0000919458-11-000004.txt : 20110815 0000919458-11-000004.hdr.sgml : 20110815 20110815104236 ACCESSION NUMBER: 0000919458-11-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110815 DATE AS OF CHANGE: 20110815 EFFECTIVENESS DATE: 20110815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALERUS FINANCIAL NA CENTRAL INDEX KEY: 0000919458 IRS NUMBER: 450140105 STATE OF INCORPORATION: ND FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03439 FILM NUMBER: 111033888 BUSINESS ADDRESS: STREET 1: PO BOX 6001 STREET 2: 401 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58206-6001 BUSINESS PHONE: 7017953200 MAIL ADDRESS: STREET 1: PO BOX 6001 STREET 2: 401 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58206-6001 FORMER COMPANY: FORMER CONFORMED NAME: FIRST NATIONAL BANK NORTH DAKOTA DATE OF NAME CHANGE: 19980309 13F-HR 1 sec13f.txt ALERUS FINANCIAL 6302011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calender Year or Quarter Ended: June 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.)[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this report: Name: Alerus Financial, N.A. Address: PO Box 6001 401 Demers Ave Grand Forks, ND 58206-6001 13F File Number: 28-03439 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Douglas C. Carpenter Title: Director Trust & Investments Phone: 701-795-3211 Signature, Place, and Date of Signing: Douglas C. Carpenter Grand Forks, North Dakota June 10, 2011 Report Type (Check only one.): [ ] 13F Holdings Report. [ ] 13F Notice. [X ] 13F Combination Report. List of Other Managers Reporting for this Manager: Arbor Capital Management LLC I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers 0 Form 13F Information Table Entry 96 Form 13F Information Table Value $414,089 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS---CUSIP-- (X$1000) PRN AMT PRN CALLDSCRETN-MANAGERS- SOLE SHARED NONE AFLAC INC COM 001055102 5030 107765 SH SOLE 107,765 AT&T INC COM 00206R102 4726 150454 SH SOLE 150,454 ABBOTT LABORATORIES COM 002824100 7562 143706 SH SOLE 143,706 ADOBE SYSTEMS INC COM 00724F101 3245 103175 SH SOLE 103,175 ALLSTATE CORP COM 020002101 534 17500 SH SOLE 17,500 ALTRIA GROUP INC COM 02209S103 293 11090 SH SOLE 11,090 AMAZON.COM INC COM 023135106 4362 21332 SH SOLE 21,332 AMERICAN EXPRESS CO COM 025816109 6771 130966 SH SOLE 130,966 APACHE INC COM 037411105 6283 50921 SH SOLE 50,921 APPLE COMPUTER COM 037833100 9797 29187 SH SOLE 29,187 BP PLC SPONSORED ADR 055622104 279 6292 SH SOLE 6,292 BAKER HUGHES INC COM 057224107 4244 58492 SH SOLE 58,492 BANK OF AMERICA COM 060505104 5358 488849 SH SOLE 488,849 BARD CR INC COM 067383109 3877 35292 SH SOLE 35,292 BARRICK GOLD CORP COM 067901108 245 5400 SH SOLE 5,400 BAXTER INTERNATIONAL COM 071813109 5364 89867 SH SOLE 89,867 BECTON DICKINSON & COMPANY COM 075887109 4394 50990 SH SOLE 50,990 BOEING COM 097023105 6123 82820 SH SOLE 82,820 BROADCOM CORPORATION CL A 111320107 2678 79605 SH SOLE 79,605 CF INDS HLDGS INC COM 125269100 223 1575 SH SOLE 1,575 CME GROUP COM 12572Q105 1975 6774 SH SOLE 6,774 CVS CORP COM 126650100 4281 113920 SH SOLE 113,920 CARDINAL HEALTH INC COM 14149Y108 3715 81795 SH SOLE 81,795 CHEVRON TEXACO COM 166764100 7764 75497 SH SOLE 75,497 CISCO SYSTEMS COM 17275R102 4670 299148 SH SOLE 299,148 COGNIZANT TECH SOLUTIONS COM 192446102 4219 57532 SH SOLE 57,532 COLGATE-PALMOLIVE COMP COM 194162103 2066 23638 SH SOLE 23,638 CONOCOPHILLIPS COM 20825C104 2943 39137 SH SOLE 39,137 CUMMINS INC COM 231021106 2261 21849 SH SOLE 21,849 DEERE & CO COM 244199105 827 10032 SH SOLE 10,032 DISNEY COM 254687106 6270 160613 SH SOLE 160,613 DUPONT E I DENEMOURS COM 263534109 5032 93103 SH SOLE 93,103 EMC INC COM 268648102 4475 162440 SH SOLE 162,440 EATON CORPORATION COM 278058102 3718 72270 SH SOLE 72,270 ECOLAB INC COM 278865100 373 6630 SH SOLE 6,630 EMERSON ELECTRIC COMPANY COM 291011104 249 4424 SH SOLE 4,424 EXPEDITORS INTL OF WASH INC COM 302130109 3573 69788 SH SOLE 69,788 EXXON MOBIL CORP COM 30231G102 6303 77446 SH SOLE 77,446 FIRST ADVANTAGE BANCORP COM 31848L104 1621 125908 SH SOLE 125,908 GENERAL DYNAMICS COM 369550108 3628 48682 SH SOLE 48,682 GENERAL ELECTRIC COMPANY COM 369604103 9192 487380 SH SOLE 487,380 GENERAL MILLS INC COM 370334104 2580 69323 SH SOLE 69,323 GILEAD SCI INC COM 375558103 1318 31820 SH SOLE 31,820 GOOGLE INC COM 38259P508 6843 13513 SH SOLE 13,513 GRAINGER WW INC COM 384802104 332 2164 SH SOLE 2,164 HEWLETT PACKARD CO COM 428236103 6092 167369 SH SOLE 167,369 HOME DEPOT INC COM 437076102 262 7220 SH SOLE 7,220 INTEL INC COM 458140100 5608 253068 SH SOLE 253,068 IBM COM 459200101 739 4309 SH SOLE 4,309 JP MORGAN CHASE & CO COM 46625H100 7828 191207 SH SOLE 191,207 JOHNSON AND JOHNSON COM 478160104 220 3310 SH SOLE 3,310 JOHNSON CONTROLS INC COM 478366107 3813 91525 SH SOLE 91,525 JUNIPER NETWORKS INC COM 48203R104 3412 108299 SH SOLE 108,299 KELLOGG CORPORATION COM 487836108 632 11430 SH SOLE 11,430 KOHLS CORPORATION COM 500255104 5445 108885 SH SOLE 108,885 LIFE TECHNOLOGIES CORP COM 53217V109 4047 77718 SH SOLE 77,718 MCDONALDS CORP COM 580135101 6572 77936 SH SOLE 77,936 MEDTRONIC INC COM 585055106 746 19361 SH SOLE 19,361 MICROSOFT INC COM 594918104 23178 891477 SH SOLE 891,477 THE MOSAIC COMPANY COM 61945C103 1561 23050 SH SOLE 23,050 NATIONAL OILWELL VARCO COM 637071101 3114 39810 SH SOLE 39,810 NEXTERA ENERGY INC COM 65339F101 2660 46294 SH SOLE 46,294 NORFOLK SOUTHERN CORP COM 655844108 4608 61492 SH SOLE 61,492 NUCOR CORPORATION COM 670346105 202 4899 SH SOLE 4,899 ORACLE SYSTEMS INC COM 68389X105 6350 192959 SH SOLE 192,959 PACCAR INC COM 693718108 710 13904 SH SOLE 13,904 PATTERSON COMPANIES COM 703395103 281 8535 SH SOLE 8,535 PEABODY ENERGY CORP COM 704549104 5276 89553 SH SOLE 89,553 PEPSICO INC COM 713448108 5452 77406 SH SOLE 77,406 PHILIP MORRIS COM 718172109 5471 81931 SH SOLE 81,931 PRAXAIR INC COM 74005P104 3820 35246 SH SOLE 35,246 PRINCIPAL FINANCIAL GROUP COM 74251V102 4462 146671 SH SOLE 146,671 PROCTER AND GAMBLE COMPANY COM 742718109 7477 117613 SH SOLE 117,613 PROSHARES TR PSHS SH MSCI EAF74347R370 1146 24700 SH SOLE 24,700 PROSHARES TR PSHS SHRTS&P500 74347R503 2356 57600 SH SOLE 57,600 PROSHARES TR PSHSSH MDCAP400 74347R800 2787 92600 SH SOLE 92,600 PROSHARES TR PSHSSHTRUSS2000 74347R826 2775 93900 SH SOLE 93,900 PRUDENTIAL FINANCIAL INC COM 744320102 4480 70448 SH SOLE 70,448 SPDR S & P 500 ETF TR TR UNIT 78462F103 30643 232199 SH SOLE 232,199 SPDR GOLD TRUST GOLD SHS 78463V107 679 4650 SH SOLE 4,650 SCHLUMBERGER LIMITED COM 806857108 275 3178 SH SOLE 3,178 SIFCO INDUSTRIES COM 826546103 579 35396 SH SOLE 35,396 STAPLES INC COM 855030102 891 56385 SH SOLE 56,385 STATE STREET CORP COM 857477103 4657 103291 SH SOLE 103,291 TJX COMPANIES COM 872540109 3611 68739 SH SOLE 68,739 TARGET CORP COM 87612E106 3907 83290 SH SOLE 83,290 TEVA PHARMACEUTICAL IND ADR 881624209 4140 85852 SH SOLE 85,852 UNITED TECHNOLOGIES INC COM 913017109 5564 62860 SH SOLE 62,860 VANGUARD INDEX FUNDS MCAP VL IDXVIP 922908512 15491 273738 SH SOLE 273,738 VANGUARD INDEX FUNDS MCAP GR IDXVIP 922908538 13976 205473 SH SOLE 205,473 VERIZON COMMUNICATION COM 92343V104 2800 75213 SH SOLE 75,213 WAL-MART STORES INC COM 931142103 4281 80565 SH SOLE 80,565 WELLS FARGO & CO NEW COM STK COM 949746101 7808 278260 SH SOLE 278,260 COVIDIEN PLC SHS G2554F105 3791 71222 SH SOLE 71,222 NOBLE CORPORATION BAAR NAMEN - AKT H5833N103 2957 75034 SH SOLE 75,034 TRANSOCEAN LTD REG SHS H8817H100 2841 44001 SH SOLE 44,001