-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ARJRrEDQ0nXsrIHfoIHALd3lyMZCV6+oVBcMoj7VKCgLZUROd/hww468DJc1q6im 6lnIOrrGCsNpuUXUbqhc0w== 0000885709-11-000009.txt : 20110211 0000885709-11-000009.hdr.sgml : 20110211 20110210191945 ACCESSION NUMBER: 0000885709-11-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110211 DATE AS OF CHANGE: 20110210 EFFECTIVENESS DATE: 20110211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PAYDEN & RYGEL CENTRAL INDEX KEY: 0000919219 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14013 FILM NUMBER: 11594376 BUSINESS ADDRESS: STREET 1: 333 SOUTH GRAND STREET 2: 32ND FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 13F-HR 1 form13f-hr_1210.txt PAYDEN & RYGEL COVER LTR AND DATA INFORMATION UNITED STATES SECRITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Payden & Rygel Address: 333 S. Grand Avenue Los Angeles, CA 90071 13F File Number: 28-14013 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Edward S. Garlock Title: General Counsel Phone: 213-830-4255 Signature, Place, and Date of Signing: Edward S. Garlock Los Angeles, CA 90071 February 10, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 232 Form 13F Information Table Value Total ($ Thousands): $293,032 List of Other Included Managers: No. 13F File Number Name
SECURITY TYPE CUSIP MARKET SHARES OPTIONTYPE SHARES MARKETVALUE ABBOTT LABORATORIES COM 002824100 110 2,305 SH SOLE 2,305 ADVANCE AUTO PARTS INC COM 00751Y106 3,433 51,900 SH SOLE 51,900 AGL RESOURCES INC COM 001204106 179 5,000 SH SOLE 5,000 ALCOA COM 013817101 5 300 SH SOLE 300 ALLSTATE COM 020002101 245 7,700 SH SOLE 7,700 ALTRIA GROUP COM 02209S103 2,870 116,570 SH SOLE 116,570 AMAZON.COM COM 023135106 1,746 9,700 SH SOLE 9,700 AMB PROPERTY CORP COM 00163T109 282 8,900 SH SOLE 8,900 AMERICA MOVIL ADR COM 02364W105 34 600 SH SOLE 600 AMERICAN ELECTRIC POWER COM 025537101 644 17,900 SH SOLE 17,900 AMGEN COM 031162100 155 2,825 SH SOLE 2,825 ANADARKO PETROLEUM CORP COM 032511107 213 2,800 SH SOLE 2,800 APACHE COM 037411105 322 2,700 SH SOLE 2,700 APOLLO GROUP COM 037604105 59 1,500 SH SOLE 1,500 APPLE COM 037833100 8,645 26,800 SH SOLE 26,800 ARCHER DANIELS COM 039483102 9 300 SH SOLE 300 ARVINMERITOR INC COM 043353101 21 1,000 SH SOLE 1,000 AT&T COM 00206R102 1,038 35,330 SH SOLE 35,330 ATHEROS COMMUNICATIONS COM 04743P108 2,123 59,100 SH SOLE 59,100 ATMOS ENERGY CORP COM 049560105 206 6,600 SH SOLE 6,600 BAIDU.COM-ADR COM 056752108 1,525 15,800 SH SOLE 15,800 BAKER HUGHES COM 057224107 200 3,500 SH SOLE 3,500 BANK OF AMERICA COM 060505104 7 500 SH SOLE 500 BANK OF NY MELLON COM 064058100 193 6,400 SH SOLE 6,400 BARRICK GOLD COM 067901108 2,346 44,120 SH SOLE 44,120 BB&T CORP COM 054937107 13 500 SH SOLE 500 BE AEROSPACE INC COM 073302101 2,874 77,600 SH SOLE 77,600 BECTON DICKINSON COM 075887109 138 1,635 SH SOLE 1,635 BERKSHIRE HATHAWAY COM 084670108 241 2 SH SOLE 2 BERKSHIRE HATHAWAY INC-CL B COM 084670702 793 9,896 SH SOLE 9,896 BIOGEN IDEC COM 09062X103 201 3,000 SH SOLE 3,000 BLACKROCK INC COM 09247X101 2,268 11,900 SH SOLE 11,900 BLACKROCK INCOME TRUST COM 09247F100 198 28,900 SH SOLE 28,900 BOEING COM 097023105 26 400 SH SOLE 400 BOSTON PROPERTIES INC COM 101121101 198 2,300 SH SOLE 2,300 BP ADR COM 055622104 20 459 SH SOLE 459 BRISTOL-MYERS SQUIBB COM 110122108 201 7,600 SH SOLE 7,600 CAPITAL ONE FINL COM 14040H105 326 7,669 SH SOLE 7,669 CATERPILLAR COM 149123101 2,360 25,200 SH SOLE 25,200 CBS COM 124857202 242 12,700 SH SOLE 12,700 CELGENE COM 151020104 2,425 41,000 SH SOLE 41,000 CENTERPOINT ENERGY INC COM 15189T107 656 41,725 SH SOLE 41,725 CENTURYTEL, INC COM 156700106 208 4,500 SH SOLE 4,500 CHARLES SCHWAB COM 808513105 45 2,633 SH SOLE 2,633 CHESAPEAKE ENERGY CORP COM 165167107 187 7,200 SH SOLE 7,200 CHEVRON COM 166764100 826 9,050 SH SOLE 9,050 CHINA AGRITECH INC COM 16937A200 4 300 SH SOLE 300 CIMAREX ENERGY CO COM 171798101 1,735 19,600 SH SOLE 19,600 CISCO SYSTEMS COM 17275R102 6,980 345,020 SH SOLE 345,020 CIT GROUP INC COM 125581801 203 4,317 SH SOLE 4,317 CITIGROUP COM 172967101 523 110,475 SH SOLE 110,475 CITY NATIONAL CORP COM 178566105 18 300 SH SOLE 300 CLEAN HARBORS INC COM 184496107 2,430 28,900 SH SOLE 28,900 COCA-COLA COM 191216100 4,762 72,400 SH SOLE 72,400 COGNIZANT TECH SOLUTIONS COM 192446102 2,873 39,200 SH SOLE 39,200 COLGATE-PALMOLIVE COM 194162103 24 300 SH SOLE 300 COMCAST-A COM 20030N101 2,570 117,000 SH SOLE 117,000 COMPASS MINERALS INTERNATIONAL COM 20451N101 27 300 SH SOLE 300 COMPUTER SCIENCES COM 205363104 5 100 SH SOLE 100 CONAGRA COM 205887102 11 500 SH SOLE 500 CONOCOPHILLIPS COM 20825C104 347 5,100 SH SOLE 5,100 CONSOL ENERGY COM 20854P109 1,891 38,800 SH SOLE 38,800 CONSOLIDATED EDISON COM 209115104 81 1,625 SH SOLE 1,625 CONSUMER DISCRETIONARY SELECT SECTOR COM 81369Y407 7,728 206,570 SH SOLE 206,570 CONSUMER STAPLES SPDR COM 81369Y308 8,646 295,000 SH SOLE 295,000 CORNING COM 219350105 6 300 SH SOLE 300 CSX COM 126408103 220 3,400 SH SOLE 3,400 CUMMINS INC COM 231021106 1,738 15,800 SH SOLE 15,800 CVS/CAREMARK COM 126650100 271 7,800 SH SOLE 7,800 DANAHER COM 235851102 232 4,910 SH SOLE 4,910 DEERE & COMPANY COM 244199105 4,028 48,500 SH SOLE 48,500 DEVON ENERGY COM 25179M103 298 3,800 SH SOLE 3,800 DOLBY LABORATORIES INC-C COM 25659T107 1,701 25,500 SH SOLE 25,500 DOLLAR TREE INC COM 256746108 3,998 71,295 SH SOLE 71,295 DOMINION RESOURCES COM 25746U109 179 4,200 SH SOLE 4,200 DOVER CORP COM 260003108 1,946 33,300 SH SOLE 33,300 DOW CHEMICAL COM 260543103 256 7,500 SH SOLE 7,500 DPL INC COM 233293109 177 6,900 SH SOLE 6,900 DTE ENERGY COM 233331107 195 4,300 SH SOLE 4,300 DUKE ENERGY COM 26441C105 728 40,900 SH SOLE 40,900 DUPONT COM 263534109 185 3,700 SH SOLE 3,700 ECOLAB COM 278865100 45 900 SH SOLE 900 ELI LILLY COM 532457108 638 18,200 SH SOLE 18,200 EMC COM 268648102 1,697 74,100 SH SOLE 74,100 EMERSON ELECTRIC COM 291011104 3,344 58,500 SH SOLE 58,500 ENERGY SELECT SECTOR SPDR COM 81369Y506 3,733 54,700 SH SOLE 54,700 EXELON COM 30161N101 657 15,775 SH SOLE 15,775 EXPRESS SCRIPTS COM 302182100 2,540 47,000 SH SOLE 47,000 EXXON MOBIL COM 30231G102 8,589 117,466 SH SOLE 117,466 F5 NETWORKS INC COM 315616102 1,588 12,200 SH SOLE 12,200 FEDEX COM 31428X106 1,628 17,500 SH SOLE 17,500 FIRSTENERGY COM 337932107 657 17,750 SH SOLE 17,750 FLOWERS FOODS INC COM 343498101 274 10,200 SH SOLE 10,200 FLUOR CORP COM 343412102 410 6,185 SH SOLE 6,185 FORD MOTOR COM 345370860 34 2,000 SH SOLE 2,000 FREEPORT-MCM COPPER & GOLD COM 35671D857 1,945 16,200 SH SOLE 16,200 FRONTIER COMMUNICATIONS CORP COM 35906A108 644 66,200 SH SOLE 66,200 GENERAL DYNAMICS CORP COM 369550108 177 2,500 SH SOLE 2,500 GENERAL ELECTRIC COM 369604103 801 43,802 SH SOLE 43,802 GENERAL MILLS COM 370334104 28 800 SH SOLE 800 GILEAD SCIENCES COM 375558103 114 3,150 SH SOLE 3,150 GLAXOSMITHKLINE ADR COM 37733W105 12 300 SH SOLE 300 GOLDMAN SACHS GROUP COM 38141G104 488 2,900 SH SOLE 2,900 GOOGLE COM 38259P508 1,954 3,290 SH SOLE 3,290 GREEN DOT CORP-CLASS A COM 39304D102 238 4,200 SH SOLE 4,200 HEALTH CARE SELECT SECTOR SPDR COM 81369Y209 3,182 101,000 SH SOLE 101,000 HESS CORP COM 42809H107 191 2,500 SH SOLE 2,500 HEWLETT-PACKARD COM 428236103 204 4,850 SH SOLE 4,850 ILLINOIS TOOL WORKS COM 452308109 32 600 SH SOLE 600 INDUSTRIAL SELECT SECTOR SPDR COM 81369Y704 18,494 530,370 SH SOLE 530,370 INTEL COM 458140100 2,355 112,000 SH SOLE 112,000 INTL BUSINESS MACHINES COM 459200101 6,375 43,435 SH SOLE 43,435 INTUIT COM 461202103 1,785 36,200 SH SOLE 36,200 ISHARES BARCLAYS INTERMEDIATE COM 464288638 3,601 34,239 SH SOLE 34,239 ISHARES BARCLAYS TIPS BOND FUND COM 464287176 51 475 SH SOLE 475 ISHARES LEHMAN 1-3 YEAR CREDIT COM 464288646 157 1,510 SH SOLE 1,510 ISHARES MSCI CANADA COM 464286509 1,122 36,200 SH SOLE 36,200 ISHARES MSCI EAFE INDEX COM 464287465 105 1,800 SH SOLE 1,800 ISHARES MSCI EMERGING MARKETS COM 464287234 15,198 319,000 SH SOLE 319,000 ISHARES MSCI GERMANY INDEX COM 464286806 208 8,700 SH SOLE 8,700 ISHARES MSCI HONG KONG I COM 464286871 272 14,400 SH SOLE 14,400 ISHARES RUSSELL 1000 GROWTH COM 464287614 224 3,910 SH SOLE 3,910 ISHARES RUSSELL 1000 VALUE COM 464287598 1,427 22,000 SH SOLE 22,000 ITT COM 450911102 42 800 SH SOLE 800 JACOBS ENGINEERING COM 469814107 32 700 SH SOLE 700 JDS UNIPHASE COM 46612J507 2,418 167,000 SH SOLE 167,000 JOHNSON & JOHNSON COM 478160104 202 3,260 SH SOLE 3,260 JPMORGAN CHASE & CO COM 46625H100 752 17,717 SH SOLE 17,717 JUNIPER NETWORKS COM 48203R104 1,720 46,600 SH SOLE 46,600 KELLOGG CO COM 487836108 5 100 SH SOLE 100 KLA-TENCOR COM 482480100 178 4,600 SH SOLE 4,600 KRAFT FOODS COM 50075N104 430 13,655 SH SOLE 13,655 KRISPY KREME DOUGHNUTS COM 501014112 0 4 SH SOLE 4 L-3 COMMUNICATIONS TITAN COM 502424104 21 300 SH SOLE 300 LABORATORY CORP OF AMERICA HOLDINGS COM 50540R409 26 300 SH SOLE 300 LEGG MASON INC COM 524901105 181 5,000 SH SOLE 5,000 LIFE TECHNOLOGIES CORP COM 53217V109 33 600 SH SOLE 600 LOCKHEED MARTIN COM 539830109 28 400 SH SOLE 400 M & T BANK CORP COM 55261F104 26 300 SH SOLE 300 MARATHON OIL COM 565849106 11 300 SH SOLE 300 MARKET VECTORS GOLD MINERS FUND COM 57060U100 18 300 SH SOLE 300 MARKET VECTORS INDONESIA COM 57060U753 3,047 34,900 SH SOLE 34,900 MARSH & MCLENNAN COM 571748102 2,688 98,300 SH SOLE 98,300 MCDONALD'S COM 580135101 5,019 65,390 SH SOLE 65,390 MCKESSON CORP COM 58155Q103 14 200 SH SOLE 200 MERCK & CO COM 58933Y105 523 14,500 SH SOLE 14,500 MFS CHARTER INCOME TRUST COM 552727109 89 9,400 SH SOLE 9,400 MFS GOVT MARKETS INC TRUST COM 552939100 85 12,433 SH SOLE 12,433 MFS INTERMEDIATE INC TRUST COM 55273C107 126 20,000 SH SOLE 20,000 MFS MULTIMARKET INC TRUST COM 552737108 138 20,000 SH SOLE 20,000 MICHAEL BAKER CORP COM 057149106 6 200 SH SOLE 200 MICROSOFT COM 594918104 269 9,650 SH SOLE 9,650 MONSANTO COM 61166W101 3,933 56,480 SH SOLE 56,480 MORGAN STANLEY COM 617446448 14 500 SH SOLE 500 MYLAN INC COM 628530107 6 300 SH SOLE 300 NATL OILWELL VARCO COM 637071101 188 2,800 SH SOLE 2,800 NETFLIX INC COM 64110L106 53 300 SH SOLE 300 NETWORK APPLIANCE COM 64110D104 1,896 34,500 SH SOLE 34,500 NEWELL RUBBERMAID INC COM 651229106 247 13,600 SH SOLE 13,600 NIKE INC-B COM 654106103 4,194 49,100 SH SOLE 49,100 NISOURCE INC COM 65473P105 5 300 SH SOLE 300 NOBLE ENERGY INC COM 655044105 181 2,100 SH SOLE 2,100 NORDSTROM COM 655664100 2,026 47,800 SH SOLE 47,800 NORFOLK SOUTHERN COM 655844108 188 3,000 SH SOLE 3,000 NORTEL NETWORKS CORP COM 656568508 0 1,261 SH SOLE 1,261 NORTHROP GRUMMAN COM 666807102 207 3,200 SH SOLE 3,200 NOVARTIS AG-ADR COM 66987V109 24 400 SH SOLE 400 OCCIDENTAL PETROLEUM COM 674599105 499 5,085 SH SOLE 5,085 ORACLE COM 68389X105 3,261 104,200 SH SOLE 104,200 PEABODY ENERGY COM 704549104 173 2,700 SH SOLE 2,700 PEPSICO COM 713448108 20 300 SH SOLE 300 PFIZER COM 717081103 827 47,245 SH SOLE 47,245 PHILIP MORRIS INTERNATIONAL COM 718172109 2,528 43,200 SH SOLE 43,200 PINNACLE WEST CAPITAL CORP. COM 723484101 211 5,100 SH SOLE 5,100 PNC CAPITAL TRUST E PFD 69350S208 74 2,800 SH SOLE 2,800 PNC FINANCIAL SERVICES GROUP COM 693475105 3,631 59,800 SH SOLE 59,800 POTASH CORP SASKATCH COM 73755L107 4,382 28,300 SH SOLE 28,300 POWERSHARES QQQ COM 73935A104 1,220 22,400 SH SOLE 22,400 PPL COM 69351T106 81 3,075 SH SOLE 3,075 PPTT 2006-B BAC CLASS B 144A PFD 74039G203 1 9,621 SH SOLE 9,621 PRECISION CASTPARTS COM 740189105 84 600 SH SOLE 600 PRICELINE.COM COM 741503403 2,237 5,600 SH SOLE 5,600 PRINCIPAL FINL GROUP COM 74251V102 303 9,300 SH SOLE 9,300 PROCTER & GAMBLE COM 742718109 733 11,395 SH SOLE 11,395 PROGRESS ENERGY COM 743263105 653 15,025 SH SOLE 15,025 PUTMAN MASTER INTER INCOME TRUST COM 746909100 79 13,690 SH SOLE 13,690 PUTNAM PREMIER INCOME TRUST COM 746853100 85 13,464 SH SOLE 13,464 QUALCOMM COM 747525103 3,459 69,900 SH SOLE 69,900 QUICKSILVER RESOURCES INC COM 74837R104 15 1,000 SH SOLE 1,000 REGAL ENTERTAINMENT GROUP-A COM 758766109 62 5,250 SH SOLE 5,250 RR DONNELLEY & SONS COM 257867101 703 40,250 SH SOLE 40,250 RSH US RADIOSHACK CORP COM 750438103 348 18,800 SH SOLE 18,800 S&P 400 DEPOSITARY RECEIPTS COM 78467Y107 66 400 SH SOLE 400 SANDISK COM 80004C101 2,852 57,200 SH SOLE 57,200 SCHLUMBERGER COM 806857108 5,546 66,415 SH SOLE 66,415 SEMPRA ENERGY COM 816851109 184 3,500 SH SOLE 3,500 SKYWORKS SOLUTIONS INC COM 83088M102 2,379 83,100 SH SOLE 83,100 SOUTHERN COMPANY COM 842587107 659 17,250 SH SOLE 17,250 SOUTHERN COPPER CORP COM 84265V105 10 200 SH SOLE 200 SOUTHWESTERN ENERGY COMPANY COM 845467109 15 400 SH SOLE 400 SPDR NUVEEN BARCLAYS CAPITAL S-T MUNI COM 78464A425 1,422 59,707 SH SOLE 59,707 STATE STREET COM 857477103 176 3,800 SH SOLE 3,800 STERICYCLE COM 858912108 2,751 34,000 SH SOLE 34,000 TEXAS INSTRUMENTS COM 882508104 179 5,500 SH SOLE 5,500 THE DIRECTV GROUP, INC COM 25490A101 0 0 SH SOLE 0 THERMO FISHER SCIENTIFIC COM 883556102 233 4,200 SH SOLE 4,200 TIME WARNER COM 887317303 228 7,100 SH SOLE 7,100 TIME WARNER CABLE COM 88732J207 198 3,000 SH SOLE 3,000 TORTOISE ENERGY INFRASTRUCTURE COM 89147L100 8 200 SH SOLE 200 U.S. BANCORP COM 902973304 243 9,000 SH SOLE 9,000 UNION PACIFIC COM 907818108 250 2,700 SH SOLE 2,700 UNITED PARCEL SERVICE COM 911312106 3,194 44,000 SH SOLE 44,000 UNITED STATES STEEL COM 912909108 29 500 SH SOLE 500 UNITED TECHNOLOGIES COM 913017109 2,149 27,300 SH SOLE 27,300 UNITEDHEALTH GROUP COM 91324P102 2,380 65,900 SH SOLE 65,900 URBAN OUTFITTERS INC COM 917047102 43 1,200 SH SOLE 1,200 VALERO ENERGY COM 91913Y100 305 13,200 SH SOLE 13,200 VANGUARD EMERGING MARKET ETF COM 922042858 16,740 347,700 SH SOLE 347,700 VERISIGN COM 92343E102 1,555 47,600 SH SOLE 47,600 VERISK ANALYTICS INC-CLASS A COM 92345Y106 252 7,400 SH SOLE 7,400 VERIZON COMMUNICATIONS COM 92343V104 714 19,950 SH SOLE 19,950 VISA INC-CL A SRS COM 92826C839 1,731 24,600 SH SOLE 24,600 VORNADO REALTY TRUST COM 929042109 192 2,300 SH SOLE 2,300 WA/CLAY US INFL-LKD OPP&INC COM 95766R104 245 19,600 SH SOLE 19,600 WA/CLAY US INFL-LKD SEC&INC COM 95766Q106 373 29,100 SH SOLE 29,100 WAL-MART STORES COM 931142103 280 5,195 SH SOLE 5,195 WALT DISNEY CO COM 254687106 232 6,185 SH SOLE 6,185 WELLS FARGO COM 949746101 685 22,100 SH SOLE 22,100 WESTERN DIGITAL CORP COM 958102105 1,654 48,800 SH SOLE 48,800 WESTERN UNION CO COM 959802109 6 300 SH SOLE 300 WINDSTREAM COM 97381W104 611 43,800 SH SOLE 43,800 XCEL ENERGY COM 98389B100 9 400 SH SOLE 400
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