-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KJ89iHdu7r2AOUxTWLK/YAi4suTxEGjPlFJroygWCXFVeyANgZ36lG0AdsQLZgKq RpleCftROIM1Lq+mouUBkw== 0000950152-97-000911.txt : 19970222 0000950152-97-000911.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950152-97-000911 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970213 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EAGLE OUTFITTERS INC CENTRAL INDEX KEY: 0000919012 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FAMILY CLOTHING STORES [5651] IRS NUMBER: 251724320 STATE OF INCORPORATION: OH FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49559 FILM NUMBER: 97529518 BUSINESS ADDRESS: STREET 1: 150 THORN HILL DR CITY: WARRENDALE STATE: PA ZIP: 15095 BUSINESS PHONE: 4127764857 MAIL ADDRESS: STREET 1: 150 THORN HILL DRIVE STREET 2: P O BOX 788 CITY: WARRENDALE STATE: PA ZIP: 15095 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SCHOTTENSTEIN JAY L CENTRAL INDEX KEY: 0001031000 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 228526873 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1800 MOLER ROAD CITY: COLUMBUS STATE: OH ZIP: 43207 BUSINESS PHONE: 6144494281 SC 13G/A 1 AMERICAN EAGLE OUTFITTERS/JAY L. SCHOTTENSTEIN 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* American Eagle Outfitters, Inc. ----------------------------------------------------------------------------- (Name of Issuer) Common Stock, without par value ----------------------------------------------------------------------------- (Title of Class of Securities) 02553D 10 8 ----------------------------------------------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on the following page(s)) Page 1 of 5 Pages 2 SCHEDULE 13G CUSIP NO. - ----------------------------------------------------------------------------------------------------------- | 1 | NAME OF REPORTING PERSON Jay L. Schottenstein | | | S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON | | | | | | ###-##-#### | |-----|---------------------------------------------------------------------------------------------------| | 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ x ] | | | ---- | | | (b) [ ] | | | ---- | |-----|---------------------------------------------------------------------------------------------------| | 3 | SEC USE ONLY | | | | |-----|---------------------------------------------------------------------------------------------------| | 4 | SOURCE OF FUNDS* | | | | | | | | | | | | | |-----|---------------------------------------------------------------------------------------------------| | 5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT | | | TO ITEMS 2(d) OR 2(e) [ ] | | | ---- | | | | | | | |-----|---------------------------------------------------------------------------------------------------| | 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | | | | United States | |-------------------------------|-------|-----------------------------------------------------------------| | NUMBER OF | 7 | SOLE VOTING POWER | | | | | | SHARES | | 2,874,611 | | |-------|-----------------------------------------------------------------| | BENEFICIALLY | 8 | SHARED VOTING POWER | | | | | | OWNED BY | | 0 | | |-------|-----------------------------------------------------------------| | EACH | 9 | SOLE DISPOSITIVE POWER | | | | | | REPORTING | | 2,874,611 | | | | | | PERSON |-------|-----------------------------------------------------------------| | | 10 | SHARED DISPOSITIVE POWER | | WITH | | | | | | 0 | |-------------------------------|-------|-----------------------------------------------------------------| | 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | | | | 2,874,611 | |-----|---------------------------------------------------------------------------------------------------| | 12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN | | | SHARES* [ ] | | | ---- | |-----|---------------------------------------------------------------------------------------------------| | 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | | | | 28.61% | |-----|---------------------------------------------------------------------------------------------------| | 14 | TYPE OF REPORTING PERSON* | | | | | | IN | - -----------------------------------------------------------------------------------------------------------
3 SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 (Amendment No. 2) ITEM 1 (A). NAME OF ISSUER: American Eagle Outfitters, Inc. - ----------------------------------------------------------------------------- ITEM 1 (B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 150 Thorn Hill Drive, Warrendale, PA 15086 - ----------------------------------------------------------------------------- - ----------------------------------------------------------------------------- ITEM 2 (A). NAME OF PERSON FILING: (i) Retail Ventures, Inc., A PA Corp. (ii) Natco Industries, Inc., A DE Corp. (iii) Jay L. Schottenstein - ----------------------------------------------------------------------------- ITEM 2 (B). ADDRESS OF PRINCIPAL BUSINESS OFFICE: 1800 Moler Road, Columbus, OH 43207 - ----------------------------------------------------------------------------- - ----------------------------------------------------------------------------- ITEM 2 (C). PLACE OF ORGANIZATION: (i) Pennsylvania (ii) Delaware (iii) US Citizen - ----------------------------------------------------------------------------- ITEM 2 (D). TITLE OF CLASS OF SECURITIES: Common Stock, without par value - ----------------------------------------------------------------------------- ITEM 2 (E). CUSIP NUMBER: 02553D 10 8 - ----------------------------------------------------------------------------- ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d - 2 (b), INDICATE TYPE OF PERSON FILING: N/A - ----------------------------------------------------------------------------- Page 3 of 5 pages 4 Jay ITEM 4. OWNERSHIP: Retail Ventures NATCO Schottenstein ---------------- ------------- ------------- (a) Amount of beneficially owned: 2,844,611 shares 3,107,189 2,874,611 --------------------- ------------- ------------- (b) Percent of class: 28.31% 30.93% 28.61% --------------------- ------------ ------------- (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 2,844,611 3,107,189 2,874,611 --------------------- ------------ ------------- (ii) Shared power to vote or to direct the vote 0 0 0 --------------------- ------------ ------------- (iii) Sole power to dispose or to direct the disposition of 2,844,611 3,107,189 2,874,611 -------------------- ------------ ------------- (iv) Shared power to dispose or to direct the disposition of 0 0 0 -------------------- ------------ --------------
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not Applicable -------------- ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Other persons are known to have the right to receive or the power to direct the receipt of dividends or the proceeds from the sale of these securities. Those persons whose interest relates to more than five percent of the class are: None ---- ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARIES WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Identification: None --------------------- Classification: -------------------------------- ------------------- Item 8. Identification and Classification of Members of the Group. For purposes of this report, Retail Ventures, Inc. (RVI) and Natco Industries, Inc. (Natco) shall constitute a group. RVI, a Pennsylvania corporation, is the record and beneficial owner of 2,844,611 shares of common stock of the Issuer. Jay L. Schottenstein is the Chairman and Chief Executive Officer of RVI. Mr. Schottenstein is the beneficial owner of 59.7% of the outstanding voting securities of RVI and exercises sole and/or shares voting and investment power over these shares held in trust for family members as to which Mr. Schottenstein is Trustee. Accordingly, Mr. Schottenstein may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by RVI. Natco, a Delaware corporation, is the record and beneficial owner of 3,107,189 shares of common stock of the Issuer. Jay L. Schottenstein is the Chairman and Chief Executive Officer of Natco. Geraldine Schottenstein, mother of Jay L. Schottenstein, is no longer included as a member of the group, even though she is trustee of trusts that own a majority of the outstanding stock of Natco, since she does not have the power to direct the voting of all of such shares. Page 4 of 5 Pages 5 ITEM 9. NOTICE OF DISSOLUTION OF GROUP: Not Applicable -------------- ITEM 10. CERTIFICATION After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 13, 1997 ------------------ Retail Ventures, Inc. By: /s/ JAY L. SCHOTTENSTEIN --------------------------------------------- Jay L. Schottenstein, Chairman and Chief Executive Officer Natco Industries, Inc. By: /s/ JAY L. SCHOTTENSTEIN ---------------------------------------------- Jay L. Schottenstein, Chairman and Chief Executive Officer /s/ JAY L. SCHOTTENSTEIN - ------------------------------------------------- Jay L. Schottenstein Page 5 of 5 Pages -----END PRIVACY-ENHANCED MESSAGE-----