13F-HR 1 form_13f-perry.txt --------------------------- [ OMB APPROVAL ] [-------------------------] [OMB Number: 3235-0006] [Expires: August 31, 2012] [Estimated average burden ] [hours per response...22.6] --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Perry Corp. 767 Fifth Avenue New York, NY 10153 Form 13F File Number: 028-4106 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael C. Neus Title: General Counsel Phone: 212-583-4000 Signature, Place, and Date of Signing: /s/ Michael C. Neus New York, NY August 12, 2011 -------------------- ------------------ ------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [ ] 13F HOLDINGS REPORT.(Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 1 ----------- Form 13F Information Table Entry Total: 47 ----------- Form 13F Information Table Value Total: $3,407,513 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Name --- ---- 1. Richard C. Perry.
Perry Corp Form 13F Information Table Quarter ended June 30, 2011 COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVST OTHR VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCR MANGR SOLE SHARED NONE ------------------------------- ----------------- --------- --------- ---------- --- ---- ------ ----- ---- ------ ---- Anadarko Petroleum Corp COM 032511107 61,408 800,000 SH Shared 1 800,000 Bank of America Corp COM 060505104 27,400 2,500,000 SH CALL Shared 1 2,500,000 BMC Software Inc COM 055921100 120,340 2,200,000 SH Shared 1 2,200,000 Cephalon Inc COM 156708109 60,484 757,000 SH Shared 1 757,000 Citigroup Inc COM NEW 172967424 82,031 1,970,000 SH Shared 1 1,970,000 Citigroup Inc COM NEW 172967424 170,724 4,100,000 SH CALL Shared 1 4,100,000 ConAgra Foods Inc COM 205887102 31,948 1,237,828 SH Shared 1 1,237,828 Dollar Thrifty Automotive Group COM 256743105 18,435 250,000 SH Shared 1 250,000 Enzon Pharmaceuticals Inc COM 293904108 20,231 2,013,000 SH Shared 1 2,013,000 General Motors Corp COM 37045V100 170,847 5,627,366 SH Shared 1 5,627,366 General Motors Corp COM 37045V100 7,894 260,000 SH CALL Shared 1 260,000 Hartford Financial Services Gr *W EXP 06/26/2019 416515120 3,063 171,200 SH Shared 1 171,200 Hertz Global Holdings Inc COM 42805T105 20,003 1,259,636 SH Shared 1 1,259,636 Iron Mountain Inc COM 462846106 216,051 6,337,657 SH Shared 1 6,337,657 ISHARES INC MSCI BRAZIL 464286400 23,252 317,000 SH PUT Shared 1 317,000 ISHARES TR RUSSELL 2000 464287655 1,788 21,600 SH Shared 1 21,600 ITT Corp New COM 450911102 50,494 856,850 SH Shared 1 856,850 Johnson & Johnson COM 478160104 35,155 528,486 SH Shared 1 528,486 Lincoln National Corp Ind *W EXP 07/10/2019 534187117 2,440 120,676 SH Shared 1 120,676 Mosaic Co New COM 61945C103 94,551 1,396,000 SH Shared 1 1,396,000 North American Energy Partners COM 656844107 35,224 4,598,466 SH Shared 1 4,598,466 NYSE Euronext COM 629491101 87,590 2,555,886 SH Shared 1 2,555,886 PNC Financial Services Group Inc *W EXP 12/31/2018 693475121 3,726 300,000 SH Shared 1 300,000 Ralcorp Holdings Inc New COM 751028101 10,905 125,958 SH Shared 1 125,958 Rite Aid Corp COM 767754104 18,873 14,190,000 SH Shared 1 14,190,000 Royal Bank of Scotland Group SP ADR PREF S 780097739 68,967 3,986,560 SH Shared 1 3,986,560 Royal Bank of Scotland Group ADR PREF SER N 780097770 25,330 1,483,912 SH Shared 1 1,483,912 Royal Bank of Scotland Group SP ADR PREF M 780097796 77,168 4,486,483 SH Shared 1 4,486,483 Royal Bank of Scotland Group ADR PREF SHS Q 780097754 46,129 2,645,164 SH Shared 1 2,645,164 Royal Bank of Scotland Group ADR PFD SER P 780097762 4,236 256,857 SH Shared 1 256,857 Royal Bank of Scotland Group SP ADR PREF T 780097713 57,440 3,056,946 SH Shared 1 3,056,946 Royal Bank of Scotland Group ADR PREF SHS R 780097747 6,501 395,699 SH Shared 1 395,699 Sanofi RIGHT 12/31/2020 80105N113 13,802 5,726,911 SH Shared 1 5,726,911 Select Sector SPDR TR SBI INT-FINL 81369Y605 307,000 20,000,000 SH CALL Shared 1 20,000,000 Southern Union Co New COM 844030106 58,926 1,467,649 SH Shared 1 1,467,649 SPDR S&P 500 ETF TR TR UNIT 78462F103 543,584 4,119,000 SH CALL Shared 1 4,119,000 SPDR S&P Midcap 400 ETF TR UTSER1 S&PDCRP 78467Y107 48,355 272,500 SH PUT Shared 1 272,500 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 19,866 1,100,000 SH CALL Shared 1 1,100,000 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 128,646 2,410,000 SH PUT Shared 1 2,410,000 Sunoco Inc COM 86764P109 84,463 2,025,000 SH Shared 1 2,025,000 Sunoco Inc COM 86764P109 56,309 1,350,000 SH CALL Shared 1 1,350,000 United Community Banks, Inc. CAP STK 90984P303 21,481 2,034,164 SH Shared 1 2,034,164 Universal American Spin Corp COM 91338E101 84,251 7,694,185 SH Shared 1 7,694,185 Williams Cos Inc COM 969457100 89,994 2,975,000 SH Shared 1 2,975,000 Yahoo! Inc COM 984332106 188,000 12,500,000 SH Shared 1 12,500,000 Yahoo! Inc COM 984332106 86,480 5,750,000 SH CALL Shared 1 5,750,000 YPF Sociedad Anonima SPON ADR CL D 984245100 15,728 349,128 SH Shared 1 349,128 Total Fair Market Value (in thousands) 3,407,513