General Counsel

0000918537-17-000007.txt : 20171114 0000918537-17-000007.hdr.sgml : 20171114 20171114113729 ACCESSION NUMBER: 0000918537-17-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171114 EFFECTIVENESS DATE: 20171114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRICE MICHAEL F CENTRAL INDEX KEY: 0000918537 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13081 FILM NUMBER: 171199447 MAIL ADDRESS: STREET 1: C/O MFP INVESTORS LLC STREET 2: 909 THIRD AVE, 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000918537 XXXXXXXX 09-30-2017 09-30-2017 PRICE MICHAEL F

C/O MFP INVESTORS LLC 909 THIRD AVE, 33RD FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-13081 N Timothy E. Ladin General Counsel 212 752-7280 Timothy E. Ladin New York NY 11-14-2017 1 130 722191 false 1 0001105685 028-05359 MFP INVESTORS LLC INFORMATION TABLE 2 Price13F3Q17xmldata.xml PRICE13FQ317DATAFILE Advanced Emissions Solutions Inc. COM 00770C101 8776 800000 SH DFND 1 0 800000 0 Alliance Data Systems Corp COM 018581108 6647 30000 SH DFND 1 0 30000 0 Allscripts Healtcare Solutions, Inc. COM 01988PAD0 1423 100000 SH DFND 1 0 100000 0 Alphabet Inc. CAP STK CL A 02079K305 1947 2000 SH SOLE 0 2000 0 0 American Midstream Partners LP COM UNIT RP IN 02752P100 9142 669724 SH DFND 1 0 669724 0 American Midstream Partners LP COM UNIT RP IN 02752P100 215 15775 SH SOLE 0 15775 0 0 American River Bankshares COM 029326105 345 24950 SH DFND 1 0 24950 0 Anadarko Petroleum Corp. COM 032511107 3029 62000 SH DFND 1 0 62000 0 Apache Corporation COM 037411105 458 10000 SH SOLE 0 10000 0 0 Atlantic Capital Bancshares COM 048269203 17244 950093 SH DFND 1 0 950093 0 BKF Capital Group, Inc. COM 05548G201 250 29380 SH DFND 1 0 29380 0 BRT Realty Trust COM 055645303 1805 168369 SH DFND 1 0 168369 0 BMC Stock Holdings Inc. COM 05591B109 45612 2136386 SH DFND 1 0 2136386 0 Babcock & Wilcox Enterprises COM 05614L100 2731 820000 SH DFND 1 0 820000 0 Baker Hughes a GE Company CL A 05722G100 732 20000 SH SOLE 0 20000 0 0 The Bancorp Bank COM 05969A105 3370 407500 SH DFND 1 0 407500 0 Banc of California, Inc. COM 05990K106 26819 1292500 SH DFND 1 0 1292500 0 Bank of America Corporation COM 060505104 507 20000 SH SOLE 0 20000 0 0 Barnes & Noble Edu. Inc COM 06777U101 2554 392300 SH DFND 1 0 392300 0 Barnes & Noble Edu. Inc COM 06777U101 69 10554 SH SOLE 0 10554 0 0 Boston Scientific Corp. COM 101137107 8290 284200 SH DFND 1 0 284200 0 Brighthouse Financial Inc. COM 10922N103 12160 200000 SH DFND 1 0 200000 0 CIBL, Inc. COM 12543Y104 285 215 SH DFND 1 0 215 0 CIT Group Inc. COM NEW 125581801 25997 530000 SH DFND 1 0 530000 0 CIT Group Inc. COM 125581801 491 10000 SH SOLE 0 10000 0 0 Campbell Soup Company COM 134429109 5618 120000 SH DFND 1 0 120000 0 Carbon Natural Gas Co. COM 14115T208 1267 211112 SH DFND 1 0 211112 0 Carrizo Oil & Gas, Inc. COM 144577103 1816 106000 SH DFND 1 0 106000 0 Carter Bank & Trust COM 146102108 1766 103600 SH DFND 1 0 103600 0 Central Steel & Wire Company COM 155411101 51 108 SH DFND 1 0 108 0 Citizens Financial Group COM 174610105 6627 175000 SH DFND 1 0 175000 0 Clifton Bancorp, Inc. COM 186873105 4908 293568 SH DFND 1 0 293568 0 Continental Resources Inc. COM 212015101 3861 100000 SH DFND 1 0 100000 0 Continental Resources Inc. COM 212015101 10039 260000 SH SOLE 0 260000 0 0 Crimson Wine Group Ltd. COM 22662X100 10419 969200 SH DFND 1 0 969200 0 Devon Energy Corp. New COM 25179M103 2570 70000 SH SOLE 0 70000 0 0 Dolby Laboratories Inc. COM 25659T107 48317 840000 SH DFND 1 0 840000 0 Dolby Laboratories Inc. COM 25659T107 475 8255 SH SOLE 0 8255 0 0 Donnelley Financial Solutions, Inc. COM 25787G100 2695 125000 SH DFND 1 0 125000 0 DowDuPont Inc. COM 26078J100 10207 147430 SH DFND 1 0 147430 0 DowDuPont Inc. COM 26078J100 2219 32050 SH SOLE 0 32050 0 0 Energen Corporation COM 29265N108 3418 62500 SH DFND 1 0 62500 0 Enduro Royalty Trust TR UNIT 29269K100 343 78860 SH DFND 1 0 78860 0 Exxon Mobil Corp. COM 30231G102 1640 20000 SH SOLE 0 20000 0 0 FMC Corp. COM 30249U101 17862 200000 SH DFND 1 0 200000 0 FMC Corp. COM 30249U101 4466 50000 SH SOLE 0 50000 0 0 FSB Bancorp COM 30289C102 2760 166286 SH DFND 1 0 166286 0 Farmers & Merchants Bank COM 308243104 1583 203 SH SOLE 0 203 0 0 First Bank COM 31931U102 2661 200100 SH DFND 1 0 200100 0 Franklin Resources Inc. COM 354613101 14243 320000 SH DFND 1 0 320000 0 Franklin Resources Inc. COM 354613101 1225 27530 SH SOLE 0 27530 0 0 GAMCO Investors, Inc. COM 361438104 491 16500 SH DFND 1 0 16500 0 General Electric Co. COM 369604103 242 10000 SH SOLE 0 10000 0 0 Getty Realty Corp. COM 374297109 1042 36427 SH SOLE 0 36427 0 0 Global Eagle Entertainment COM 37951D102 342 100000 SH DFND 1 0 100000 0 Groupon, Inc. COM 399473107 520 100000 SH DFND 1 0 100000 0 Gulf Coast Ultra Deep Rty Trust Unit COM 40222T104 225 5000000 SH DFND 1 0 5000000 0 Gulf Coast Ultra Deep Rty Trust Unit UNIT BEN INT 40222T104 32 721942 SH SOLE 0 721942 0 0 GulfMark Offshore, Inc. CL A NEW 402629208 51 277793 SH DFND 1 0 277793 0 Gyrodyne, LLC COM 403829104 1762 81000 SH DFND 1 0 81000 0 Gyrodyne, LLC COM 403829104 101 4658 SH SOLE 0 4658 0 0 Halliburton Co. COM 406216101 921 20000 SH SOLE 0 20000 0 0 Helmerich & Payne Inc. COM 423452101 5211 100000 SH DFND 1 0 100000 0 Hess Corporation COM 42809H107 8206 175000 SH DFND 1 0 175000 0 Hess Corporation COM 42809H107 8909 190000 SH SOLE 0 190000 0 0 Highland Bankshares Inc. COM 430893107 2775 396458 SH DFND 1 0 396458 0 Howard Bancorp Inc. COM 442496105 1045 50000 SH DFND 1 0 50000 0 Hugoton Realty Trust TEX Unit Ben Int UNIT BEN INT 444717102 352 190440 SH SOLE 0 190440 0 0 ICTC Group COM 44931F108 147 3687 SH DFND 1 0 3687 0 ICC Holdings, Inc. COM 44931Q104 540 30000 SH DFND 1 0 30000 0 Innoviva, Inc. COM 45781M101 741 52500 SH DFND 1 0 52500 0 Intel Corp. COM 458140100 19040 500000 SH DFND 1 0 500000 0 Intel Corp. COM 458140100 48552 1275000 SH SOLE 0 1275000 0 0 Investar Holding Corporation COM 46134L105 4218 175000 SH DFND 1 0 175000 0 Investors Bancorp, Inc. COM 46146L101 7366 540000 SH DFND 1 0 540000 0 JBG SMITH Properties COM 46590V100 103 3000 SH DFND 1 0 3000 0 Kaiser Aluminum Corp. COM PAR $0.01 483007704 6377 61827 SH DFND 1 0 61827 0 Kearny Financial Corp. COM 48716P108 15350 1000000 SH DFND 1 0 1000000 0 Kemper Corp. COM 488401100 530 10000 SH SOLE 0 10000 0 0 Keweenaw Land Association LTD. COM 493026108 102 1000 SH SOLE 0 1000 0 0 Keysight Technologies, Inc. COM 49338L103 4812 115500 SH DFND 1 0 115500 0 LICT Corp. COM 50187G104 3410 275 SH DFND 1 0 275 0 MB Bancorp Inc. COM 55280E104 2601 170559 SH DFND 1 0 170559 0 MSB Financial COM 55352L101 3122 174897 SH DFND 1 0 174897 0 The Macerich Company COM 554382101 2749 50000 SH DFND 1 0 50000 0 Meridian Bancorp, Inc. COM 58958U103 1865 100000 SH DFND 1 0 100000 0 National Presto Industries, Inc. COM 637215104 2502 23500 SH DFND 1 0 23500 0 News Corp COM 65249B109 6100 460000 SH DFND 1 0 460000 0 NI Holdings Inc. COM 65342T106 4632 258750 SH DFND 1 0 258750 0 Nordstrom, Inc. COM 655664100 71 1500 SH DFND 1 0 1500 0 Northeast Bancorp COM 663904209 5295 202500 SH DFND 1 0 202500 0 Oaktree Specialty Lending Corp. COM 67401P108 547 100000 SH DFND 1 0 100000 0 PCSB Financial COM 69324R104 377 20000 SH SOLE 0 20000 0 0 Pacific Premier Bancorp, Inc. COM 69478X105 327 8675 SH DFND 1 0 8675 0 Pandora Media Inc. COM 698354107 1540 200000 SH DFND 1 0 200000 0 Papa Murphy's Holdings COM 698814100 13787 2317178 SH DFND 1 0 2317178 0 Peapack-Gladstone Financial Corp. COM 704699107 3401 100800 SH DFND 1 0 100800 0 Permian Basin Rlty Trust UNIT BEN INT 714236106 208 23841 SH SOLE 0 23841 0 0 Plains All American Pipeline UNIT LTD PARTN 726503105 8635 407500 SH DFND 1 0 407500 0 Plains All American Pipeline UNIT LTD PARTN 726503105 235 11081 SH SOLE 0 11081 0 0 Plains GP Holdings LP LTD PARTNR INT A 72651A207 3633 166130 SH DFND 1 0 166130 0 Plains GP Holdings LP LTD PARTNR INT A 72651A207 2064 94388 SH SOLE 0 94388 0 0 Popular, Inc. COM NEW 733174700 10782 300000 SH DFND 1 0 300000 0 Popular, Inc. COM NEW 733174700 359 10000 SH SOLE 0 10000 0 0 Prudential Bancorp Inc. COM 74431A101 2247 121287 SH DFND 1 0 121287 0 Quality Care Properties, Inc. COM 747545101 1550 100000 SH DFND 1 0 100000 0 Randolph Bancorp, Inc. COM 752378109 876 57200 SH DFND 1 0 57200 0 Regions Financial Corp. COM 7591EP100 7942 521500 SH DFND 1 0 521500 0 SI Financial Group COM 78425V104 1633 109241 SH DFND 1 0 109241 0 S&W Seed Company COM 785135104 14200 4507838 SH DFND 1 0 4507838 0 William H. Sadlier, Inc. COM 786327106 1337 21217 SH DFND 1 0 21217 0 San Juan Basin Realty Trust Unit UNIT BEN INT 798241105 786 100240 SH SOLE 0 100240 0 0 Sanofi-Aventis SA, CVR SPONSORED ADR 80105N113 1165 3235625 SH DFND 1 0 3235625 0 Sanofi-Aventis SA, CVR SPONSORED ADR 80105N113 125 348043 SH SOLE 0 348043 0 0 Steel Holdings LP Ltd Prshp Unit LTD PRTRSHIP U 85814R107 106 5773 SH SOLE 0 5773 0 0 Tejon Ranch Co. COM 879080109 10972 520000 SH DFND 1 0 520000 0 Teva Pharmaceutical Industries Ltd. SPONSORED ADR 881624209 966 54875 SH SOLE 0 54875 0 0 Time Warner Inc. COM 887317303 5123 50000 SH DFND 1 0 50000 0 Trinity Place Holdings Inc. COM 89656D101 29891 4258001 SH DFND 1 0 4258001 0 Vornado Realty Trust SH BEN INT 929042109 461 6000 SH DFND 1 0 6000 0 Waterstone Financial Inc. COM 94188P101 23198 1189617 SH DFND 1 0 1189617 0 Westlake Chemical Corp. COM 960413102 18695 225000 SH DFND 1 0 225000 0 Wright Investors Service Holdings COM 982345100 293 825691 SH DFND 1 0 825691 0 XPO Logistics, Inc. COM 983793100 11862 175000 SH DFND 1 0 175000 0 XPO Logistics, Inc. COM 983793100 542 8000 SH SOLE 0 8000 0 0 York Traditions Bank COM 987159100 2273 131000 SH DFND 1 0 131000 0 Belmond Ltd. Class A COM G1154H107 4641 340000 SH DFND 1 0 340000 0 TechnipFMC plc COM G87110105 12151 435200 SH DFND 1 0 435200 0 Chubb Limited COM h1467j104 4805 33706 SH DFND 1 0 33706 0 Constellium N.V. COM N22035104 2050 200000 SH DFND 1 0 200000 0