Executive Director

0000019617-21-000340.txt : 20210512 0000019617-21-000340.hdr.sgml : 20210512 20210512130910 ACCESSION NUMBER: 0000019617-21-000340 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210512 DATE AS OF CHANGE: 20210512 EFFECTIVENESS DATE: 20210512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HIGHBRIDGE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000919185 IRS NUMBER: 134131516 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04134 FILM NUMBER: 21914457 BUSINESS ADDRESS: STREET 1: 277 PARK AVE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10172 BUSINESS PHONE: 2122872500 MAIL ADDRESS: STREET 1: 277 PARK AVE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10172 FORMER COMPANY: FORMER CONFORMED NAME: HIGHBRIDGE CAPITAL MANAGEMENT INC /NY DATE OF NAME CHANGE: 19980610 FORMER COMPANY: FORMER CONFORMED NAME: DUBIN & SWIECA ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19950817 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000919185 XXXXXXXX 03-31-2021 03-31-2021 HIGHBRIDGE CAPITAL MANAGEMENT LLC

277 PARK AVE 23RD FLOOR NEW YORK NY 10172

13F HOLDINGS REPORT 028-04134 N Kirk Rule Executive Director 212-648-1597 Kirk Rule NEW YORK NY 05-12-2021 0 171 2509077 false INFORMATION TABLE 2 Information_table.xml 26 CAPITAL ACQUISITION CORP COMMON 90138P100 11673 1192067 SH SOLE 0 1192067 0 26 CAPITAL ACQUISITION CORP WARRANT 90138P118 280 382716 PRN SOLE 0 382716 0 7GC & CO HOLDINGS INC COMMON 81786A107 10535 1064135 SH SOLE 0 1064135 0 7GC & CO HOLDINGS INC WARRANT 81786A115 285 373922 PRN SOLE 0 373922 0 890 5TH AVE PARTNERS INC COMMON 28250A105 9902 1021879 SH SOLE 0 1021879 0 890 5TH AVE PARTNERS INC WARRANT 28250A113 535 600781 PRN SOLE 0 600781 0 ACCELERATE ACQUISITION CORP UNIT 00439D201 11656 1173776 SH SOLE 0 1173776 0 ACE CONVERGENCE ACQU CORP COMMON G0083D120 905 90800 SH SOLE 0 90800 0 ACORDA THERAPEUTICS INC BOND 00484MAC0 35359 47783000 PRN SOLE 0 47783000 0 ADVANTAGE SOLUTIONS INC WARRANT 00791N110 9791 3050121 PRN SOLE 0 3050121 0 AEVA TECHNOLOGIES INC WARRANT 00835Q111 1578 466382 PRN SOLE 0 466382 0 ALPHA METALLURGICAL RESOUR I COMMON 020764106 11051 875000 SH SOLE 0 875000 0 ALTIMAR ACQUISITION CORP WARRANT G03707117 859 611255 PRN SOLE 0 611255 0 ALTIMAR ACQUISITION CORP II COMMON G03709105 3956 400000 SH SOLE 0 400000 0 ALTIMAR ACQUISITION CORP II UNIT G03709113 6120 600000 SH SOLE 0 600000 0 ALTIMAR ACQUISITION CORP II WARRANT G03709121 178 100000 PRN SOLE 0 100000 0 ALTIMAR ACQUISITION CORP III UNIT G0370U124 6197 619660 SH SOLE 0 619660 0 AMRYT PHARMA PLC ADR 03217L106 14103 1012424 SH SOLE 0 1012424 0 APOLLO STRATEGIC GRWT CPTL I UNIT G0412A110 11744 1176717 SH SOLE 0 1176717 0 APPHARVEST INC WARRANT 03783T111 8249 1233098 PRN SOLE 0 1233098 0 ARCLIGHT CLEAN TRANSITION II UNIT G0R21B120 3296 329632 SH SOLE 0 329632 0 ARKO CORP WARRANT 041242116 4284 2089834 PRN SOLE 0 2089834 0 ARRIVAL GROUP OPTION L0423Q958 63 3900 SH Put SOLE 0 3900 0 ARRIVAL GROUP WARRANT L0423Q116 8011 1417856 PRN SOLE 0 1417856 0 ARRIVAL GROUP COMMON L0423Q108 1114 69359 SH SOLE 0 69359 0 ASCENDANT DIGITAL ACQUISITIO COMMON G05155109 12139 1226187 SH SOLE 0 1226187 0 ASSERTIO HOLDINGS INC COMMON 04546C106 4203 6158759 SH SOLE 0 6158759 0 ATLAS CREST INVESTMENT CORP COMMON 049287105 1663 170000 SH SOLE 0 170000 0 ATLAS CREST INVESTMENT CORP UNIT 049287204 3099 309720 SH SOLE 0 309720 0 ATLAS CREST INVESTMENT CORP WARRANT 049287113 36 42500 PRN SOLE 0 42500 0 AVAYA HLDGS CORP BOND 05351XAB7 23821 19150000 PRN SOLE 0 19150000 0 BANDWIDTH INC COMMON 05988J103 2015 15900 SH SOLE 0 15900 0 BECTON DICKINSON & CO COMMON 075887109 20441 84069 SH SOLE 0 84069 0 BOOKING HOLDINGS INC COMMON 09857L108 9678 4154 SH SOLE 0 4154 0 BRIDGEBIO PHARMA INC BOND 10806XAB8 82515 49655000 PRN SOLE 0 49655000 0 BTRS HOLDINGS INC WARRANT 11778X112 8295 1276194 PRN SOLE 0 1276194 0 CANOO INC WARRANT 13803R110 15185 2870504 PRN SOLE 0 2870504 0 CAPITOL INVESTMENT CORP V COMMON 14064F100 9006 891700 SH SOLE 0 891700 0 CAPITOL INVESTMENT CORP V WARRANT 14064F118 615 455401 PRN SOLE 0 455401 0 CENTENNIAL RESOURCE DEV INC BOND 15136AAA0 17310 18000000 PRN SOLE 0 18000000 0 CEREVEL THERAPEUTICS HLDNG I WARRANT 15678U102 1979 459215 PRN SOLE 0 459215 0 CF ACQUISITION CORP IV COMMON 12520T102 13483 1380014 SH SOLE 0 1380014 0 CF ACQUISITION CORP IV WARRANT 12520T110 352 400000 PRN SOLE 0 400000 0 CF ACQUISITION CORP V COMMON 12520R106 10890 1099998 SH SOLE 0 1099998 0 CF ACQUISITION CORP V WARRANT 12520R114 253 366666 PRN SOLE 0 366666 0 CF ACQUISITION CORP V UNIT 12520R205 1249 125177 SH SOLE 0 125177 0 CF ACQUISITION CORP VI UNIT 12521J202 11399 1151421 SH SOLE 0 1151421 0 CF ACQUISITION CORP VIII UNIT 12520C208 6895 695100 SH SOLE 0 695100 0 CF FIN ACQUISITION CORP III COMMON 12529D108 3383 338331 SH SOLE 0 338331 0 CF FIN ACQUISITION CORP III WARRANT 12529D116 850 607113 PRN SOLE 0 607113 0 CHARGEPOINT HOLDINGS INC COMMON 15961R105 3263 122203 SH SOLE 0 122203 0 CHARGEPOINT HOLDINGS INC OPTION 15961R955 3872 145000 SH Put SOLE 0 145000 0 CHURCHILL CAP CORP II COMMON 17143G106 15087 1508660 SH SOLE 0 1508660 0 CHURCHILL CAPITAL CORP IV OPTION 171439902 5216 225000 SH Call SOLE 0 225000 0 CHURCHILL CAPITAL CORP VII UNIT 17144M201 12878 1291639 SH SOLE 0 1291639 0 CITIC CAPITAL ACQUISITION CO OPTION G21513909 3372 337200 SH Call SOLE 0 337200 0 CLOVIS ONCOLOGY INC BOND 189464AB6 3123 3187000 PRN SOLE 0 3187000 0 CLOVIS ONCOLOGY INC BOND 189464AC4 22875 30066000 PRN SOLE 0 30066000 0 CLOVIS ONCOLOGY INC BOND 189464AE0 4537 4468000 PRN SOLE 0 4468000 0 COLLEGIUM PHARMACEUTICAL INC BOND 19459JAA2 33292 30245000 PRN SOLE 0 30245000 0 COLONY STARWOOD HOMES BOND 19625XAB8 21546 15000000 PRN SOLE 0 15000000 0 CONTRAFECT CORP COMMON 212326300 859 178861 SH SOLE 0 178861 0 CONX CORP COMMON 212873103 7627 765000 SH SOLE 0 765000 0 CORNER GROWTH ACQUISITION CO COMMON G2425N105 6062 619175 SH SOLE 0 619175 0 CREE INC BOND 225447AB7 48500 26695000 PRN SOLE 0 26695000 0 CRESCENT ACQUISITION CORP COMMON 22564L105 1029 102252 SH SOLE 0 102252 0 DANAHER CORPORATION COMMON 235851102 57960 257508 SH SOLE 0 257508 0 DESKTOP METAL INC COMMON 25058X105 12665 850000 SH SOLE 0 850000 0 DRAFTKINGS INC COMMON 26142R104 11812 192600 SH SOLE 0 192600 0 ENVESTNET INC BOND 29404KAB2 34692 28200000 PRN SOLE 0 28200000 0 ENVIRONMENTAL IMPACT ACQU CO COMMON 29408N106 6030 622330 SH SOLE 0 622330 0 ENVIRONMENTAL IMPACT ACQU CO WARRANT 29408N114 87 100000 PRN SOLE 0 100000 0 EPIPHANY TECHNOLOGY ACQUISIT COMMON 29429X109 13996 1435523 SH SOLE 0 1435523 0 EPIPHANY TECHNOLOGY ACQUISIT WARRANT 29429X117 154 185172 PRN SOLE 0 185172 0 EVERBRIDGE INC COMMON 29978A104 2448 20200 SH SOLE 0 20200 0 EZCORP INC BOND 302301AE6 35124 42065000 PRN SOLE 0 42065000 0 EZCORP INC BOND 302301AF3 29868 32377000 PRN SOLE 0 32377000 0 FAST ACQUISITION CORP II UNIT 311874200 5814 584920 SH SOLE 0 584920 0 FINSERV ACQUISITION CORP WARRANT 318085115 4520 1310271 PRN SOLE 0 1310271 0 FLEXION THERAPEUTICS INC BOND 33938JAB2 25684 27470000 PRN SOLE 0 27470000 0 FORESIGHT ACQUISITION CORP UNIT 34552Y205 6017 605370 SH SOLE 0 605370 0 FOREST ROAD ACQUISITION COR UNIT 34619V202 6175 620000 SH SOLE 0 620000 0 FORUM MERGER IV CORP UNIT 349875203 6062 612300 SH SOLE 0 612300 0 GFL ENVIRONMENTAL INC PREF CONV 36168Q120 80871 991428 SH SOLE 0 991428 0 GIGCAPITAL2 INC COMMON 375036100 472 47049 SH SOLE 0 47049 0 GOOD WORKS ACQUISITION CORP WARRANT 38216X115 1242 650000 PRN SOLE 0 650000 0 GORES HLDGS VIII INC UNIT 382863207 5289 528918 SH SOLE 0 528918 0 GORES HOLDINGS VII INC UNIT 38286T200 5957 598090 SH SOLE 0 598090 0 GORES TECHNOLOGY PARTNERS II UNIT 38287L206 2997 300600 SH SOLE 0 300600 0 GREEN PLAINS INC BOND 393222AK0 75240 67000000 PRN SOLE 0 67000000 0 GS ACQUISITION HLDGS CORP II COMMON 36258Q105 49 4700 SH SOLE 0 4700 0 GS ACQUISITION HLDGS CORP II OPTION 36258Q905 7749 743000 SH Call SOLE 0 743000 0 GX ACQUISITION CORP COMMON 36251A107 1040 103200 SH SOLE 0 103200 0 HELIX ENERGY SOLUTIONS GRP I BOND 42330PAK3 24076 20569000 PRN SOLE 0 20569000 0 HOSTESS BRANDS INC WARRANT 44109J114 6258 4316117 PRN SOLE 0 4316117 0 HUDSON EXECUTIVE INVES III UNIT 44376L206 16703 1683791 SH SOLE 0 1683791 0 HUDSON EXECUTIVE INVS CORP I COMMON 443760103 4930 500000 SH SOLE 0 500000 0 HUDSON EXECUTIVE INVS CORP I WARRANT 443760111 98 125000 PRN SOLE 0 125000 0 HUDSON EXECUTIVE INVS CORP I UNIT 443760202 542 55215 SH SOLE 0 55215 0 HUDSON EXECUTIVE INVT CORP COMMON 443761101 4358 439289 SH SOLE 0 439289 0 HYCROFT MINING HOLDING CORP COMMON 44862P109 27091 7740213 SH SOLE 0 7740213 0 HYCROFT MINING HOLDING CORP WARRANT 44862P117 271 520532 PRN SOLE 0 520532 0 HYCROFT MINING HOLDING CORP WARRANT 44862P133 533 833333 PRN SOLE 0 833333 0 INFINERA CORP BOND 45667GAC7 53656 45000000 PRN SOLE 0 45000000 0 INFINERA CORP BOND 45667GAE3 28741 20000000 PRN SOLE 0 20000000 0 INTERCEPT PHARMACEUTICALS IN BOND 45845PAA6 16381 19977000 PRN SOLE 0 19977000 0 INTERCEPT PHARMACEUTICALS IN BOND 45845PAB4 12862 20093000 PRN SOLE 0 20093000 0 INVACARE CORP BOND 461203AJ0 7294 7500000 PRN SOLE 0 7500000 0 JAWS MUSTANG ACQUISITION COR COMMON G50737108 1581 160000 SH SOLE 0 160000 0 JAWS MUSTANG ACQUISITION COR UNIT G50737116 2478 244111 SH SOLE 0 244111 0 JAWS MUSTANG ACQUISITION COR WARRANT G50737124 46 40000 PRN SOLE 0 40000 0 KKR & CO INC COMMON 48251W104 51023 1044485 SH SOLE 0 1044485 0 LANNETT CO INC BOND 51602UAC2 23728 35800000 PRN SOLE 0 35800000 0 LIBERTY MEDIA CORP DEL BOND 531229AF9 13840 10749000 PRN SOLE 0 10749000 0 LIVE NATION ENTERTAINMENT IN BOND 538034AQ2 40948 29279000 PRN SOLE 0 29279000 0 LONGVIEW ACQUISITION CORP II UNIT 54319Q204 3482 346768 SH SOLE 0 346768 0 MCAP ACQUISITION CORP UNIT 55282T208 11777 1183614 SH SOLE 0 1183614 0 MESA LABS INC BOND 59064RAA7 31806 28650000 PRN SOLE 0 28650000 0 MULTIPLAN CORPORATION WARRANT 62548M118 841 873698 PRN SOLE 0 873698 0 NANTHEALTH INC BOND 630104AB3 36413 36945000 PRN SOLE 0 36945000 0 NORTH ATLANTIC ACQUISITN COR COMMON G66139109 9750 999999 SH SOLE 0 999999 0 NORTH ATLANTIC ACQUISITN COR UNIT G66139117 1170 117730 SH SOLE 0 117730 0 NORTH ATLANTIC ACQUISITN COR WARRANT G66139125 200 333333 PRN SOLE 0 333333 0 NORTHERN STAR INVEST CORP II UNIT 66574L209 4305 432670 SH SOLE 0 432670 0 NORTHERN STAR INVEST CORP IV UNIT 66575B200 4319 435424 SH SOLE 0 435424 0 NORTHERN STAR INVSTMNT CORP COMMON 66573W107 653 65310 SH SOLE 0 65310 0 NORTHERN STAR INVSTMNT CORP WARRANT 66573W115 803 586298 PRN SOLE 0 586298 0 NOVUS CAPITAL CORPORATION II UNIT 67012W203 7298 729759 SH SOLE 0 729759 0 NUANCE COMMUNICATIONS INC BOND 67020YAK6 62798 33915000 PRN SOLE 0 33915000 0 NUVATION BIO INC WARRANT 67080N119 1025 383825 PRN SOLE 0 383825 0 OCCIDENTAL PETE CORP WARRANT 674599162 14641 1229324 PRN SOLE 0 1229324 0 OMEROS CORP BOND 682143AG7 65543 52783000 PRN SOLE 0 52783000 0 OPKO HEALTH INC BOND 68375NAD5 79824 55420000 PRN SOLE 0 55420000 0 PARATEK PHARMACEUTICALS INC BOND 699374AB0 39153 44492000 PRN SOLE 0 44492000 0 PERSHING SQUARE TONTINE HLDG OPTION 71531R909 17623 734000 SH Call SOLE 0 734000 0 PERSHING SQUARE TONTINE HLDG OPTION 71531R959 13206 550000 SH Put SOLE 0 550000 0 PIVOTAL INVESTMENT CORP III UNIT 72582M205 11400 1140014 SH SOLE 0 1140014 0 PROTALIX BIOTHERAPEUTICS INC BOND 74365AAD3 22064 20914000 PRN SOLE 0 20914000 0 QUOTIENT LTD COMMON G73268107 19585 5321991 SH SOLE 0 5321991 0 REALPAGE INC BOND 75606NAB5 21181 10150000 PRN SOLE 0 10150000 0 REALPAGE INC BOND 75606NAC3 13974 10905000 PRN SOLE 0 10905000 0 REDBALL ACQUISITION CORP OPTION G7417R905 11443 1150000 SH Call SOLE 0 1150000 0 RMG ACQUISITION CORP III COMMON G76088106 1203 114725 SH SOLE 0 114725 0 RMG ACQUISITION CORP III UNIT G76088114 4692 471565 SH SOLE 0 471565 0 RMG ACQUISITION CORP III WARRANT G76088122 32 22945 PRN SOLE 0 22945 0 SANDBRIDGE ACQUISITION CORP COMMON 799793104 12622 1273688 SH SOLE 0 1273688 0 SANDRIDGE ENERGY INC COMMON 80007P869 2 575 SH SOLE 0 575 0 SAREPTA THERAPEUTICS INC BOND 803607AB6 39194 30000000 PRN SOLE 0 30000000 0 SARISSA CAPITAL ACQUISITN CO COMMON G7823W102 11766 1163762 SH SOLE 0 1163762 0 SARISSA CAPITAL ACQUISITN CO WARRANT G7823W110 785 561034 PRN SOLE 0 561034 0 SENSEONICS HLDGS INC BOND 81727UAA3 4600 4000000 PRN SOLE 0 4000000 0 SILVER SPIKE ACQUISITION COR WARRANT G8136L114 698 99120 PRN SOLE 0 99120 0 SILVER SPIKE ACQUISITN CORP UNIT G8201H121 5116 514699 SH SOLE 0 514699 0 SOCIAL CAPITAL HEDOSOPHA HLD OPTION G8251L955 1607 150000 SH Put SOLE 0 150000 0 SPARTAN ACQUISITION CORP III UNIT 84677R205 6777 675693 SH SOLE 0 675693 0 SPDR S&P 500 ETF TR OPTION 78462F953 118899 300000 SH Put SOLE 0 300000 0 STABLE RD ACQUISITION CORP WARRANT 85236Q117 2384 546743 PRN SOLE 0 546743 0 STARBOARD VALUE ACQUISITN CO COMMON 85521J109 5961 600309 SH SOLE 0 600309 0 SUSTAINABLE OPPORTNTS ACQ CO COMMON G8598Y109 7827 788249 SH SOLE 0 788249 0 THERAVANCE BIOPHARMA INC BOND 88339KAA0 14826 14500000 PRN SOLE 0 14500000 0 TRINITY BIOTECH INVT LTD BOND 89643QAB4 37754 53175000 PRN SOLE 0 53175000 0 TUSCAN HLDGS CORP WARRANT 90069K112 4201 1304696 PRN SOLE 0 1304696 0 TWITTER INC COMMON 90184L102 732 11500 SH SOLE 0 11500 0 VELODYNE LIDAR INC COMMON 92259F101 1737 152380 SH SOLE 0 152380 0 VEONEER INC BOND 92336XAA7 26130 20100000 PRN SOLE 0 20100000 0 VERASTEM INC BOND 92337CAA2 26740 28000000 PRN SOLE 0 28000000 0 VIACOMCBS INC COMMON 92556H206 19497 432306 SH SOLE 0 432306 0 VIEW INC WARRANT 92671V114 2390 1373784 PRN SOLE 0 1373784 0 WAYFAIR INC BOND 94419LAD3 114722 42000000 PRN SOLE 0 42000000 0 WAYFAIR INC BOND 94419LAF8 40686 17000000 PRN SOLE 0 17000000 0 WORKDAY INC BOND 98138HAF8 86152 50000000 PRN SOLE 0 50000000 0