOX 1424 CITY: CORNING STATE: NY ZIP: 14830 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000919530 XXXXXXXX 03-31-2016 03-31-2016 JOHN G ULLMAN & ASSOCIATES INC

51 EAST MARKET STREET P O BOX 1424 CORNING NY 14830

13F HOLDINGS REPORT 028-03893 N JOHN G. ULLMAN 607-936-3720 JOHN G. ULLMAN CORNING NY 04-27-2016 0 105 426209 true INFORMATION TABLE 2 edgarmar31201613f.xml 3M CO MMM COM 88579Y101 3402 20417 SH SOLE 0 0 20417 ABBOTT LABORATORIES ABT COM 002824100 1359 32498 SH SOLE 0 0 32498 ADVANCED MICRO DEVICES AMD COM 007903107 28 10000 SH SOLE 0 0 10000 AECOM ACM COM 00766T100 2275 73900 SH SOLE 0 0 73900 ALPHABET INC-CL A GOOGL COM 02079K305 1330 1744 SH SOLE 0 0 1744 ALPHABET INC-CL C GOOG COM 02079K107 1379 1851 SH SOLE 0 0 1851 AMERICAN CAPITAL LTD ACAS COM 02503Y103 1661 109005 SH SOLE 0 0 109005 AMERICAN DEFENSE SYSTEMS INC A COM 025351107 0 50000 SH SOLE 0 0 50000 AMERICAN SOFTWARE INC-CL A AMS COM 029683109 3304 367115 SH SOLE 0 0 367115 AMGEN INC AMGN COM 031162100 3146 20980 SH SOLE 0 0 20980 APPLE INC AAPL COM 037833100 2106 19327 SH SOLE 0 0 19327 APPLIED MATERIALS INC AMAT COM 038222105 8379 395610 SH SOLE 0 0 395610 ARCHER-DANIELS-MIDLAND CO ADM COM 039483102 4728 130200 SH SOLE 0 0 130200 AVALON ADVANCED MATERIALS IN A COM 05337L106 2 18750 SH SOLE 0 0 18750 BANK OF NOVA SCOTIA BNS COM 064149107 2257 46200 SH SOLE 0 0 46200 BAXALTA INC BXLT COM 07177M103 2237 55372 SH SOLE 0 0 55372 BAXTER INTERNATIONAL INC BAX COM 071813109 493 12006 SH SOLE 0 0 12006 BCE INC BCE COM 05534B760 9378 205928 SH SOLE 0 0 205928 BRISTOL-MYERS SQUIBB CO BMY COM 110122108 9220 144334 SH SOLE 0 0 144334 BROOKS AUTOMATION INC BRKS COM 114340102 6719 646015 SH SOLE 0 0 646015 CHEMUNG FINANCIAL CORP CHMG COM 164024101 3114 118183 SH SOLE 0 0 118183 CIENA CORP CIEN COM 171779309 1512 79500 SH SOLE 0 0 79500 CISCO SYSTEMS INC CSCO COM 17275R102 786 27600 SH SOLE 0 0 27600 COCA-COLA CO/THE KO COM 191216100 1779 38356 SH SOLE 0 0 38356 COMMUNITY BANK SYSTEM INC CBU COM 203607106 224 5864 SH SOLE 0 0 5864 CORNING INC GLW COM 219350105 19414 929345 SH SOLE 0 0 929345 DENTSPLY SIRONA INC XRAY COM 24906P109 3180 51600 SH SOLE 0 0 51600 DOUGLAS DYNAMICS INC PLOW COM 25960R105 2859 124771 SH SOLE 0 0 124771 DST SYSTEMS INC DST COM 233326107 1505 13350 SH SOLE 0 0 13350 DUKE ENERGY CORP DUK COM 26441C204 4379 54278 SH SOLE 0 0 54278 ELMIRA SAVINGS BANK ESBK COM 289660102 833 46240 SH SOLE 0 0 46240 EMC CORP/MA EMC COM 268648102 4684 175775 SH SOLE 0 0 175775 EMERSON ELECTRIC CO EMR COM 291011104 16243 298688 SH SOLE 0 0 298688 ENTEGRIS INC ENTG COM 29362U104 1655 121494 SH SOLE 0 0 121494 EXELON CORP EXC COM 30161N101 6329 176480 SH SOLE 0 0 176480 EXXON MOBIL CORP XOM COM 30231G102 16783 200782 SH SOLE 0 0 200782 GENERAL ELECTRIC CO GE COM 369604103 1434 45105 SH SOLE 0 0 45105 GENERAL MOTORS CO GM COM 37045V100 6285 199962 SH SOLE 0 0 199962 GLAXOSMITHKLINE PLC-SPON ADR G COM 37733W105 7882 194375 SH SOLE 0 0 194375 GRANITE CONSTRUCTION INC GVA COM 387328107 15032 314477 SH SOLE 0 0 314477 GREAT PLAINS ENERGY INC GXP COM 391164100 9660 299520 SH SOLE 0 0 299520 HALLIBURTON CO HAL COM 406216101 2637 73834 SH SOLE 0 0 73834 HARDINGE INC HDNG COM 412324303 887 71160 SH SOLE 0 0 71160 HONEYWELL INTERNATIONAL INC HO COM 438516106 7205 64299 SH SOLE 0 0 64299 IDACORP INC IDA COM 451107106 4924 66010 SH SOLE 0 0 66010 INGERSOLL-RAND PLC IR COM G47791101 6307 101704 SH SOLE 0 0 101704 INTEL CORP INTC COM 458140100 11414 352825 SH SOLE 0 0 352825 INTL BUSINESS MACHINES CORP IB COM 459200101 8154 53839 SH SOLE 0 0 53839 INTREXON CORP XON COM 46122T102 203 6000 SH SOLE 0 0 6000 IXYS CORPORATION IXYS COM 46600W106 183 16300 SH SOLE 0 0 16300 JOHNSON & JOHNSON JNJ COM 478160104 29124 269165 SH SOLE 0 0 269165 LANDEC CORP LNDC COM 514766104 3123 297400 SH SOLE 0 0 297400 LINDSAY CORP LNN COM 535555106 11199 156382 SH SOLE 0 0 156382 MANHATTAN SCIENTIFICS INC MHTX COM 563122100 9 145000 SH SOLE 0 0 145000 MDU RESOURCES GROUP INC MDU COM 552690109 4285 220175 SH SOLE 0 0 220175 MEDTRONIC PLC MDT COM G5960L103 4152 55356 SH SOLE 0 0 55356 MENTOR GRAPHICS CORP MENT COM 587200106 2587 127267 SH SOLE 0 0 127267 MERCK & CO. INC. MRK COM 58933Y105 11940 225672 SH SOLE 0 0 225672 MICROSOFT CORP MSFT COM 594918104 6352 115017 SH SOLE 0 0 115017 MONSANTO CO MON COM 61166W101 3781 43090 SH SOLE 0 0 43090 MOSAIC CO/THE MOS COM 61945C103 1553 57525 SH SOLE 0 0 57525 NEOGEN CORP NEOG COM 640491106 2107 41841 SH SOLE 0 0 41841 NEXTERA ENERGY INC NEE COM 65339F101 5602 47335 SH SOLE 0 0 47335 NORTHWESTERN CORP NWE COM 668074305 874 14150 SH SOLE 0 0 14150 OGE ENERGY CORP OGE COM 670837103 4635 161885 SH SOLE 0 0 161885 ORBOTECH LTD ORBK COM M75253100 1837 77242 SH SOLE 0 0 77242 OTTER TAIL CORP OTTR COM 689648103 6099 205914 SH SOLE 0 0 205914 PAYCHEX INC PAYX COM 704326107 207 3825 SH SOLE 0 0 3825 PEPSICO INC PEP COM 713448108 212 2070 SH SOLE 0 0 2070 PFIZER INC PFE COM 717081103 14678 495223 SH SOLE 0 0 495223 PORTLAND GENERAL ELECTRIC CO P COM 736508847 231 5860 SH SOLE 0 0 5860 PPL CORP PPL COM 69351T106 209 5500 SH SOLE 0 0 5500 PRICELINE GROUP INC/THE PCLN COM 741503403 2449 1900 SH SOLE 0 0 1900 PUBLIC SERVICE ENTERPRISE GP P COM 744573106 3581 75960 SH SOLE 0 0 75960 QUEST DIAGNOSTICS INC DGX COM 74834L100 3568 49940 SH SOLE 0 0 49940 REGENERON PHARMACEUTICALS REGN COM 75886F107 360 1000 SH SOLE 0 0 1000 SCHLUMBERGER LTD SLB COM 806857108 13165 178506 SH SOLE 0 0 178506 ST JUDE MEDICAL INC STJ COM 790849103 4007 72859 SH SOLE 0 0 72859 STRYKER CORP SYK COM 863667101 1287 12000 SH SOLE 0 0 12000 SUN HYDRAULICS CORP SNHY COM 866942105 3715 111925 SH SOLE 0 0 111925 SUPERVALU INC SVU COM 868536103 58 10000 SH SOLE 0 0 10000 SWISS HELVETIA FUND SWZ COM 870875101 1208 118690 SH SOLE 0 0 118690 SYNGENTA AG-ADR SYT COM 87160A100 1155 13950 SH SOLE 0 0 13950 TE CONNECTIVITY LTD TEL COM H84989104 556 8975 SH SOLE 0 0 8975 THERMO FISHER SCIENTIFIC INC T COM 883556102 4081 28826 SH SOLE 0 0 28826 TOMPKINS FINANCIAL CORP TMP COM 890110109 444 6940 SH SOLE 0 0 6940 TRANSCANADA CORP TRP COM 89353D107 2534 64450 SH SOLE 0 0 64450 VERIZON COMMUNICATIONS INC VZ COM 92343V104 223 4128 SH SOLE 0 0 4128 WAL-MART STORES INC WMT COM 931142103 9089 132700 SH SOLE 0 0 132700 WALT DISNEY CO/THE DIS COM 254687106 477 4806 SH SOLE 0 0 4806 WATTS WATER TECHNOLOGIES-A WTS COM 942749102 3499 63475 SH SOLE 0 0 63475 XEROX CORP XRX COM 984121103 2975 266533 SH SOLE 0 0 266533 XYLEM INC XYL COM 98419M100 1779 43500 SH SOLE 0 0 43500 ZIMMER BIOMET HOLDINGS INC ZBH COM 98956P102 1398 13110 SH SOLE 0 0 13110 ROYAL HAWAIIAN ORCHARDS LP NNU LTD 78028T100 463 169555 SH SOLE 0 0 169555 NOVARTIS AG-SPONSORED ADR NVS ADR 66987V109 3521 48599 SH SOLE 0 0 48599 GUGGENHEIM S&P GLOBAL WATER CG ETF 18383Q507 3241 115350 SH SOLE 0 0 115350 ISHARES CORE U.S. AGGREGATE AG ETF 464287226 627 5661 SH SOLE 0 0 5661 ISHARES MSCI AUSTRALIA ETF EWA ETF 464286103 1739 90000 SH SOLE 0 0 90000 ISHARES MSCI CANADA ETF EWC ETF 464286509 2305 97200 SH SOLE 0 0 97200 ISHARES MSCI EMERG MKT MIN V E ETF 464286533 2716 52867 SH SOLE 0 0 52867 ISHARES MSCI SINGAPORE ETF EWS ETF 464286673 2958 272360 SH SOLE 0 0 272360 POWERSHARES WILDERH CLEAN EN P ETF 73935X500 288 71200 SH SOLE 0 0 71200 UTILITIES SELECT SECTOR SPDR X ETF 81369Y886 323 6500 SH SOLE 0 0 6500 VANGUARD SHORT-TERM BOND ETF B ETF 921937827 736 9125 SH SOLE 0 0 9125