-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LG5zfD9eLqmAJfNgaR3NPG+rrgCqhR7Cw8BdJaKX7gehRIwdcT1i4TTy4L3KexH5 YSx/MxA8QXmfQit7lvGOAw== 0000905148-09-003524.txt : 20091116 0000905148-09-003524.hdr.sgml : 20091116 20091116161855 ACCESSION NUMBER: 0000905148-09-003524 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHESAPEAKE PARTNERS MANAGEMENT CO INC/MD CENTRAL INDEX KEY: 0000919165 IRS NUMBER: 521745745 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04120 FILM NUMBER: 091187116 BUSINESS ADDRESS: STREET 1: 1829 REISTERSTOWN RD STREET 2: SUITE 220 CITY: BALTIMORE STATE: MD ZIP: 21208 BUSINESS PHONE: 4106020195 MAIL ADDRESS: STREET 1: 1829 REISTERSTOWN ROAD STREET 2: SUITE 220 CITY: BALTIMORE STATE: MD ZIP: 21208 13F-HR 1 efc9-0998_emailform13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 ------------------ Check here if Amendment [ ]: Amendment Number: ----------------- This Amendment (Check only one): | | is a restatement | | adds new holdings entries Institutional Investment Manager Filing this Report: Name: Chesapeake Partners Management Co., Inc. Address: 2800 Quarry Lake Drive Suite 300 Baltimore, Maryland 21209 Form 13F File Number: 28-04120 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mark D. Lerner Title: Vice President Phone: 410-602-0195 Signature, Place and Date of Signing: /s/ Mark D. Lerner Baltimore, Maryland November 16, 2009 - ---------------------------- ------------------- ------------------ [Signature] [City, State] [Date] Report Type (Check only one): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) | | 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) | | 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------------------- Form 13F Information Table Entry Total: 96 ------------------------- Form 13F Information Table Value Total: $1,607,139 ------------------------- (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None
CHESAPEAKE PARTNERS MANAGEMENT CO., INC. FORM 13F QUARTER ENDED SEPTEMBER 30, 2009 - ----------------------------------------------------------------------------------------------------------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS TITLE CUSIP (X$1,000) PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED NONE - ----------------------------------------------------------------------------------------------------------------------------------- AFFILIATED COMPUTER SERVICES CL A 008190100 45,111 832,774 SH SOLE 832,774 AFFILIATED COMPUTER SERVICES CL A 008190100 5,417 100,000 SH CALL SOLE 100,000 ALLIANCE DATA SYSTEMS CORP COM 018581108 11,336 185,599 SH SOLE 185,599 ALTISOURCE PORTFOLIO SOLNS S REG SHS L0175J104 4,943 342,282 SH SOLE 342,282 ALTRIA GROUP INC COM 02209S103 7,124 400,000 SH SOLE 400,000 AMERICAN AXLE & MFG HLDGS IN COM 024061103 5,664 800,000 SH SOLE 800,000 AMERICAN EXPRESS CO COM 025816109 18,694 551,450 SH SOLE 551,450 APPLE INC COM 037833100 5,561 30,000 SH SOLE 30,000 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 24,122 649,498 SH SOLE 649,498 ARCELORMITTAL SA LUXEMBOURG NOTE 5.000% 5/1 03938LAK0 19,752 13,500,000 PRN SOLE NONE BANK OF AMERICA CORPORATION COM 060505104 39,342 2,325,170 SH SOLE 2,325,170 BARRICK GOLD CORP COM 067901108 5,685 150,000 SH SOLE 150,000 BERKSHIRE HATHAWAY INC DEL CL B 084670207 17,080 5,140 SH SOLE 5,140 BJ SVCS CO COM 055482103 20,693 1,065,000 SH SOLE 1,065,000 BRINKS HOME SEC HLDGS INC COM 109699108 9,673 314,153 SH SOLE 314,153 CADBURY PLC SPONS ADR 12721E102 36,429 711,371 SH SOLE 711,371 CAPITAL ONE FINL CORP COM 14040H105 12,593 352,460 SH SOLE 352,460 CBL & ASSOC PPTYS INC COM 124830100 485 50,000 SH SOLE 50,000 CF INDS HLDGS INC COM 125269100 13,215 153,249 SH SOLE 153,249 CHESAPEAKE ENERGY CORP COM 165167107 16,157 568,900 SH SOLE 568,900 CISCO SYS INC COM 17275R102 12,363 525,200 SH SOLE 525,200 CISCO SYS INC COM 17275R102 18,832 800,000 SH CALL SOLE 800,000 CITIGROUP INC COM 172967101 49,482 10,223,536 SH SOLE 10,223,536 CITIGROUP INC COM 172967101 4,840 1,000,000 SH CALL SOLE 1,000,000 CLEAR CHANNEL OUTDOOR HLDGS CL A 18451C109 1,717 245,239 SH SOLE 245,239 CLEARWIRE CORP NEW CL A 18538Q105 18,222 2,241,314 SH SOLE 2,241,314 CVS CAREMARK CORPORATION COM 126650100 20,014 560,000 SH SOLE 560,000 D R HORTON INC NOTE 2.000% 5/1 23331ABB4 5,724 5,000,000 PRN SOLE NONE DIGITALGLOBE INC COM NEW 25389M877 4,628 206,900 SH SOLE 206,900 DISNEY WALT CO COM DISNEY 254687106 4,119 150,000 SH SOLE 150,000 ELIXIR GAMING TECHNOLOGIES I COM 28661G105 269 961,639 SH SOLE 961,639 EMMIS COMMUNICATIONS CORP CL A 291525103 706 841,042 SH SOLE 841,042 EMULEX CORP COM NEW 292475209 5,145 500,000 SH CALL SOLE 500,000 ENCORE ACQUISITION CO COM 29255W100 4,675 125,000 SH SOLE 125,000 FACET BIOTECH CORP SHS 30303Q103 14,927 863,309 SH SOLE 863,309 FIDELITY NATIONAL FINANCIAL CL A 31620R105 14,120 936,369 SH SOLE 936,369 GENTEK INC COM NEW 37245X203 38,338 1,007,839 SH SOLE 1,007,839 GOLDMAN SACHS GROUP INC COM 38141G104 5,531 30,000 SH SOLE 30,000 GOOGLE INC CL A 38259P508 14,847 29,942 SH SOLE 29,942 HOLOGIC INC FRNT 2.000%12/1 436440AA9 12,533 15,000,000 PRN SOLE NONE INTERPUBLIC GROUP COS INC COM 460690100 376 50,000 SH SOLE 50,000 INTERPUBLIC GROUP COS INC COM 460690100 5,640 750,000 SH CALL SOLE 750,000 ISHARES TR INDEX DJ US REAL EST 464287739 85,340 2,000,000 SH PUT SOLE 2,000,000 J CREW GROUP INC COM 46612H402 4,478 125,000 SH SOLE 125,000 JPMORGAN CHASE & CO COM 46625H100 49,361 1,126,449 SH SOLE 1,126,449 KRAFT FOODS INC CL A 50075N104 7,356 280,000 SH SOLE 280,000 KRAFT FOODS INC CL A 50075N104 26,270 1,000,000 SH CALL SOLE 1,000,000 L-1 IDENTITY SOLUTIONS INC COM 50212A106 4,620 660,906 SH SOLE 660,906 L-1 IDENTITY SOLUTIONS INC NOTE 3.750% 5/1 50212AAB2 5,384 6,000,000 PRN SOLE NONE LIBERTY MEDIA CORP NEW ENT COM SER A 53071M500 54,010 1,736,100 SH SOLE 1,736,100 LIGAND PHARMACEUTICALS INC CL B 53220K207 5,740 2,484,881 SH SOLE 2,484,881 MARVEL ENTERTAINMENT INC COM 57383T103 7,443 150,000 SH SOLE 150,000 MDS INC COM 55269P302 4,068 496,695 SH SOLE 496,695 MGM MIRAGE COM 552953101 1,505 125,000 SH SOLE 125,000 MGM MIRAGE COM 552953101 6,020 500,000 SH CALL SOLE 500,000 MORGAN STANLEY COM NEW 617446448 3,770 122,100 SH SOLE 122,100 NALCO HOLDING COMPANY COM 62985Q101 4,434 216,400 SH SOLE 216,400 NATCO GROUP INC CL A 63227W203 10,884 245,807 SH SOLE 245,807 NRG ENERGY INC COM NEW 629377508 995 35,288 SH SOLE 35,288 OCH ZIFF CAP MGMT GROUP CL A 67551U105 14,694 1,207,400 SH SOLE 1,207,400 OCWEN FINL CORP COM NEW 675746309 30,348 2,680,904 SH SOLE 2,680,904 ORIENT-EXPRESS HOTELS LTD CL A G67743107 5,618 488,105 SH SOLE 488,105 PEPSI BOTTLING GROUP INC COM 713409100 5,564 152,700 SH SOLE 152,700 PEROT SYS CORP CL A 714265105 15,664 527,400 SH SOLE 527,400 PULTE HOMES INC COM 745867101 2,356 214,374 SH SOLE 214,374 QUANTUM CORP COM DSSG 747906204 525 416,518 SH SOLE 416,518 RSC HOLDINGS INC COM 74972L102 2,050 282,000 SH SOLE 282,000 SAKS INC COM 79377W108 18,291 2,681,982 SH SOLE 2,681,982 SCHERING PLOUGH CORP COM 806605101 31,781 1,125,000 SH SOLE 1,125,000 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 36,603 2,450,000 SH SOLE 2,450,000 SIMON PPTY GROUP INC NEW COM 828806109 1,394 20,072 SH SOLE 20,072 SL GREEN RLTY CORP COM 78440X101 8,384 191,200 SH SOLE 191,200 SOTHEBYS COM 835898107 1,725 100,100 SH SOLE 100,100 SOURCEFIRE INC COM 83616T108 19,440 905,456 SH SOLE 905,456 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 14,279 950,000 SH SOLE 950,000 SPDR TR UNIT SER 1 78462F103 105,590 1,000,000 SH PUT SOLE 1,000,000 SUNPOWER CORP DBCV 1.250% 2/1 867652AA7 2,674 3,000,000 PRN SOLE NONE TENNECO INC COM 880349105 15,329 1,175,569 SH SOLE 1,175,569 TERRA INDS INC COM 880915103 5,201 150,000 SH SOLE 150,000 TEXAS INDS INC COM 882491103 2,619 62,374 SH SOLE 62,374 THERAVANCE INC COM 88338T104 61,194 4,179,934 SH SOLE 4,179,934 THERMO FISHER SCIENTIFIC INC COM 883556102 36,556 837,100 SH SOLE 837,100 U S G CORP COM NEW 903293405 15,223 886,103 SH SOLE 886,103 UNITEDHEALTH GROUP INC COM 91324P102 18,457 737,103 SH SOLE 737,103 VIACOM INC NEW CL B 92553P201 22,090 787,787 SH SOLE 787,787 VIRGIN MEDIA INC COM 92769L101 34,023 2,444,162 SH SOLE 2,444,162 WELLPOINT INC COM 94973V107 37,822 798,600 SH SOLE 798,600 WELLPOINT INC COM 94973V107 5,920 125,000 SH CALL SOLE 125,000 WENDYS ARBYS GROUP INC COM 950587105 8,208 1,735,243 SH SOLE 1,735,243 WESCO INTL INC COM 95082P105 2,395 83,160 SH SOLE 83,160 WHITING PETE CORP NEW COM 966387102 24,216 420,560 SH SOLE 420,560 WHITING PETE CORP NEW PERP PFD CONV 966387201 22,535 150,000 SH SOLE 150,000 WYETH COM 983024100 91,225 1,877,822 SH SOLE 1,877,822 WYNDHAM WORLDWIDE CORP COM 98310W108 19,072 1,168,635 SH SOLE 1,168,635 WYNDHAM WORLDWIDE CORP NOTE 3.500% 5/0 98310WAC2 7,176 5,000,000 PRN SOLE NONE XEROX CORP COM 984121103 3,096 400,000 SH CALL SOLE 400,000
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