0000919458-11-000004.txt : 20110815
0000919458-11-000004.hdr.sgml : 20110815
20110815104236
ACCESSION NUMBER: 0000919458-11-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110815
DATE AS OF CHANGE: 20110815
EFFECTIVENESS DATE: 20110815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALERUS FINANCIAL NA
CENTRAL INDEX KEY: 0000919458
IRS NUMBER: 450140105
STATE OF INCORPORATION: ND
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03439
FILM NUMBER: 111033888
BUSINESS ADDRESS:
STREET 1: PO BOX 6001
STREET 2: 401 DEMERS AVE
CITY: GRAND FORKS
STATE: ND
ZIP: 58206-6001
BUSINESS PHONE: 7017953200
MAIL ADDRESS:
STREET 1: PO BOX 6001
STREET 2: 401 DEMERS AVE
CITY: GRAND FORKS
STATE: ND
ZIP: 58206-6001
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST NATIONAL BANK NORTH DAKOTA
DATE OF NAME CHANGE: 19980309
13F-HR
1
sec13f.txt
ALERUS FINANCIAL 6302011
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calender Year or Quarter Ended: June 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.)[ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this report:
Name: Alerus Financial, N.A.
Address: PO Box 6001
401 Demers Ave
Grand Forks, ND 58206-6001
13F File Number: 28-03439
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct
and complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Douglas C. Carpenter
Title: Director Trust & Investments
Phone: 701-795-3211
Signature, Place, and Date of Signing:
Douglas C. Carpenter Grand Forks, North Dakota June 10, 2011
Report Type (Check only one.):
[ ] 13F Holdings Report.
[ ] 13F Notice.
[X ] 13F Combination Report.
List of Other Managers Reporting for this Manager:
Arbor Capital Management LLC
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers 0
Form 13F Information Table Entry 96
Form 13F Information Table Value $414,089
List of Other Included Managers:
No. 13F File Number Name
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/INVSTMT -----VOTING AUTHORITY-----
NAME OF ISSUER -TITLE OF CLASS---CUSIP-- (X$1000) PRN AMT PRN CALLDSCRETN-MANAGERS- SOLE SHARED NONE
AFLAC INC COM 001055102 5030 107765 SH SOLE 107,765
AT&T INC COM 00206R102 4726 150454 SH SOLE 150,454
ABBOTT LABORATORIES COM 002824100 7562 143706 SH SOLE 143,706
ADOBE SYSTEMS INC COM 00724F101 3245 103175 SH SOLE 103,175
ALLSTATE CORP COM 020002101 534 17500 SH SOLE 17,500
ALTRIA GROUP INC COM 02209S103 293 11090 SH SOLE 11,090
AMAZON.COM INC COM 023135106 4362 21332 SH SOLE 21,332
AMERICAN EXPRESS CO COM 025816109 6771 130966 SH SOLE 130,966
APACHE INC COM 037411105 6283 50921 SH SOLE 50,921
APPLE COMPUTER COM 037833100 9797 29187 SH SOLE 29,187
BP PLC SPONSORED ADR 055622104 279 6292 SH SOLE 6,292
BAKER HUGHES INC COM 057224107 4244 58492 SH SOLE 58,492
BANK OF AMERICA COM 060505104 5358 488849 SH SOLE 488,849
BARD CR INC COM 067383109 3877 35292 SH SOLE 35,292
BARRICK GOLD CORP COM 067901108 245 5400 SH SOLE 5,400
BAXTER INTERNATIONAL COM 071813109 5364 89867 SH SOLE 89,867
BECTON DICKINSON & COMPANY COM 075887109 4394 50990 SH SOLE 50,990
BOEING COM 097023105 6123 82820 SH SOLE 82,820
BROADCOM CORPORATION CL A 111320107 2678 79605 SH SOLE 79,605
CF INDS HLDGS INC COM 125269100 223 1575 SH SOLE 1,575
CME GROUP COM 12572Q105 1975 6774 SH SOLE 6,774
CVS CORP COM 126650100 4281 113920 SH SOLE 113,920
CARDINAL HEALTH INC COM 14149Y108 3715 81795 SH SOLE 81,795
CHEVRON TEXACO COM 166764100 7764 75497 SH SOLE 75,497
CISCO SYSTEMS COM 17275R102 4670 299148 SH SOLE 299,148
COGNIZANT TECH SOLUTIONS COM 192446102 4219 57532 SH SOLE 57,532
COLGATE-PALMOLIVE COMP COM 194162103 2066 23638 SH SOLE 23,638
CONOCOPHILLIPS COM 20825C104 2943 39137 SH SOLE 39,137
CUMMINS INC COM 231021106 2261 21849 SH SOLE 21,849
DEERE & CO COM 244199105 827 10032 SH SOLE 10,032
DISNEY COM 254687106 6270 160613 SH SOLE 160,613
DUPONT E I DENEMOURS COM 263534109 5032 93103 SH SOLE 93,103
EMC INC COM 268648102 4475 162440 SH SOLE 162,440
EATON CORPORATION COM 278058102 3718 72270 SH SOLE 72,270
ECOLAB INC COM 278865100 373 6630 SH SOLE 6,630
EMERSON ELECTRIC COMPANY COM 291011104 249 4424 SH SOLE 4,424
EXPEDITORS INTL OF WASH INC COM 302130109 3573 69788 SH SOLE 69,788
EXXON MOBIL CORP COM 30231G102 6303 77446 SH SOLE 77,446
FIRST ADVANTAGE BANCORP COM 31848L104 1621 125908 SH SOLE 125,908
GENERAL DYNAMICS COM 369550108 3628 48682 SH SOLE 48,682
GENERAL ELECTRIC COMPANY COM 369604103 9192 487380 SH SOLE 487,380
GENERAL MILLS INC COM 370334104 2580 69323 SH SOLE 69,323
GILEAD SCI INC COM 375558103 1318 31820 SH SOLE 31,820
GOOGLE INC COM 38259P508 6843 13513 SH SOLE 13,513
GRAINGER WW INC COM 384802104 332 2164 SH SOLE 2,164
HEWLETT PACKARD CO COM 428236103 6092 167369 SH SOLE 167,369
HOME DEPOT INC COM 437076102 262 7220 SH SOLE 7,220
INTEL INC COM 458140100 5608 253068 SH SOLE 253,068
IBM COM 459200101 739 4309 SH SOLE 4,309
JP MORGAN CHASE & CO COM 46625H100 7828 191207 SH SOLE 191,207
JOHNSON AND JOHNSON COM 478160104 220 3310 SH SOLE 3,310
JOHNSON CONTROLS INC COM 478366107 3813 91525 SH SOLE 91,525
JUNIPER NETWORKS INC COM 48203R104 3412 108299 SH SOLE 108,299
KELLOGG CORPORATION COM 487836108 632 11430 SH SOLE 11,430
KOHLS CORPORATION COM 500255104 5445 108885 SH SOLE 108,885
LIFE TECHNOLOGIES CORP COM 53217V109 4047 77718 SH SOLE 77,718
MCDONALDS CORP COM 580135101 6572 77936 SH SOLE 77,936
MEDTRONIC INC COM 585055106 746 19361 SH SOLE 19,361
MICROSOFT INC COM 594918104 23178 891477 SH SOLE 891,477
THE MOSAIC COMPANY COM 61945C103 1561 23050 SH SOLE 23,050
NATIONAL OILWELL VARCO COM 637071101 3114 39810 SH SOLE 39,810
NEXTERA ENERGY INC COM 65339F101 2660 46294 SH SOLE 46,294
NORFOLK SOUTHERN CORP COM 655844108 4608 61492 SH SOLE 61,492
NUCOR CORPORATION COM 670346105 202 4899 SH SOLE 4,899
ORACLE SYSTEMS INC COM 68389X105 6350 192959 SH SOLE 192,959
PACCAR INC COM 693718108 710 13904 SH SOLE 13,904
PATTERSON COMPANIES COM 703395103 281 8535 SH SOLE 8,535
PEABODY ENERGY CORP COM 704549104 5276 89553 SH SOLE 89,553
PEPSICO INC COM 713448108 5452 77406 SH SOLE 77,406
PHILIP MORRIS COM 718172109 5471 81931 SH SOLE 81,931
PRAXAIR INC COM 74005P104 3820 35246 SH SOLE 35,246
PRINCIPAL FINANCIAL GROUP COM 74251V102 4462 146671 SH SOLE 146,671
PROCTER AND GAMBLE COMPANY COM 742718109 7477 117613 SH SOLE 117,613
PROSHARES TR PSHS SH MSCI EAF74347R370 1146 24700 SH SOLE 24,700
PROSHARES TR PSHS SHRTS&P500 74347R503 2356 57600 SH SOLE 57,600
PROSHARES TR PSHSSH MDCAP400 74347R800 2787 92600 SH SOLE 92,600
PROSHARES TR PSHSSHTRUSS2000 74347R826 2775 93900 SH SOLE 93,900
PRUDENTIAL FINANCIAL INC COM 744320102 4480 70448 SH SOLE 70,448
SPDR S & P 500 ETF TR TR UNIT 78462F103 30643 232199 SH SOLE 232,199
SPDR GOLD TRUST GOLD SHS 78463V107 679 4650 SH SOLE 4,650
SCHLUMBERGER LIMITED COM 806857108 275 3178 SH SOLE 3,178
SIFCO INDUSTRIES COM 826546103 579 35396 SH SOLE 35,396
STAPLES INC COM 855030102 891 56385 SH SOLE 56,385
STATE STREET CORP COM 857477103 4657 103291 SH SOLE 103,291
TJX COMPANIES COM 872540109 3611 68739 SH SOLE 68,739
TARGET CORP COM 87612E106 3907 83290 SH SOLE 83,290
TEVA PHARMACEUTICAL IND ADR 881624209 4140 85852 SH SOLE 85,852
UNITED TECHNOLOGIES INC COM 913017109 5564 62860 SH SOLE 62,860
VANGUARD INDEX FUNDS MCAP VL IDXVIP 922908512 15491 273738 SH SOLE 273,738
VANGUARD INDEX FUNDS MCAP GR IDXVIP 922908538 13976 205473 SH SOLE 205,473
VERIZON COMMUNICATION COM 92343V104 2800 75213 SH SOLE 75,213
WAL-MART STORES INC COM 931142103 4281 80565 SH SOLE 80,565
WELLS FARGO & CO NEW COM STK COM 949746101 7808 278260 SH SOLE 278,260
COVIDIEN PLC SHS G2554F105 3791 71222 SH SOLE 71,222
NOBLE CORPORATION BAAR NAMEN - AKT H5833N103 2957 75034 SH SOLE 75,034
TRANSOCEAN LTD REG SHS H8817H100 2841 44001 SH SOLE 44,001